Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707 | Chief Financial Officer | February 25, 2025 | March 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBIA BANKING SYSTEM, INC.
Report date February 25, 2025 · Filed March 15, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 31,807 |
Reported balance
After 2025-02-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-02-25 · Grant · Acquired 12,781 · Balance 31,807 F1: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 38,124 |
Reported balance
After 2025-02-25 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-02-25 · Grant · Acquired 9,586 · Balance 38,124 F3: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 47,710 |
Reported balance
After 2025-02-25 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-02-25 · Grant · Acquired 9,586 · Balance 47,710 F4: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years.
F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts.
F3: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.
F4: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UMPQUA HOLDINGS CORP
Report date February 28, 2023 · Filed March 02, 2023
Section 16 reporting ended · disclosed 2023-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-28 · Tax withholding · Disposed 5,062 · Balance 293,760 F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Row 2 · 2023-02-28 · Disposition to issuer · Disposed 293,760 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 0 |
Reported balance
After 2023-02-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-02-28 · Disposition to issuer · Disposed 1,661 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
| Common StockSEC Table I · non-derivative | Indirectby IRA | 0 |
Reported balance
After 2023-02-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-02-28 · Disposition to issuer · Disposed 4,179 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse IRA | 0 |
Reported balance
After 2023-02-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-02-28 · Disposition to issuer · Disposed 2,274 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2025 Filed Mar 4, 2025 21:10 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 3,073 | $26.73 | $82,141.29 |
DisclosureSEC source: 0000887343-25-000098 · wk-form4_1741122607.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,162 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:10 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,930 | $26.73 | $78,318.90 |
DisclosureSEC source: 0000887343-25-000098 · wk-form4_1741122607.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,235 Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 21:03 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantPerformance Restricted Stock Unit · Derivative | 6,390 | $26.60 | $169,974.00 |
DisclosureSEC source: 0000887343-25-000070 · wk-form4_1740603816.xml · derivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,318 Underlying: Common Stock · 6,390 shares Expires not disclosed F3 · derivative.exercise_price: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F3 · derivative.exercise_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F3 · derivative.expiration_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 21:03 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantPerformance Restricted Stock Unit · Derivative | 6,390 | $26.60 | $169,974.00 |
DisclosureSEC source: 0000887343-25-000070 · wk-form4_1740603816.xml · derivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,928 Underlying: Common Stock · 6,390 shares Expires not disclosed F2 · derivative.exercise_price: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2 · derivative.exercise_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2 · derivative.expiration_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 21:03 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantRestricted Stock Unit · Derivative | 19,172 | $26.60 | $509,975.20 |
DisclosureSEC source: 0000887343-25-000070 · wk-form4_1740603816.xml · derivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,198 Underlying: Common Stock · 19,172 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F1 · derivative.exercise_date: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F1 · derivative.expiration_date: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. Read SEC document |
| February 25, 2025 Filed Mar 15, 2025 01:53 UTC Amendment | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantPerformance Restricted Stock Unit · Derivative | 9,586 | $26.60 | $254,987.60 |
DisclosureSEC source: 0000887343-25-000126 · wk-form4a_1742003616.xml · derivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,710 Underlying: Common Stock · 9,586 shares Expires not disclosed F4 · derivative.exercise_price: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F4 · derivative.exercise_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F4 · derivative.expiration_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2 · derivative.underlying_shares: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. Read SEC document |
| February 25, 2025 Filed Mar 15, 2025 01:53 UTC Amendment | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantPerformance Restricted Stock Unit · Derivative | 9,586 | $26.60 | $254,987.60 |
DisclosureSEC source: 0000887343-25-000126 · wk-form4a_1742003616.xml · derivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,124 Underlying: Common Stock · 9,586 shares Expires not disclosed F3 · derivative.exercise_price: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F3 · derivative.exercise_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F3 · derivative.expiration_date: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2 · derivative.underlying_shares: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. Read SEC document |
| February 25, 2025 Filed Mar 15, 2025 01:53 UTC Amendment | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantRestricted Stock Unit · Derivative | 12,781 | $26.60 | $339,974.60 |
DisclosureSEC source: 0000887343-25-000126 · wk-form4a_1742003616.xml · derivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 12,781 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F1 · derivative.exercise_date: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F1 · derivative.expiration_date: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F2 · derivative.underlying_shares: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 00:21 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,240 | $27.41 | $61,398.40 |
DisclosureSEC source: 0000887343-25-000036 · wk-form4_1739924479.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,165 Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:33 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 1,729 | $19.51 | $33,732.79 |
DisclosureSEC source: 0000887343-24-000148 · wk-form4_1710279209.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,405 Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:33 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 3,002 | $19.51 | $58,569.02 |
DisclosureSEC source: 0000887343-24-000148 · wk-form4_1710279209.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,134 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:08 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantPerformance Restricted Stock Unit · Derivative | 14,269 | $17.87 | $254,987.03 |
