Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five Point Holdings, LLCFPH · Entity 5173 | Director | September 09, 2026 | September 11, 2026 |
| SEMPRASRE · Entity 3017 | Director | April 01, 2021 | April 02, 2021 |
| Sustainable Development Acquisition I Corp.SDACU · Entity 143038 | Director | February 04, 2021 | February 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five Point Holdings, LLC
Report date September 09, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common sharesSEC Table I · non-derivative | Direct | 151,483 |
Reported balance
After 2026-09-09 transaction · row 1
1 source rowRow 1 · 2026-09-09 · Grant · Acquired 15,779 · Balance 151,483 F1: This award is for 2026 service and was granted pursuant to the Issuer's long-term incentive plan. The Reporting Person was granted restricted shares that will vest on January 4, 2027, subject to the Reporting Person's continued service with the Issuer through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This award is for 2026 service and was granted pursuant to the Issuer's long-term incentive plan. The Reporting Person was granted restricted shares that will vest on January 4, 2027, subject to the Reporting Person's continued service with the Issuer through such vesting date.
SEMPRA
Report date April 01, 2021 · Filed April 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 10,481.74 |
Reported balance
After 2021-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-04-01 · Grant · Acquired 45.86 · Balance 10,481.74 F1: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2: Conversion of Derivative Security is 1 for 1. F3: Date exercisable is immediate for shares that have vested. F4: Expiration date is Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom shares of Sempra Energy Common Stock acquired as director compensation.
F2: Conversion of Derivative Security is 1 for 1.
F3: Date exercisable is immediate for shares that have vested.
F4: Expiration date is Not Applicable.
Sustainable Development Acquisition I Corp.
Report date February 04, 2021 · Filed February 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-04 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (333-252161) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (333-252161) and have no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STIFEL FINANCIAL CORP
Report date June 13, 2023 · Filed June 15, 2023
Section 16 reporting ended · disclosed 2023-06-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,090 |
Reported balance
After 2023-06-13 transaction · row 1
1 source rowRow 1 · 2023-06-13 · Exercise / conversion · Acquired 2,641 · Balance 22,090 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-06-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-13 · Exercise / conversion · Disposed 2,641 · Balance 0 F1: Currently exercisable. F2: No expiration date for these Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Currently exercisable.
F2: No expiration date for these Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2026 Filed Sep 11, 2026 20:48 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 15,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001321211-26-000003 · wk-form4_1789159722.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,483 F1 · shares: This award is for 2026 service and was granted pursuant to the Issuer's long-term incentive plan. The Reporting Person was granted restricted shares that will vest on January 4, 2027, subject to the Reporting Person's continued service with the Issuer through such vesting date. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 19:20 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 14,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001574197-25-000026 · wk-form4_1741994425.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,704 F1 · shares: This award represents an award pursuant to the Issuer's long-term incentive plan. The Reporting Person was granted restricted shares that will vest quarterly on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's continued service with the Issuer through each vesting date. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:25 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 26,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001574197-24-000050 · wk-form4_1710293143.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,835 F1 · shares: This award represents an award pursuant to the Issuer's long-term incentive plan. The reporting person was granted restricted shares that will vest quarterly on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's continued service with the Issuer through each vesting date. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037347 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037347 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:35 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 35,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001574197-23-000031 · wf-form4_167875770728334.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,345 F1 · shares: This award represents an award pursuant to the Issuer's long-term incentive plan. The Reporting Person was granted restricted shares that will vest quarterly on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the Reporting Person's continued service with the Issuer through each vesting date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,761 | $56.78 Strike: $0.00 | $99,989.58 |
DisclosureSEC source: 0001209191-22-036943 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 Underlying: Common Stock · 1,761 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2022 Filed Aug 17, 2022 20:58 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,642 | $56.78 Strike: $0.00 | $150,012.76 |
DisclosureSEC source: 0001209191-22-046324 · doc4a.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 Underlying: Common Stock · 2,642 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033504 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033504 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 17:07 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 12,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001574197-22-000029 · wf-form4_164746485107322.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,471 F1 · shares: This award represents an award pursuant to the Issuer's long-term incentive plan. The Reporting Person was granted restricted shares that will vest quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to the Reporting Person's continued service with the Issuer through each vesting date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002852 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002852 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,389 | $71.98 Strike: $0.00 | $99,980.22 |
DisclosureSEC source: 0001209191-21-060605 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,014 Underlying: Common Stock · 1,389 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038599 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038599 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:40 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 45.86 | $131.80 | $6,044.35 |
DisclosureSEC source: 0001771474-21-000027 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,481.74 Underlying: Common Stock · 45.86 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 18:28 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 12,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007455 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,589 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:02 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 100.97 | $123.80 | $12,500.09 |
DisclosureSEC source: 0001771474-21-000002 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,349.06 Underlying: Common Stock · 100.97 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:27 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 104.93 | $119.13 | $12,500.31 |
DisclosureSEC source: 0001771474-20-000093 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,165.75 Underlying: Common Stock · 104.93 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 21:54 UTC | SEMPRA SRE · Entity 3017 | PurchaseCommon Stock | 746 | $134.08 | $100,023.68 |
