Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BEASLEY BROADCAST GROUP INCBBGI · Entity 7386 | Director · 10% owner | December 31, 2024 | January 03, 2025 |
| Collective Audience, Inc.CAUD · Entity 74170 | Chief Executive Officer | March 20, 2025 | March 28, 2025 |
| Kubient, Inc.KBNT · Entity 127190 | Former Chief Executive Officer | December 31, 2020 | February 16, 2021 |
| LOGIQ, INC.LGIQ · Entity 113349 | Director | May 09, 2023 | May 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BEASLEY BROADCAST GROUP INC
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,628 |
Reported balance
After 2024-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-31 · Grant · Acquired 1,894 · Balance 5,628 F1: The amount of shares reported herein reflects a 1-for-20 Reverse Stock Split that occurred on September 23, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-31 · Exercise / conversion · Disposed 1,894 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3: The restricted stock units vested on December 31, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount of shares reported herein reflects a 1-for-20 Reverse Stock Split that occurred on September 23, 2024.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: The restricted stock units vested on December 31, 2024.
Collective Audience, Inc.
Report date March 20, 2025 · Filed March 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-20 transaction · row 1
1 source rowRow 1 · 2025-03-20 · Sale · Disposed 1,211,429 · Balance 0 |
| Series A Preferred StockSEC Table I · non-derivative | Direct | 7,978 |
Reported balance
After 2025-03-28 transaction · row 2
1 source rowRow 2 · 2025-03-28 · Purchase · Acquired 7,978 · Balance 7,978 F1: 7,978 shares of Series A Preferred Stock issuable upon the effectiveness of that certain Certificate of Designation of Series A Preferred Stock of Collective Audience, Inc. (the "Company"), filed with the Delaware Secretary of State on March 28, 2025, in exchange for the cancellation of debt owed by the Company to Peter Bordes in the amount of $300,000 plus accrued interest, under that certain promissory note dated June 30, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: 7,978 shares of Series A Preferred Stock issuable upon the effectiveness of that certain Certificate of Designation of Series A Preferred Stock of Collective Audience, Inc. (the "Company"), filed with the Delaware Secretary of State on March 28, 2025, in exchange for the cancellation of debt owed by the Company to Peter Bordes in the amount of $300,000 plus accrued interest, under that certain promissory note dated June 30, 2024.
Kubient, Inc.
Report date December 31, 2020 · Filed February 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 253,522 |
Last balance in matching sequence
After 2020-11-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-08-14 · Conversion · Acquired 218,780 · Balance 238,522 F1: Represents the shares of common stock of Kubient, Inc. (the "Company") issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share. Includes 62,470 such units held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. F2: Not previously reported on Form 4. F3: Includes 62,470 shares of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. Does not include 218,780 shares of common stock underlying five-year warrants issued on August 14, 2020, which are reported on Table II of this Form 5. Additionally, does not include 147,429 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share, underlying five-year warrants issued on November 6, 2019. Row 2 · 2020-11-20 · Grant · Acquired 15,000 · Balance 253,522 F2: Not previously reported on Form 4. F3: Includes 62,470 shares of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. Does not include 218,780 shares of common stock underlying five-year warrants issued on August 14, 2020, which are reported on Table II of this Form 5. Additionally, does not include 147,429 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share, underlying five-year warrants issued on November 6, 2019. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2025-08-14 | Direct | 218,780 |
Reported balance
After 2020-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-14 · Conversion · Acquired 218,780 · Balance 218,780 F2: Not previously reported on Form 4. F4: Represents the warrants to purchase shares of common stock issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share. F5: Includes 62,470 warrants to purchase one share of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of Kubient, Inc. (the "Company") issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share. Includes 62,470 such units held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power.
F2: Not previously reported on Form 4.
F3: Includes 62,470 shares of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. Does not include 218,780 shares of common stock underlying five-year warrants issued on August 14, 2020, which are reported on Table II of this Form 5. Additionally, does not include 147,429 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share, underlying five-year warrants issued on November 6, 2019.
F4: Represents the warrants to purchase shares of common stock issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share.
F5: Includes 62,470 warrants to purchase one share of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power.
LOGIQ, INC.
Report date May 09, 2023 · Filed May 18, 2023
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Zalatoris Acquisition Corp.
Report date June 02, 2023 · Filed June 06, 2023
Jointly reported with Trajectory Alpha Sponsor LLC, Frankel Michael E.S., Sethi Paul
Section 16 reporting ended · disclosed 2023-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | 355,415 |
Reported balance
After 2023-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-02 · Other · Disposed 2,120,049 · Balance 355,415 F1: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. F2: On June 2, 2023, the Sponsor disposed of 2,120,049 shares of Class B Common Stock in connection with a purchase and contribution agreement, dated June 2, 2023, among the Sponsor, the Issuer and J. Streicher Holdings, LLC, and related transactions. F3: The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date.
