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GigAcquisitions5, LLC

Disclosed activity across 1 company

Tapewire entity
81574
SEC CIK
0001844511

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

QT IMAGING HOLDINGS, INC.

Report date March 21, 2025 · Filed March 25, 2025

Jointly reported with Katz Avi S

Section 16 reporting ended · disclosed 2025-03-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy GigAcquisitions5, LLC0 Reported balance After 2025-03-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-03-21 · Purchase · Disposed 2,671,232 · Balance 0

F1: Distribution of shares of Common Stock and Warrants to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

F2: The Common Stock and Warrants are held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Common StockSEC Table I · non-derivativeDirect775,571 Reported balance After 2025-03-21 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-03-21 · Purchase · Acquired 117,611 · Balance 775,571

Subscription Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2030-05-22IndirectBy GigAcquisitions5, LLC0 Reported balance After 2025-03-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-03-21 · Purchase · Disposed 2,671,232 · Balance 0

F2: The Common Stock and Warrants are held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Subscription Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2030-05-22Direct571,431 Reported balance After 2025-03-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-03-21 · Purchase · Acquired 75,435 · Balance 571,431

Filing footnotes · ownership attribution and instrument terms

F1: Distribution of shares of Common Stock and Warrants to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

F2: The Common Stock and Warrants are held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2025 Filed Mar 25, 2025 20:32 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseSubscription Warrants (right to buy) · Derivative 75,435 $0.67 Strike: $0.67 $50,692.32
Disclosure

SEC source: 0001062993-25-006252 · form4.xml · derivative · entry 4

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,431

Underlying: Common Stock · 75,435 shares

Expires 2030-05-22

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:32 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseSubscription Warrants (right to buy) · Derivative 2,671,232 $0.67 Strike: $0.67 $1,795,067.90
Disclosure

SEC source: 0001062993-25-006252 · form4.xml · derivative · entry 3

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,671,232 shares

Expires 2030-05-22

F2 · ownership.nature: The Common Stock and Warrants are held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:32 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseCommon Stock 117,611 $0.58 $68,684.82
Disclosure

SEC source: 0001062993-25-006252 · form4.xml · nonDerivative · entry 2

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775,571

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:32 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseCommon Stock 2,671,232 $0.58 $1,559,999.49
Disclosure

SEC source: 0001062993-25-006252 · form4.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 0

F1 · kind: Distribution of shares of Common Stock and Warrants to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

F2 · ownership.nature: The Common Stock and Warrants are held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
November 12, 2024 Filed Nov 15, 2024 02:03 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseSubscription Warrants (right to buy) · Derivative 470,890 $0.67 Strike: $0.67 $316,438.08
Disclosure

SEC source: 0001062993-24-019202 · form4.xml · derivative · entry 4

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,890

Underlying: Common Stock · 470,890 shares

Expires 2030-05-12

Read SEC document
November 12, 2024 Filed Nov 15, 2024 02:03 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseSubscription Warrants (right to buy) · Derivative 2,671,232 $0.67 Strike: $0.67 $1,795,067.90
Disclosure

SEC source: 0001062993-24-019202 · form4.xml · derivative · entry 3

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 2,671,232

Underlying: Common Stock · 2,671,232 shares

Expires 2030-05-12

F2 · ownership.nature: The Common Stock is held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
November 12, 2024 Filed Nov 15, 2024 02:03 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseCommon Stock 470,890 $0.58 $274,999.76
Disclosure

SEC source: 0001062993-24-019202 · form4.xml · nonDerivative · entry 2

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 657,960

Read SEC document
November 12, 2024 Filed Nov 15, 2024 02:03 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 PurchaseCommon Stock 2,671,232 $0.58 $1,559,999.49
Disclosure

SEC source: 0001062993-24-019202 · form4.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 2,671,232

F1 · kind: The shares shown were issued in exchange for principal under the Twelfth Amended and Restated Promissory Note (the "Promissory Note") of the Issuer held by GigAcqusitions5, LLC (the "Sponsor"), which Promissory Note was surrendered by the Sponsor for cancellation.

F2 · ownership.nature: The Common Stock is held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
September 04, 2024 Filed Sep 12, 2024 00:22 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherCommon Stock 161,954 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016502 · form4.xml · nonDerivative · entry 2

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,070

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

Read SEC document
September 04, 2024 Filed Sep 12, 2024 00:22 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherCommon Stock 5,735,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016502 · form4.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director · Chairman

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 0

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

F2 · ownership.nature: The Common Stock is held directly by Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
July 05, 2024 Filed Jul 10, 2024 00:41 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherPrivate Warrants · Derivative 105,773 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001062993-24-013607 · form4.xml · derivative · entry 4

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 0

Underlying: Common Stock · 105,773 shares

Expires 2029-03-04

F5 · kind: Distribution of Private Warrants to direct and indirect members of the Sponsor.

F3 · ownership.nature: The Common Stock is held directly by Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
July 05, 2024 Filed Jul 10, 2024 00:41 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherCommon Stock 105,773 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013607 · form4.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 5,735,000

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

F2 · balance_after: The total reported shares is a result of the deduction of the number of disposed shares of Common Stock from 5,840,773 shares of Common Stock as previously reported in Form 4 filed by the Reporting Person on July 1, 2024.

