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Liao Carrie

Disclosed activity across 1 company

Tapewire entity
81525
SEC CIK
0001899817

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Definium Therapeutics, Inc.MNMD · Entity 3884Chief Accounting OfficerMarch 25, 2025March 26, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Definium Therapeutics, Inc.

Report date March 25, 2025 · Filed March 26, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect144,923 Reported balance After 2025-03-25 transaction · row 1
1 source row

Row 1 · 2025-03-25 · Sale · Disposed 2,347 · Balance 144,923

F1: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 29, 2024.

F2: The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2025 at prices ranging from $6.67 to $6.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 29, 2024.

F2: The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2025 at prices ranging from $6.67 to $6.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2025 Filed Mar 26, 2025 21:00 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 SaleCommon Shares 2,347 $6.74 $15,818.78
Disclosure

SEC source: 0000950170-25-045393 · ownership.xml · nonDerivative · entry 1

Liao Carrie · CIK 0001899817 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,923

F1 · shares: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 29, 2024.

F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2025 at prices ranging from $6.67 to $6.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 12, 2025 Filed Mar 13, 2025 20:30 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 GrantCommon Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038796 · ownership.xml · nonDerivative · entry 1

Liao Carrie · CIK 0001899817 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,270

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 1, 2025, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date.

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December 26, 2024 Filed Dec 27, 2024 21:31 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 SaleCommon Shares 2,273 $7.43 $16,888.39
Disclosure

SEC source: 0001104659-24-132166 · tm2432133-3_4seq1.xml · nonDerivative · entry 1

Liao Carrie · CIK 0001899817 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,270

F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 29, 2024.

F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on December 26, 2024 at prices ranging from $6.98 to $7.66 The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 25, 2024 Filed Sep 26, 2024 00:30 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 SaleCommon Shares 2,352 $5.98 $14,064.96
Disclosure

SEC source: 0000950170-24-109450 · ownership.xml · nonDerivative · entry 1

Liao Carrie · CIK 0001899817 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,543

F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 29, 2024.

F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on September 25, 2024 at prices ranging from $5.95 to $6.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 27, 2024 Filed Feb 29, 2024 21:45 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0000950170-24-023203 · ownership.xml · derivative · entry 1

Liao Carrie · CIK 0001899817 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2034-02-26

F1 · derivative.exercise_date: The shares underlying the option shall vest and become exercisable in 48 equal monthly installments, with the first installment vesting on March 27, 2024, subject to the Reporting Person providing continuous service to the Issuer as of each such vesting date.

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March 14, 2023 Filed Mar 17, 2023 22:40 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 GrantCommon Shares 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019895 · doc4.xml · nonDerivative · entry 1

Liao Carrie · CIK 0001899817 · VP, Controller&Acct Principal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,430

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date.

Read SEC document
March 14, 2023 Filed Apr 24, 2023 23:31 UTC Amendment Definium Therapeutics, Inc. MNMD · Entity 3884 GrantCommon Shares 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025474 · doc4a.xml · nonDerivative · entry 1

Liao Carrie · CIK 0001899817 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,895

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date.

Read SEC document
February 10, 2022 Filed Mar 14, 2022 22:12 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 GrantStock Option (Right to Buy) · Derivative 524,450 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-22-018614 · doc4.xml · derivative · entry 2

Liao Carrie · CIK 0001899817 · VP, Controller&Acct Principal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,450

Underlying: Subordinate Voting Shares · 524,450 shares

Expires 2027-02-09

F2 · derivative.exercise_price: The option grant has an exercise price of $1.71 Canadian Dollars. This represents the exercise price in United States Dollars.

F3 · derivative.exercise_date: 25% of the shares underlying the option shall vest and become exercisable on October 21, 2022; the remaining shares underlying the option shall vest and become exercisable with 1/48th of the total shares vesting at the end of each month thereafter for the succeeding 36 months, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date.

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February 10, 2022 Filed Mar 14, 2022 22:12 UTC Definium Therapeutics, Inc. MNMD · Entity 3884 GrantSubordinate Voting Shares 403,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018614 · doc4.xml · nonDerivative · entry 1

Liao Carrie · CIK 0001899817 · VP, Controller&Acct Principal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,430

F1 · shares: Grant of 403,430 restricted stock units ("RSUs") on February 10, 2022. Each RSU represents a contingent right to receive one subordinate voting share of the Issuer. 25% of the RSUs will vest on October 21, 2022; the remaining RSUs granted will vest with 1/48th of the total shares vesting at the end of each month thereafter for the succeeding 36 months, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.