F2: On June 2, 2023, the Sponsor disposed of 2,120,049 shares of Class B Common Stock in connection with a purchase and contribution agreement, dated June 2, 2023, among the Sponsor, the Issuer and J. Streicher Holdings, LLC, and related transactions.
F3: The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2025 Filed Mar 28, 2025 17:52 UTC | Collective Audience, Inc. CAUD · Entity 74170 | PurchaseSeries A Preferred Stock | 7,978 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-25-002002 · ownership.xml · nonDerivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,978 F1 · deemedExecutionDate: 7,978 shares of Series A Preferred Stock issuable upon the effectiveness of that certain Certificate of Designation of Series A Preferred Stock of Collective Audience, Inc. (the "Company"), filed with the Delaware Secretary of State on March 28, 2025, in exchange for the cancellation of debt owed by the Company to Peter Bordes in the amount of $300,000 plus accrued interest, under that certain promissory note dated June 30, 2024. F1 · price: 7,978 shares of Series A Preferred Stock issuable upon the effectiveness of that certain Certificate of Designation of Series A Preferred Stock of Collective Audience, Inc. (the "Company"), filed with the Delaware Secretary of State on March 28, 2025, in exchange for the cancellation of debt owed by the Company to Peter Bordes in the amount of $300,000 plus accrued interest, under that certain promissory note dated June 30, 2024. Read SEC document |
| March 20, 2025 Filed Mar 28, 2025 17:52 UTC | Collective Audience, Inc. CAUD · Entity 74170 | SaleCommon Stock | 1,211,429 | $0.10 | $121,142.90 |
DisclosureSEC source: 0001683168-25-002002 · ownership.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:17 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionRestricted Stock Units · Derivative | 1,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001196 · ownership.xml · derivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vested on December 31, 2024. F3 · derivative.expiration_date: The restricted stock units vested on December 31, 2024. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:17 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantClass A Common Stock | 1,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001196 · ownership.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,628 F1 · balance_after: The amount of shares reported herein reflects a 1-for-20 Reverse Stock Split that occurred on September 23, 2024. Read SEC document |
| May 29, 2024 Filed May 30, 2024 20:55 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantRestricted Stock Units · Derivative | 37,879 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-066737 · ownership.xml · derivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,879 Underlying: Class A Common Stock · 37,879 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on December 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest on December 31, 2024. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 11:05 UTC | Collective Audience, Inc. CAUD · Entity 74170 | PurchaseCommon Stock | 20,000 | $0.94 | $18,800.00 |
DisclosureSEC source: 0001213900-24-003961 · ownership.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,211,429 Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:14 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionRestricted Stock Units · Derivative | 32,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000348 · doc4.xml · derivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2023. F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2023. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:14 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantClass A Common Stock | 32,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000348 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,670 Read SEC document |
| December 26, 2023 Filed Dec 26, 2023 16:02 UTC | Collective Audience, Inc. CAUD · Entity 74170 | PurchaseCommon Stock | 20,000 | $1.24 | $24,800.00 |
DisclosureSEC source: 0001213900-23-098588 · ownership.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,191,429 Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 14:12 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantRestricted Stock Units · Derivative | 32,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057834 · doc4.xml · derivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,051 Underlying: Class A Common Stock · 32,051 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on December 31, 2023. F2 · derivative.expiration_date: The restricted stock units vest on December 31, 2023. Read SEC document |
| December 05, 2023 Filed Dec 11, 2023 08:36 UTC | Collective Audience, Inc. CAUD · Entity 74170 | GrantCommon Stock | 71,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-094569 · ownership.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,171,429 Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 17:28 UTC | Zalatoris Acquisition Corp. TCOA · Entity 108649 | OtherClass B common stock · Derivative | 2,120,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-23-001618 · es230366765_4-tasponsor.xml · derivative · entry 1 Trajectory Alpha Sponsor LLC · CIK 0001846749 · Director · See Remarks · 10% owner BORDES PETER A JR · CIK 0001191973 · Director · See Remarks · 10% owner Frankel Michael E.S. · CIK 0001505275 · See Remarks · 10% owner Sethi Paul · CIK 0001849866 · Director · See Remarks · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,415 Underlying: Class A Common Stock · 2,120,049 shares Expires not disclosed F1 · derivative.exercise_price: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. F2 · kind: On June 2, 2023, the Sponsor disposed of 2,120,049 shares of Class B Common Stock in connection with a purchase and contribution agreement, dated June 2, 2023, among the Sponsor, the Issuer and J. Streicher Holdings, LLC, and related transactions. F1 · derivative.exercise_date: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. F1 · derivative.expiration_date: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. F2 · ownership.direct: On June 2, 2023, the Sponsor disposed of 2,120,049 shares of Class B Common Stock in connection with a purchase and contribution agreement, dated June 2, 2023, among the Sponsor, the Issuer and J. Streicher Holdings, LLC, and related transactions. F3 · ownership.direct: The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:16 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionRestricted Stock Units · Derivative | 16,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000575 · doc4.xml · derivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2022. F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:16 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantClass A Common Stock | 16,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000575 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,619 Read SEC document |
