Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROHIVE NETWORKS, INCHIVE · Entity 155534 | Director | August 09, 2019 | August 09, 2019 |
| Zscaler, Inc.ZS · Entity 3153 | Chief Financial Officer | March 18, 2025 | March 20, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROHIVE NETWORKS, INC
Report date August 09, 2019 · Filed August 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-09 transaction · row 1
1 source rowRow 1 · 2019-08-09 · Disposition to issuer · Disposed 160,131 · Balance 0 F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.45 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of June 26, 2019, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on June 26, 2019. F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement. |
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.58 · Expires 2023-09-17 | Direct | 0 |
Reported balance
After 2019-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-09 · Disposition to issuer · Disposed 66,920 · Balance 0 F3: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.45 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of June 26, 2019, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on June 26, 2019.
F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.
F3: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.
Zscaler, Inc.
Report date March 18, 2025 · Filed March 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 213,702 |
Reported balance
After 2025-03-18 transaction · row 1
1 source rowRow 1 · 2025-03-18 · Sale · Disposed 3,721 · Balance 213,702 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units as mandated by the Issuer's election under its equity incentive plans and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.1439 to $199.1465, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units as mandated by the Issuer's election under its equity incentive plans and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.1439 to $199.1465, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2020 Filed Apr 9, 2020 18:39 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,306 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001713683-20-000055 · wf-form4_158647198226164.xml · derivative · entry 5 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,694 Underlying: Common Stock · 1,306 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 6, 2018 and 1/48 of the shares vest monthly thereafter. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 18:39 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 108,694 | $65.00 | $7,065,110.00 |
DisclosureSEC source: 0001713683-20-000055 · wf-form4_158647198226164.xml · nonDerivative · entry 4 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,373 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 18:39 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 1,306 | $65.00 | $84,890.00 |
DisclosureSEC source: 0001713683-20-000055 · wf-form4_158647198226164.xml · nonDerivative · entry 2 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,373 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 18:39 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionCommon Stock | 1,306 | $5.82 | $7,600.92 |
DisclosureSEC source: 0001713683-20-000055 · wf-form4_158647198226164.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 16:18 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001713683-20-000019 · wf-form4_157920948790254.xml · derivative · entry 3 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,000 Underlying: Common Stock · 110,000 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 6, 2018 and 1/48 of the shares vest monthly thereafter. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 16:18 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 110,000 | $60.00 | $6,600,000.00 |
DisclosureSEC source: 0001713683-20-000019 · wf-form4_157920948790254.xml · nonDerivative · entry 2 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,373 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019. F2 · balance_after: Includes 992 and 569 shares acquired under the Issuer's Fiscal Year 2018 Employee Stock Purchase Plan on June 17, 2019 and December 16, 2019, respectively. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 16:18 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionCommon Stock | 110,000 | $5.82 | $640,200.00 |
DisclosureSEC source: 0001713683-20-000019 · wf-form4_157920948790254.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2019 Filed Aug 9, 2019 13:56 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | Disposition to issuerStock Option (Right to buy) · Derivative | 66,920 | $0.00 Strike: $9.58 | $0.00 |
DisclosureSEC source: 0001372414-19-000073 · edgar.xml · derivative · entry 2 CANESSA REMO · CIK 0001250311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,920 shares Expires 2023-09-17 F3 · derivative.exercise_date: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement. Read SEC document |
| August 09, 2019 Filed Aug 9, 2019 13:56 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | Disposition to issuerCommon Stock | 160,131 | $4.45 | $712,582.95 |
DisclosureSEC source: 0001372414-19-000073 · edgar.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.45 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of June 26, 2019, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on June 26, 2019. F2 · shares: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 16:21 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001209191-19-036082 · doc4.xml · derivative · entry 5 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,000 Underlying: Common Stock · 110,000 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 6, 2018 and 1/48 of the shares vest monthly thereafter. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 16:21 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 1,712 | $79.08 | $135,377.26 |
DisclosureSEC source: 0001209191-19-036082 · doc4.xml · nonDerivative · entry 4 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,812 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019. F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $78.94 to $79.33, inclusive. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 16:21 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 83,071 | $78.38 | $6,511,304.35 |
DisclosureSEC source: 0001209191-19-036082 · doc4.xml · nonDerivative · entry 3 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,524 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $77.94 to $78.92, inclusive. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 16:21 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 25,217 | $77.51 | $1,954,521.76 |
DisclosureSEC source: 0001209191-19-036082 · doc4.xml · nonDerivative · entry 2 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,595 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.93 to $77.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), and (5) to this Form 4. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 16:21 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionCommon Stock | 110,000 | $5.82 | $640,200.00 |
DisclosureSEC source: 0001209191-19-036082 · doc4.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,562 shares acquired under the Issuer's employee stock purchase plan on December 17, 2018. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:29 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | GrantCommon Stock | 35,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001372414-19-000055 · edgar.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,131 F1 · security: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSUs shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Registrant's 2020 Annual Meeting of Stockholders, or (c) upon a Change in Control, subject to the Reporting Person continuing through such respective date to be a Service Provider (as those terms are defined in the Company's 2014 Equity Incentive Plan). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:38 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001209191-19-018133 · doc4.xml · derivative · entry 4 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,000 Underlying: Common Stock · 110,000 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 6, 2018 and 1/48 of the shares vest monthly thereafter. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:38 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 30,504 | $59.85 | $1,825,536.28 |
DisclosureSEC source: 0001209191-19-018133 · doc4.xml · nonDerivative · entry 3 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,250 F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $59.99, inclusive. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:38 UTC | Zscaler, Inc. ZS · Entity 3153 | SaleCommon Stock | 79,496 | $59.25 | $4,710,471.88 |
DisclosureSEC source: 0001209191-19-018133 · doc4.xml · nonDerivative · entry 2 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,754 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.75 to $59.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:38 UTC | Zscaler, Inc. ZS · Entity 3153 | Exercise / conversionCommon Stock | 110,000 | $5.82 | $640,200.00 |
DisclosureSEC source: 0001209191-19-018133 · doc4.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 20:13 UTC | Zscaler, Inc. ZS · Entity 3153 | GrantCommon Stock | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054743 · doc4.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,250 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on December 15, 2020. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:06 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | GrantCommon Stock | 30,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001372414-18-000035 · edgar.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,195 F1 · security: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSU's shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2019 Annual Meeting of Stockholders, subject to the Participant continuing through such date to be a Service Provider, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan). Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:14 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | GrantCommon Stock | 30,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001372414-17-000029 · edgar.xml · nonDerivative · entry 1 CANESSA REMO · CIK 0001250311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,843 F1 · security: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSUs shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2018 Annual Meeting of Stockholders, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.