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Smith Robert Edgar

Disclosed activity across 1 company

Tapewire entity
81743
SEC CIK
0001628362

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PINNACLE WEST CAPITAL CORPPNW · Entity 3465EVP, CLO, and CDOMarch 18, 2025March 20, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PINNACLE WEST CAPITAL CORP

Report date March 18, 2025 · Filed March 20, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,328 Ending reported balance After 2025-03-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-03-18 · Grant · Acquired 17,898 · Balance 27,057

F1: Shares acquired upon the vesting of the performance shares granted in 2022 that were tied to the following: total shareholder return performance; earnings per share growth; clean megawatts installed metrics; and performance shares received in connection with dividend equivalent rights.

Row 2 · 2025-03-18 · Disposition to issuer · Disposed 2,261 · Balance 24,796

F2: Represents the cash settlement of performance shares received in connection with the settlement of dividend equivalent rights.

Row 3 · 2025-03-18 · Tax withholding · Disposed 6,468 · Balance 18,328

F3: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired upon the vesting of the performance shares granted in 2022 that were tied to the following: total shareholder return performance; earnings per share growth; clean megawatts installed metrics; and performance shares received in connection with dividend equivalent rights.

F2: Represents the cash settlement of performance shares received in connection with the settlement of dividend equivalent rights.

F3: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2022 Filed Feb 23, 2022 18:59 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · balance_after: This total includes 127 shares that were acquired over time under a dividend reinvestment program and that were not reported on prior Form 4's.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 00:06 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 117 $63.60 $7,441.20
Disclosure

SEC source: 0001209191-21-063481 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · SVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,178

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 00:06 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063481 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · SVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 00:06 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 729 $63.60 $46,364.40
Disclosure

SEC source: 0001209191-21-063481 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · SVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 00:06 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 1,638 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063481 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,763

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 688 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · derivative · entry 15

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · derivative · entry 14

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436

Underlying: Common Stock · 718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 2,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · derivative · entry 13

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares vested on February 19, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares vested on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 94 $76.26 $7,168.44
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 12

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 209 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 11

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,219

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019 and 2020 Restricted Stock Unit grants.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019 and 2020 Restricted Stock Unit grants.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 153 $76.26 $11,667.78
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 10

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 9

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 344 $76.26 $26,233.44
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 8

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 7

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 315 $76.26 $24,021.90
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 6

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 5

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 596 $76.26 $45,450.96
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 1,232 $76.26 $93,952.32
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:48 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 3,816 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-012104 · doc4.xml · derivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816

Underlying: Common Stock · 3,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 16, 2021, and vests in four equal, annual installments beginning on February 18, 2022, and will be settled in four equal, annual installments beginning February 18, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 16, 2021, and vests in four equal, annual installments beginning on February 18, 2022, and will be settled in four equal, annual installments beginning February 18, 2022.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:36 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 28 $87.94 $2,462.32
Disclosure

SEC source: 0001209191-20-057971 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:36 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057971 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,808

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 9, 2020.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 9, 2020.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:36 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 371 $87.94 $32,625.74
Disclosure

SEC source: 0001209191-20-057971 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:36 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057971 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2017 that were tied to the operational performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2017 that were tied to the operational performance metric.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · derivative · entry 10

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154

Underlying: Common Stock · 718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 1,846 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · derivative · entry 9

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464

Underlying: Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 30 $101.09 $3,032.70
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 8

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 7

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 and 2019 Restricted Stock Unit grants.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 and 2019 Restricted Stock Unit grants.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 320 $101.09 $32,348.80
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 6

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 718 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 5

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 410 $101.09 $41,446.90
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 923 $101.09 $93,306.07
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 18, 2020 Filed Feb 20, 2020 21:46 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 2,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-011142 · doc4.xml · derivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,752

Underlying: Common Stock · 2,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 18, 2020, and vests in four equal, annual installments beginning on February 19, 2021, and will be settled in four equal, annual installments beginning February 19, 2021.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 18, 2020, and vests in four equal, annual installments beginning on February 19, 2021, and will be settled in four equal, annual installments beginning February 19, 2021.

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February 20, 2019 Filed Feb 22, 2019 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · derivative · entry 7

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310

Underlying: Common Stock · 1,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares will vest on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares will vest on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

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February 20, 2019 Filed Feb 22, 2019 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 5 $90.93 $454.65
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 6

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 5

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 Restricted Stock Unit grant.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 Restricted Stock Unit grant.

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February 20, 2019 Filed Feb 22, 2019 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 283 $90.93 $25,733.19
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 616 $90.93 $56,012.88
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:13 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012690 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:29 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 2,872 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012181 · doc4.xml · derivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872

Underlying: Common Stock · 2,872 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 22:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 5,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055770 · doc4.xml · derivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,542

Underlying: Common Stock · 5,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares will vest on February 20, 2019; 1,846 shares will vest on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares will vest on February 20, 2019; 1,846 shares will vest on February 20, 2020; and 2,464 shares will vest on February 19, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.