DisclosureSEC source: 0001771474-20-000088 · edgar.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Brown-Sauter Inter Vivos Trust Disclosed balance after: 746 F1 · price: Weighted average of purchase prices. Actual prices range from $134.07 to $134.09. Information regarding the number of shares purchased at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. F2 · balance_after: Held by the insider and her spouse as trustees and beneficiaries of this trust. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:36 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 103.01 | $121.35 | $12,500.26 |
DisclosureSEC source: 0001771474-20-000071 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,977.82 Underlying: Common Stock · 103.01 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035259 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,846 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035259 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033546 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,746 Underlying: Common Stock · 2,096 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 05, 2020 Filed May 6, 2020 21:29 UTC | SEMPRA SRE · Entity 3017 | GrantCommon Stock | 725 | $0.00 | $0.00 |
DisclosureSEC source: 0001771474-20-000055 · edgar.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 19:43 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 120.53 | $103.71 | $12,500.17 |
DisclosureSEC source: 0001771474-20-000039 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,792.53 Underlying: Common Stock · 120.53 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 727.37 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:50 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 9,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004039 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,951 Read SEC document |
| January 02, 2020 Filed Jan 4, 2020 00:57 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 83.83 | $149.12 | $12,500.73 |
DisclosureSEC source: 0001771474-20-000003 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,611.66 Underlying: Common Stock · 83.83 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 722.79 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 23:57 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 85.57 | $146.08 | $12,500.07 |
DisclosureSEC source: 0001228379-19-000093 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,465.51 Underlying: Common Stock · 85.57 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 718.02 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:07 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 91.47 | $136.66 | $12,500.29 |
DisclosureSEC source: 0001228379-19-000075 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,315.59 Underlying: Common Stock · 91.47 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 713.10 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035571 · doc4.xml · derivative · entry 3 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035571 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035571 · doc4.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:14 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 713.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001228379-19-000057 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713.1 Underlying: Common Stock · 713.1 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2020 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2020 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:42 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 98.71 | $126.63 | $12,499.65 |
DisclosureSEC source: 0001228379-19-000039 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,448.37 Underlying: Common Stock · 98.71 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 865.95 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:25 UTC | Five Point Holdings, LLC NYSE: FPH · Entity 5173 | GrantClass A common shares | 10,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001439 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,063 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 20:44 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 117.09 | $106.76 | $12,500.53 |
DisclosureSEC source: 0001228379-19-000002 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,284.98 Underlying: Common Stock · 117.09 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 859.15 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:42 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 109.81 | $113.83 | $12,499.67 |
DisclosureSEC source: 0001228379-18-000080 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,105.58 Underlying: Common Stock · 109.81 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 852.51 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 20:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052442 · doc4.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 20:47 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045695 · doc4.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · kind: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F1 · price: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F2 · derivative.exercise_date: Units vest quarterly over a one year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:41 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 108.19 | $115.54 | $12,500.27 |
DisclosureSEC source: 0001228379-18-000068 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,934.21 Underlying: Common Stock · 108.19 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 845.94 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000057 · edgardoc.xml · derivative · entry 3 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000057 · edgardoc.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000057 · edgardoc.xml · derivative · entry 2 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 10, 2018 Filed May 11, 2018 22:42 UTC | SEMPRA SRE · Entity 3017 | GrantRestricted Phantom Shares · Derivative | 845.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001228379-18-000053 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845.94 Underlying: Common Stock · 845.94 shares Expires not disclosed F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock. F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2019 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2019 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 23:17 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 113.5 | $110.13 | $12,499.76 |
DisclosureSEC source: 0001228379-18-000033 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,925.13 Underlying: Common Stock · 113.5 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 549.63 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 19:30 UTC | Five Point Holdings, LLC FPH · Entity 5173 | GrantClass A common shares | 5,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001215 · doc4.xml · nonDerivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,537 F1 · shares: These shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan") and an agreement entered into between the registered owner and Five Point Holdings, LLC (the "Company"), copies of which are on file with the secretary of the Company. Such restricted shares will vest in four equal quarterly installments beginning on March 31, 2018. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:39 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 118.65 | $105.35 | $12,499.78 |
DisclosureSEC source: 0001228379-18-000002 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,760.55 Underlying: Common Stock · 118.65 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 545.43 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 00:15 UTC | SEMPRA SRE · Entity 3017 | GrantPhantom Shares · Derivative | 109.67 | $113.98 | $12,500.19 |
DisclosureSEC source: 0001228379-17-000093 · edgar.xml · derivative · entry 1 Brown Kathleen · CIK 0001321211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,595.26 Underlying: Common Stock · 109.67 shares Expires not disclosed F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation. F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1. F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested. F4 · derivative.expiration_date: Expiration date is Not Applicable. F5 · balance_after: Total includes 541.54 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.