Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | EVP, CLO, and CDO | March 18, 2025 | March 20, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date March 18, 2025 · Filed March 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,328 |
Ending reported balance
After 2025-03-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-03-18 · Grant · Acquired 17,898 · Balance 27,057 F1: Shares acquired upon the vesting of the performance shares granted in 2022 that were tied to the following: total shareholder return performance; earnings per share growth; clean megawatts installed metrics; and performance shares received in connection with dividend equivalent rights. Row 2 · 2025-03-18 · Disposition to issuer · Disposed 2,261 · Balance 24,796 F2: Represents the cash settlement of performance shares received in connection with the settlement of dividend equivalent rights. Row 3 · 2025-03-18 · Tax withholding · Disposed 6,468 · Balance 18,328 F3: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired upon the vesting of the performance shares granted in 2022 that were tied to the following: total shareholder return performance; earnings per share growth; clean megawatts installed metrics; and performance shares received in connection with dividend equivalent rights.
F2: Represents the cash settlement of performance shares received in connection with the settlement of dividend equivalent rights.
F3: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2024 Filed Feb 23, 2024 02:22 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019072 · ownership.xml · nonDerivative · entry 5 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, atthe reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, atthe reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:22 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 119 | $69.10 | $8,222.90 |
DisclosureSEC source: 0000950170-24-019072 · ownership.xml · nonDerivative · entry 4 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,645 F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The receipient retained all other shares. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:22 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019072 · ownership.xml · nonDerivative · entry 3 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,764 F3 · shares: Represents shares of common stock received by the indididual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2024. F3 · price: Represents shares of common stock received by the indididual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2024. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:22 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 814 | $69.10 | $56,247.40 |
DisclosureSEC source: 0000950170-24-019072 · ownership.xml · nonDerivative · entry 2 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,477 F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The receipient retained all other shares. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:22 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019072 · ownership.xml · nonDerivative · entry 1 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,291 F1 · shares: Shares aquired upon the vesting of a portion of the performance shares granted in 2021 that were tied to the total shareholder return performance metric. F1 · price: Shares aquired upon the vesting of a portion of the performance shares granted in 2021 that were tied to the total shareholder return performance metric. Read SEC document |
| December 11, 2023 Filed Dec 11, 2023 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-069472 · ownership.xml · nonDerivative · entry 2 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,488 Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 1,610 | $75.95 | $122,279.50 |
DisclosureSEC source: 0000950170-23-069472 · ownership.xml · nonDerivative · entry 1 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,178 Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 20:51 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 197 | $76.18 | $15,007.46 |
DisclosureSEC source: 0000950170-23-054209 · ownership.xml · nonDerivative · entry 4 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,788 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 20:51 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-054209 · ownership.xml · nonDerivative · entry 3 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,985 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2023. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2023. Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 20:51 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,169 | $76.18 | $89,054.42 |
DisclosureSEC source: 0000950170-23-054209 · ownership.xml · nonDerivative · entry 2 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,509 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 20:51 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 2,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-054209 · ownership.xml · nonDerivative · entry 1 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,678 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2020 that were tied to the operational performance metric. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2020 that were tied to the operational performance metric. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 23:27 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 4,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012345 · doc4.xml · derivative · entry 1 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,148 Underlying: Common Stock · 4,148 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024. F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 19 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,826 Underlying: Common Stock · 944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. F9 · shares: The number of derivative securities in Column 5 includes 45 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023. F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023. F11 · balance_after: Includes 129 Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 18 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908 Underlying: Common Stock · 954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 17 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Underlying: Common Stock · 688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 16 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 104 | $75.10 | $7,810.40 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 15 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,668 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 14 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,772 F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020, and 2021 Restricted Stock Unit grants. F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020, and 2021 Restricted Stock Unit grants. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 448 | $75.10 | $33,644.80 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 13 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,541 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 45 | $75.10 | $3,379.50 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 12 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,989 F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 11 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 212 | $75.10 | $15,921.20 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 10 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,090 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 9 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 477 | $75.10 | $35,822.70 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 8 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,825 Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 7 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 153 | $75.10 | $11,490.30 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 6 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,825 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 5 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 344 | $75.10 | $25,834.40 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 4 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,634 Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 3 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 327 | $75.10 | $24,557.70 |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 2 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,634 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:08 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 1 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:43 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 249 | $64.05 | $15,948.45 |
DisclosureSEC source: 0001209191-22-054322 · doc4.xml · nonDerivative · entry 4 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,164 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:43 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-054322 · doc4.xml · nonDerivative · entry 3 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,413 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2022. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2022. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:43 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,284 | $64.05 | $82,240.20 |
DisclosureSEC source: 0001209191-22-054322 · doc4.xml · nonDerivative · entry 2 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,855 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:43 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 2,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-054322 · doc4.xml · nonDerivative · entry 1 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,139 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2019 that were tied to the operational performance metric. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2019 that were tied to the operational performance metric. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 21:33 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 3,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012714 · doc4.xml · derivative · entry 1 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,596 Underlying: Common Stock · 3,596 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock. F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023. F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · derivative · entry 15 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 Underlying: Common Stock · 954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · derivative · entry 14 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376 Underlying: Common Stock · 688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · derivative · entry 13 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718 Underlying: Common Stock · 718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 75 | $68.92 | $5,169.00 |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 12 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,195 F3 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 11 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,270 F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020 and 2021 Restricted Stock Unit grants. F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020 and 2021 Restricted Stock Unit grants. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 231 | $68.92 | $15,920.52 |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 10 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,105 F3 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 9 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 477 | $68.92 | $32,874.84 |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 8 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859 Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 7 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 150 | $68.92 | $10,338.00 |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 6 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859 F3 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 5 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 344 | $68.92 | $23,708.48 |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 4 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 3 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:59 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 358 | $68.92 | $24,673.36 |
DisclosureSEC source: 0001209191-22-012114 · doc4.xml · nonDerivative · entry 2 Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 F3 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.