F3 · ownership.nature: The Common Stock is held directly by Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
July 03, 2024 Filed Jul 10, 2024 00:41 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001062993-24-013607 · form4.xml · derivative · entry 3

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-07-03

F4 · derivative.exercise_date: One-third of the option will vest on February 15, 2025, and the remaining two thirds will vest in eight equal quarterly installments on each subsequent May 15, August 15, November 15 and February 15, such that the option will be fully vested on February 15, 2027, subject to Dr. Katz's continued service to the Issuer, through each vesting date.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 23:27 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherPrivate Warrants · Derivative 26,593 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001062993-24-013241 · form4.xml · derivative · entry 4

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,593

Underlying: Common Stock · 26,593 shares

Expires 2029-03-04

F4 · kind: Distribution of Private Warrants to direct and indirect members of the Sponsor.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 23:27 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherPrivate Warrants · Derivative 783,591 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001062993-24-013241 · form4.xml · derivative · entry 3

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 105,773

Underlying: Common Stock · 783,591 shares

Expires 2029-03-04

F4 · kind: Distribution of Private Warrants to direct and indirect members of the Sponsor.

F3 · ownership.nature: The Common Stock is held directly by Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 23:27 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherCommon Stock 26,593 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013241 · form4.xml · nonDerivative · entry 2

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,593

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

Read SEC document
June 27, 2024 Filed Jul 1, 2024 23:27 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherCommon Stock 783,591 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013241 · form4.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 5,840,773

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

F2 · balance_after: The total reported shares is a result of the deduction of the number of disposed shares of Common Stock from 6,624,364 shares of Common Stock as previously reported in Form 4 filed by the Reporting Person on March 6, 2024.

F3 · ownership.nature: The Common Stock is held directly by Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
June 27, 2024 Filed Jul 15, 2024 21:06 UTC Amendment QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherPrivate Warrants · Derivative 25,116 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001062993-24-013804 · form4a.xml · derivative · entry 2

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,116

Underlying: Common Stock · 25,116 shares

Expires 2029-03-04

F2 · kind: Distribution of Private Warrants to direct and indirect members of the Sponsor.

Read SEC document
June 27, 2024 Filed Jul 15, 2024 21:06 UTC Amendment QT IMAGING HOLDINGS, INC. QTI · Entity 7298 OtherCommon Stock 25,116 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013804 · form4a.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,116

F1 · kind: Distribution of shares of Common Stock to direct and indirect members of GigAcqusitions5, LLC (the "Sponsor").

Read SEC document
March 04, 2024 Filed Mar 7, 2024 01:51 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 Exercise / conversionPrivate Warrants · Derivative 94,364 $10.00 Strike: $11.50 $943,640.00
Disclosure

SEC source: 0001062993-24-005803 · form4.xml · derivative · entry 4

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 94,364

Underlying: Common Stock · 94,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Upon the Closing of the Company's initial business combination, Sponsor elected to partially convert $943,640 in principal balance outstanding under the convertible Working Capital Note into 94,364 shares of Common Stock and 94,364 warrants.

F1 · price: $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, and (ii) one Private Warrant exercisable at price of $11.50 per share of Common Stock.

F4 · derivative.exercise_date: The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.

F5 · derivative.expiration_date: The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.

F3 · ownership.nature: The Common Stock and Private Warrants are held directly by GigAcquisitions5, LLC (the "Sponsor"). The Common Stock and Private Warrants held by the Sponsor are beneficially owned by Dr. Avi S. Katz, GigCapital5, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 01:51 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 Exercise / conversionCommon Stock 94,364 $10.00 $943,640.00
Disclosure

SEC source: 0001062993-24-005803 · form4.xml · nonDerivative · entry 2

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 6,624,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Upon the Closing of the Company's initial business combination, Sponsor elected to partially convert $943,640 in principal balance outstanding under the convertible Working Capital Note into 94,364 shares of Common Stock and 94,364 warrants.

F1 · price: $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, and (ii) one Private Warrant exercisable at price of $11.50 per share of Common Stock.

F3 · ownership.nature: The Common Stock and Private Warrants are held directly by GigAcquisitions5, LLC (the "Sponsor"). The Common Stock and Private Warrants held by the Sponsor are beneficially owned by Dr. Avi S. Katz, GigCapital5, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
September 23, 2021 Filed Mar 7, 2024 01:51 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 GrantPrivate Warrants · Derivative 795,000 $10.00 Strike: $11.50 $7,950,000.00
Disclosure

SEC source: 0001062993-24-005803 · form4.xml · derivative · entry 3

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 795,000

Underlying: Common Stock · 795,000 shares

Expires not disclosed

F1 · price: $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, and (ii) one Private Warrant exercisable at price of $11.50 per share of Common Stock.

F4 · derivative.exercise_date: The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.

F5 · derivative.expiration_date: The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.

F3 · ownership.nature: The Common Stock and Private Warrants are held directly by GigAcquisitions5, LLC (the "Sponsor"). The Common Stock and Private Warrants held by the Sponsor are beneficially owned by Dr. Avi S. Katz, GigCapital5, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document
September 23, 2021 Filed Mar 7, 2024 01:51 UTC QT IMAGING HOLDINGS, INC. QTI · Entity 7298 GrantCommon Stock 795,000 $10.00 $7,950,000.00
Disclosure

SEC source: 0001062993-24-005803 · form4.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director · Chairman · 10% owner

GigAcquisitions5, LLC · CIK 0001844511 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GigAcquisitions5, LLC

Disclosed balance after: 6,530,000

F1 · price: $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, and (ii) one Private Warrant exercisable at price of $11.50 per share of Common Stock.

F2 · balance_after: Includes 5,735,000 founder shares of Common Stock previously reported in the Form 3 filed by the Reporting Persons on September 23, 2021.

F3 · ownership.nature: The Common Stock and Private Warrants are held directly by GigAcquisitions5, LLC (the "Sponsor"). The Common Stock and Private Warrants held by the Sponsor are beneficially owned by Dr. Avi S. Katz, GigCapital5, Inc.'s Executive Chairman of the Board of Directors. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.