DisclosureSEC source: 0000887343-24-000116 · wk-form4_1709597325.xml · derivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,538 Underlying: Common Stock · 14,269 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units and performance restricted stock units will be settled in cash; provided that the grants may be settled in shares following shareholder approval of an applicable equity incentive plan. F4 · derivative.exercise_date: Performance restricted stock units granted 03/01/2024. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2024-2026 compared to a Compensation Committee approved group of peers. F4 · derivative.expiration_date: Performance restricted stock units granted 03/01/2024. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2024-2026 compared to a Compensation Committee approved group of peers. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:08 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantPerformance Restricted Stock Unit · Derivative | 14,269 | $17.87 | $254,987.03 |
DisclosureSEC source: 0000887343-24-000116 · wk-form4_1709597325.xml · derivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,269 Underlying: Common Stock · 14,269 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units and performance restricted stock units will be settled in cash; provided that the grants may be settled in shares following shareholder approval of an applicable equity incentive plan. F3 · derivative.exercise_date: Performance restricted stock units granted 03/01/2024. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2024-2026 compared to a Compensation Committee approved group of peers. F3 · derivative.expiration_date: Performance restricted stock units granted 03/01/2024. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2024-2026 compared to a Compensation Committee approved group of peers. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:08 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantRestricted Stock Unit · Derivative | 19,026 | $17.87 | $339,994.62 |
DisclosureSEC source: 0000887343-24-000116 · wk-form4_1709597325.xml · derivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,026 Underlying: Common Stock · 19,026 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units and performance restricted stock units will be settled in cash; provided that the grants may be settled in shares following shareholder approval of an applicable equity incentive plan. F2 · derivative.exercise_date: Restricted stock units granted 03/01/2024. Beginning on the first anniversary of the grant date, the grant will vest 33.33% per year for three years. F2 · derivative.expiration_date: Restricted stock units granted 03/01/2024. Beginning on the first anniversary of the grant date, the grant will vest 33.33% per year for three years. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:03 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,930 | $17.76 | $52,036.80 |
DisclosureSEC source: 0000887343-24-000103 · wk-form4_1709330609.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,136 Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:02 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,017 | $19.01 | $38,343.17 |
DisclosureSEC source: 0000887343-24-000080 · wk-form4_1708480954.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,066 Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 20:31 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | PurchaseCommon Stock | 2,500 | $20.71 | $51,775.00 |
DisclosureSEC source: 0000887343-24-000028 · wk-form4_1706646704.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,073 F1 · balance_after: The reporting person's total direct holdings has been updated to incorporate amended filings. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 02:47 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,909 | $26.68 | $77,612.12 |
DisclosureSEC source: 0000887343-24-000017 · wk-form4_1704336437.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,733 Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 16:32 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 1,729 | $27.36 | $47,305.44 |
DisclosureSEC source: 0000887343-23-000188 · wf-form4_167846596619770.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,147 Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 01:40 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 1,900 | $29.07 | $55,233.00 |
DisclosureSEC source: 0000887343-23-000172 · wf-form4_167815324226208.xml · nonDerivative · entry 4 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,036 Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 01:40 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,850 | $29.07 | $82,849.50 |
DisclosureSEC source: 0000887343-23-000172 · wf-form4_167815324226208.xml · nonDerivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,936 Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 01:40 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,862 | $29.07 | $83,198.34 |
DisclosureSEC source: 0000887343-23-000172 · wf-form4_167815324226208.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,786 Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 01:40 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon Stock | 6,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-23-000172 · wf-form4_167815324226208.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,648 Read SEC document |
| March 02, 2023 Filed Mar 10, 2023 16:24 UTC Amendment | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 1,940 | $29.07 | $56,395.80 |
DisclosureSEC source: 0000887343-23-000175 · wf-form4a_167846543922933.xml · nonDerivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,876 F1 · shares: Adjustment to tax liability on vesting of award and the number of shares cancelled to cover taxes. Read SEC document |
| March 02, 2023 Filed Mar 10, 2023 16:24 UTC Amendment | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,910 | $29.07 | $84,593.70 |
DisclosureSEC source: 0000887343-23-000175 · wf-form4a_167846543922933.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,816 F1 · shares: Adjustment to tax liability on vesting of award and the number of shares cancelled to cover taxes. Read SEC document |
| March 02, 2023 Filed Mar 10, 2023 16:24 UTC Amendment | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | Tax withholdingCommon Stock | 2,922 | $29.07 | $84,942.54 |
DisclosureSEC source: 0000887343-23-000175 · wf-form4a_167846543922933.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,726 F1 · shares: Adjustment to tax liability on vesting of award and the number of shares cancelled to cover taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 11:00 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 2,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008117 · form4.xml · nonDerivative · entry 5 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse IRA Disclosed balance after: 0 F2 · shares: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 11:00 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 4,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008117 · form4.xml · nonDerivative · entry 4 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by IRA Disclosed balance after: 0 F2 · shares: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 11:00 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 1,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008117 · form4.xml · nonDerivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 0 F2 · shares: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 11:00 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 293,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008117 · form4.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 11:00 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 5,062 | $17.66 | $89,394.92 |
