Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Chief Risk Officer | March 19, 2025 | March 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 19, 2025 · Filed March 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 21,033 |
Reported balance
After 2025-03-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-19 · Sale · Disposed 2,314 · Balance 21,033 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2024. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.77 to $142.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: This amount includes (i) 1,941 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") that are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.77 to $142.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: This amount includes (i) 1,941 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") that are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2025 Filed Mar 21, 2025 20:04 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,314 | $141.48 | $327,382.64 |
DisclosureSEC source: 0001758730-25-000078 · wk-form4_1742587486.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,033 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.77 to $142.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: This amount includes (i) 1,941 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") that are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 23:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-25-000063 · wk-form4_1742342302.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,347 F4 · kind: The reported transaction is an award of RSUs in respect of Class A Common Stock. Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2025. F2 · balance_after: This amount includes (i) 1,941 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 23:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-25-000063 · wk-form4_1742342302.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,639 F3 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 1,941 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 23:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 2,417 | $141.57 | $342,174.69 |
DisclosureSEC source: 0001758730-25-000063 · wk-form4_1742342302.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,631 F1 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 1,941 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2026, (ii) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, (iii) 2,579 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 2,708 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 06, 2025 Filed Jan 8, 2025 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,654 | $132.38 | $483,699.35 |
DisclosureSEC source: 0001758730-25-000025 · wk-form4_1736370526.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,048 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.11 to $133.21, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: This amount includes (i) 1,493 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2025, (ii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iii) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iv) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-25-000011 · wk-form4_1735945611.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,702 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iii) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iv) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 2,161 | $131.33 | $283,804.13 |
DisclosureSEC source: 0001758730-25-000011 · wk-form4_1735945611.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,672 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iii) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iv) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 07, 2024 Filed May 8, 2024 22:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,517 | $110.56 | $278,268.70 |
DisclosureSEC source: 0001758730-24-000110 · wk-form4_1715208906.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,833 F1 · balance_after: This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iv) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000068 · wk-form4_1710888807.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,369 F4 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iv) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 2,626 | $103.82 | $272,631.32 |
DisclosureSEC source: 0001758730-24-000068 · wk-form4_1710888807.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,337 F3 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of of Class A Common Stock held by the reporting person. F2 · balance_after: This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iv) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2024 Filed May 8, 2024 22:52 UTC Amendment | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000105 · wk-form4a_1715208726.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,350 F1 · security: On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024. F2 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F3 · balance_after: This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iv) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 3,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000068 · wk-form4_1710888807.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,963 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2024. F2 · balance_after: This amount includes (i) 1,493 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 3,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025 and March 15, 2026, (iv) 10,555 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 3,869 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 21:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 10,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000035 · wk-form4_1707773077.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,094 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2023, subject to the achievement of certain performance goals in respect of calendar year 2023. The level of achievement of those performance goals was determined on February 9, 2024. These RSUs remain unvested and are scheduled to vest on January 1, 2026, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 1,697 unvested RSUs in respect of the Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,474 | $94.41 | $611,230.41 |
DisclosureSEC source: 0001758730-24-000018 · wk-form4_1704750447.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,539 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.04 to $95.34, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: This amount includes (i) 1,697 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 21:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000012 · wk-form4_1704319081.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,013 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 21:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 3,778 | $89.27 | $337,262.06 |
DisclosureSEC source: 0001758730-24-000012 · wk-form4_1704319081.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,941 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 300 | $96.83 | $29,049.99 |
DisclosureSEC source: 0001758730-23-000178 · wk-form4_1701810467.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,719 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.78 to $96.86, inclusive. F3 · balance_after: This amount includes (i) 1,697 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,100 | $96.05 | $105,653.46 |
DisclosureSEC source: 0001758730-23-000178 · wk-form4_1701810467.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,019 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.78 to $96.40, inclusive. F3 · balance_after: This amount includes (i) 1,697 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,648 | $95.09 | $156,715.41 |
DisclosureSEC source: 0001758730-23-000178 · wk-form4_1701810467.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,119 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.68 to $95.62, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4 and 5 to this Form 4. F3 · balance_after: This amount includes (i) 1,697 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000102 · wf-form4_167951878433165.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,767 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,536 | $75.04 | $115,261.44 |
