Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Chief Risk Officer | March 19, 2025 | March 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 19, 2025 · Filed March 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 21,033 |
Reported balance
After 2025-03-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-19 · Sale · Disposed 2,314 · Balance 21,033 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2024. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.77 to $142.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: This amount includes (i) 1,941 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") that are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.77 to $142.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: This amount includes (i) 1,941 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") that are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 6, 2022 01:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 209 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000044 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,633 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 12,081 | $100.14 | $1,209,791.34 |
DisclosureSEC source: 0000895345-22-000044 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,424 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 671 | $73.67 | $49,430.69 |
DisclosureSEC source: 0000895345-21-000384 · form4.xml · nonDerivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,505 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.45 to $73.92, inclusive. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 800 | $72.85 | $58,278.00 |
DisclosureSEC source: 0000895345-21-000384 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,176 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $73.23, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000384 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,976 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,536 | $72.75 | $111,744.00 |
DisclosureSEC source: 0000895345-21-000384 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,970 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000345 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,506 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023 and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 3,001 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:59 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,212 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000245 · form4.xml · derivative · entry 5 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 33,212 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:59 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 13,483 | $73.94 | $996,903.36 |
DisclosureSEC source: 0000895345-21-000245 · form4.xml · nonDerivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,416 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.51 to $74.42, inclusive. F2 · balance_after: This amount includes (i) 26,404 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:59 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,022 | $73.17 | $221,133.34 |
DisclosureSEC source: 0000895345-21-000245 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,899 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.48 to $73.47, inclusive. F2 · balance_after: This amount includes (i) 26,404 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:59 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 16,707 | $72.09 | $1,204,329.11 |
DisclosureSEC source: 0000895345-21-000245 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,921 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.48 to $72.45, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 26,404 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:59 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 33,212 | $20.59 | $683,835.08 |
DisclosureSEC source: 0000895345-21-000245 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F2 · balance_after: This amount includes (i) 26,404 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 33,212 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000224 · form4.xml · derivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,212 Underlying: Class A common stock · 33,212 shares Expires 2028-10-26 F1 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2020 which were deemed achieved on February 24, 2021. F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 18,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000133 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,416 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 17, 2020, subject to the achievement of certain performance goals in respect of calendar year 2020. Those performance goals were deemed achieved at the maximum performance level on February 5, 2021. These RSUs remain unvested and are scheduled to vest on January 1, 2023, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,439 | $64.27 | $413,813.28 |
DisclosureSEC source: 0000895345-21-000066 · form4.xml · nonDerivative · entry 6 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,408 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.77 to $64.50, inclusive F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,950 | $63.28 | $186,669.51 |
DisclosureSEC source: 0000895345-21-000066 · form4.xml · nonDerivative · entry 5 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,847 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.75 to $63.74, inclusive F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,389 | $62.15 | $148,487.10 |
DisclosureSEC source: 0000895345-21-000066 · form4.xml · nonDerivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,797 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.71 to $62.55, inclusive. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,155 | $61.26 | $132,023.49 |
DisclosureSEC source: 0000895345-21-000066 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,186 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.69 to $61.66, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000066 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,341 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 9,321 | $60.79 | $566,623.59 |
DisclosureSEC source: 0000895345-21-000066 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,954 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,274 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001158 · form4.xml · derivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 19,274 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $66.39 | $6,639.00 |
DisclosureSEC source: 0000895345-20-001158 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 19,174 | $65.83 | $1,262,232.09 |
DisclosureSEC source: 0000895345-20-001158 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.37 to $66.32, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 19,274 | $20.59 | $396,851.66 |
DisclosureSEC source: 0000895345-20-001158 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001105 · form4.xml · derivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,274 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 903 | $60.62 | $54,736.61 |
DisclosureSEC source: 0000895345-20-001105 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.48 to $60.92, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,097 | $59.98 | $545,672.63 |
DisclosureSEC source: 0000895345-20-001105 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,178 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.48 to $60.46, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-001105 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001062 · form4.xml · derivative · entry 5 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,274 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 416 | $56.37 | $23,448.51 |
DisclosureSEC source: 0000895345-20-001062 · form4.xml · nonDerivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.35 to $56.44, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,381 | $56.01 | $189,373.19 |
DisclosureSEC source: 0000895345-20-001062 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,691 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.34 to $56.31, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,203 | $54.75 | $339,620.45 |
DisclosureSEC source: 0000895345-20-001062 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,072 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.23 to $55.11, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-001062 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000940 · form4.xml · derivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,274 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,000 | $58.50 | $584,991.00 |
DisclosureSEC source: 0000895345-20-000940 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.15 to $58.80, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000940 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:11 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000894 · form4.xml · derivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,274 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:11 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,483 | $57.95 | $317,762.33 |
DisclosureSEC source: 0000895345-20-000894 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.70 to $58.33, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:11 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,517 | $57.43 | $259,391.89 |
DisclosureSEC source: 0000895345-20-000894 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,758 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 to $57.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:11 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000894 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000859 · form4.xml · derivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,274 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 700 | $54.72 | $38,304.98 |
DisclosureSEC source: 0000895345-20-000859 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.47 to $54.99, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,300 | $53.86 | $500,914.74 |
DisclosureSEC source: 0000895345-20-000859 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,975 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.45 to $54.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000859 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:57 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000775 · form4.xml · derivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,274 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:57 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 7,998 | $59.27 | $474,069.45 |
DisclosureSEC source: 0000895345-20-000775 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.94 to $59.83, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:57 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,002 | $58.46 | $117,036.72 |
DisclosureSEC source: 0000895345-20-000775 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,273 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.92 to $58.90, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:57 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000775 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:48 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000683 · form4.xml · derivative · entry 6 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,274 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:48 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 401 | $68.33 | $27,398.37 |
DisclosureSEC source: 0000895345-20-000683 · form4.xml · nonDerivative · entry 5 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,275 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.25 to $68.51, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.