DisclosureSEC source: 0001127602-23-008117 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,760 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 11:39 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 15,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006681 · form4.xml · nonDerivative · entry 4 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,822 F5 · shares: Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative return on tangible common equity for fiscal years 2023-2025 compared to a Compensation Committee approved group of peers. F2 · price: Not required. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 11:39 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 15,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006681 · form4.xml · nonDerivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,102 F4 · shares: Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative total shareholder return from January 1, 2023 through December 31, 2025 compared to a Compensation Committee approved group of peers. F2 · price: Not required. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 11:39 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 20,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006681 · form4.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,382 F3 · shares: Restricted stock unit award granted 2/21/23. The award vests 34% on February 15, 2024, and 33% on February 15, 2025, and 2026. F2 · price: Not required. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 11:39 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006681 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,661 F1 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F2 · price: Not required. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 14:19 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 2,009 | $19.80 | $39,778.20 |
DisclosureSEC source: 0001127602-22-008751 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,422 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 13:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 2,249 | $21.35 | $48,016.15 |
DisclosureSEC source: 0001127602-22-007906 · form4.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,431 F3 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 13:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | SaleCommon Stock | 7,000 | $20.49 | $143,447.50 |
DisclosureSEC source: 0001127602-22-007906 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,680 F1 · shares: Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold pursuant to a 10b5-1 plan, and to satisfy tax obligations upon vesting of restricted stock awards, in multiple transactions at prices ranging from $20.21 to $20.68. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 14:39 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007616 · form4.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,590 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F3 · price: Not required. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 14:39 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 30,444 | $21.35 | $649,979.40 |
DisclosureSEC source: 0001127602-22-007616 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,680 F1 · shares: Restricted stock unit award granted 2/28/22. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:12 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003797 · form4.xml · nonDerivative · entry 4 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,236 F4 · shares: Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target. F3 · price: Not required. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:12 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003797 · form4.xml · nonDerivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,878 F2 · shares: Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target. F3 · price: Not required. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:12 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 3,649 | $20.83 | $76,008.67 |
DisclosureSEC source: 0001127602-22-003797 · form4.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,024 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:12 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 3,362 | $20.83 | $70,030.46 |
DisclosureSEC source: 0001127602-22-003797 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,673 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 17:05 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003582 · form4.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,575 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F3 · price: Not required. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 17:05 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,451 | $20.83 | $30,224.33 |
DisclosureSEC source: 0001127602-22-003582 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,035 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:49 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 8,982 | $18.09 | $162,484.38 |
DisclosureSEC source: 0001127602-21-010003 · form4.xml · nonDerivative · entry 4 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,486 F5 · shares: Performance share award granted 3/8/21. The award vests three years following the grant date based on the issuer's relative total shareholder return performance compared to a Compensation Committee approved group of peers. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:49 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 8,982 | $18.09 | $162,484.38 |
DisclosureSEC source: 0001127602-21-010003 · form4.xml · nonDerivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,504 F4 · shares: Performance share award granted 3/8/21. The award vests approximately three years following the grant date based on the issuer's relative return on average tangible common equity for fiscal years 2021-2023 compared to a Compensation Committee approved group of peers. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:49 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 17,965 | $18.09 | $324,986.85 |
DisclosureSEC source: 0001127602-21-010003 · form4.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,522 F3 · shares: Restricted stock award granted 3/8/21. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:49 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010003 · form4.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,526 F1 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F2 · price: Not required. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.