DisclosureSEC source: 0001758730-23-000102 · wf-form4_167951878433165.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,749 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 23:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000089 · wf-form4_167935353201898.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,285 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 23:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,632 | $74.19 | $121,078.08 |
DisclosureSEC source: 0001758730-23-000089 · wf-form4_167935353201898.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,277 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000074 · wf-form4_167908356097746.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,909 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000056 · wf-form4_167761856493596.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,087 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2022, subject to the achievement of certain performance goals in respect of calendar year 2022. The level of achievement of those performance goals was determined on February 24, 2023. These RSUs remain unvested and are scheduled to vest on January 1, 2025, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, and (v) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 31,555 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001758730-23-000034 · wf-form4_167407605813937.xml · derivative · entry 6 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 31,555 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2022. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 31,555 | $72.04 | $2,273,269.53 |
DisclosureSEC source: 0001758730-23-000034 · wf-form4_167407605813937.xml · nonDerivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,302 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2022. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.29, inclusive. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 31,555 | $20.59 | $649,717.45 |
DisclosureSEC source: 0001758730-23-000034 · wf-form4_167407605813937.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2022. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,659 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001758730-23-000034 · wf-form4_167407605813937.xml · derivative · entry 5 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,555 Underlying: Class A common stock · 1,659 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2022. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,659 | $72.01 | $119,468.41 |
DisclosureSEC source: 0001758730-23-000034 · wf-form4_167407605813937.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,302 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2022. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72 to $72.09, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 of this Form 4. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 1,659 | $20.59 | $34,158.81 |
DisclosureSEC source: 0001758730-23-000034 · wf-form4_167407605813937.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2022. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,636 | $63.95 | $360,412.06 |
DisclosureSEC source: 0001758730-23-000032 · wf-form4_167331367787095.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,302 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 3, 2022. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.56 to $64.27, inclusive. F3 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,460 | $63.27 | $345,477.13 |
DisclosureSEC source: 0001758730-23-000032 · wf-form4_167331367787095.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,938 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 3, 2022. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.55 to $63.54, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. F3 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 01:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000012 · wf-form4_167288191552117.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,262 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 01:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 7,176 | $65.34 | $468,879.84 |
DisclosureSEC source: 0001758730-23-000012 · wf-form4_167288191552117.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,134 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 10, 2023 01:18 UTC Amendment | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 7,040 | $65.34 | $459,993.60 |
DisclosureSEC source: 0001758730-23-000024 · wf-form4a_167331348136280.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,398 F1 · security: On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement ofrestricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and thecorrect number of shares held by the reporting person following the transactions that occurred on January 1, 2023. F2 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person. F3 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 21:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,306 | $63.69 | $146,869.14 |
DisclosureSEC source: 0001758730-22-000033 · wf-form4_167036127229108.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,310 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 3, 2022. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000361 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,616 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,536 | $89.88 | $138,055.68 |
DisclosureSEC source: 0000895345-22-000361 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,606 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000350 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,142 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 869 | $87.43 | $75,976.67 |
DisclosureSEC source: 0000895345-22-000350 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,140 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 4,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000335 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,009 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,394 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 22:27 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftClass A common stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000312 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,531 F1 · balance_after: This amount includes (i) 6,003 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:02 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 33,214 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000236 · form4.xml · derivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,214 Underlying: Class A common stock · 33,214 shares Expires 2028-10-26 F3 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2021 which were deemed achieved on February 24, 2022. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:02 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 10,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000236 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,281 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 200 | $96.32 | $19,263.00 |
DisclosureSEC source: 0000895345-22-000044 · form4.xml · nonDerivative · entry 7 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,101 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.28 to $96.35, inclusive. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $95.05 | $9,505.00 |
DisclosureSEC source: 0000895345-22-000044 · form4.xml · nonDerivative · entry 6 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,301 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,158 | $94.09 | $391,234.95 |
DisclosureSEC source: 0000895345-22-000044 · form4.xml · nonDerivative · entry 5 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,401 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.98 to $94.35, inclusive. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 7,876 | $93.56 | $736,916.36 |
DisclosureSEC source: 0000895345-22-000044 · form4.xml · nonDerivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,559 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.98 to $93.95, inclusive. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,198 | $92.48 | $203,276.32 |
DisclosureSEC source: 0000895345-22-000044 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,435 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.95 to $92.94, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.