| May 25, 2022 Filed May 26, 2022 14:16 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantRestricted Stock Units · Derivative | 16,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032048 · doc4.xml · derivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,779 Underlying: Class A Common Stock · 16,779 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on December 31, 2022. F2 · derivative.expiration_date: The restricted stock units vest on December 31, 2022. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:44 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantClass A Common Stock | 14,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000407 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,840 Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 17:28 UTC | Zalatoris Acquisition Corp. TCOA · Entity 108649 | OtherClass B Common Stock · Derivative | 1,732,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-004061 · es210211543_4-tasponsor.xml · derivative · entry 1 Trajectory Alpha Sponsor LLC · CIK 0001846749 · 10% owner BORDES PETER A JR · CIK 0001191973 · Director · See Remarks · 10% owner Frankel Michael E.S. · CIK 0001505275 · See Remarks · 10% owner Sethi Paul · CIK 0001849866 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475,464 Underlying: Class A Common Stock · 1,732,036 shares Expires not disclosed F1 · derivative.exercise_price: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. F2 · kind: Immediately prior to the closing of the Issuer's initial public offering, the Sponsor forfeited to the Issuer 1,732,036 shares of Class B common stock. F1 · derivative.exercise_date: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. F1 · derivative.expiration_date: The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. F3 · ownership.direct: The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 15:40 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantRestricted Stock Units · Derivative | 14,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042916 · doc4.xml · derivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,035 Underlying: Class A Common Stock · 14,035 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on December 31, 2021. F2 · derivative.expiration_date: The restricted stock units vest on December 31, 2021. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 16:35 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantClass A Common Stock | 5,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021703 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,805 Read SEC document |
| November 20, 2020 Filed Feb 16, 2021 21:52 UTC | Kubient, Inc. KBNT · Entity 127190 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024606 · tm216792d6_5.xml · nonDerivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Former Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,522 F2 · shares: Not previously reported on Form 4. F3 · balance_after: Includes 62,470 shares of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. Does not include 218,780 shares of common stock underlying five-year warrants issued on August 14, 2020, which are reported on Table II of this Form 5. Additionally, does not include 147,429 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share, underlying five-year warrants issued on November 6, 2019. Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 19:58 UTC | Kubient, Inc. KBNT · Entity 127190 | PurchaseCommon Stock | 2,500 | $2.71 | $6,775.00 |
DisclosureSEC source: 0001104659-20-114013 · tm2032933d1_4.xml · nonDerivative · entry 5 BORDES PETER A JR · CIK 0001191973 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,171 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to $2.73, inclusive. F2 · balance_after: 62,000 shares of common stock are held by Trajectory Capital, LLC, over which the reporting person has voting and dispositive power. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 19:58 UTC | Kubient, Inc. KBNT · Entity 127190 | PurchaseCommon Stock | 2,500 | $2.60 | $6,500.00 |
DisclosureSEC source: 0001104659-20-114013 · tm2032933d1_4.xml · nonDerivative · entry 4 BORDES PETER A JR · CIK 0001191973 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,671 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.62, inclusive. F2 · balance_after: 62,000 shares of common stock are held by Trajectory Capital, LLC, over which the reporting person has voting and dispositive power. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 19:58 UTC | Kubient, Inc. KBNT · Entity 127190 | PurchaseCommon Stock | 10,000 | $2.59 | $25,900.00 |
DisclosureSEC source: 0001104659-20-114013 · tm2032933d1_4.xml · nonDerivative · entry 3 BORDES PETER A JR · CIK 0001191973 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,171 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.55 to $2.60, inclusive. F2 · balance_after: 62,000 shares of common stock are held by Trajectory Capital, LLC, over which the reporting person has voting and dispositive power. Read SEC document |
| October 06, 2020 Filed Oct 9, 2020 19:58 UTC | Kubient, Inc. KBNT · Entity 127190 | PurchaseCommon Stock | 4,242 | $2.51 | $10,647.42 |
DisclosureSEC source: 0001104659-20-114013 · tm2032933d1_4.xml · nonDerivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,171 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.46 to $2.55, inclusive. F2 · balance_after: 62,000 shares of common stock are held by Trajectory Capital, LLC, over which the reporting person has voting and dispositive power. Read SEC document |
| October 05, 2020 Filed Oct 9, 2020 19:58 UTC | Kubient, Inc. KBNT · Entity 127190 | PurchaseCommon Stock | 500 | $2.42 | $1,210.00 |
DisclosureSEC source: 0001104659-20-114013 · tm2032933d1_4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,929 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.42 to $2.43, inclusive. The reporting person undertakes to provide to Kubient, Inc., any security holder of Kubient, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3)-(6) to this Form 4. F2 · balance_after: 62,000 shares of common stock are held by Trajectory Capital, LLC, over which the reporting person has voting and dispositive power. Read SEC document |
| August 14, 2020 Filed Feb 16, 2021 21:52 UTC | Kubient, Inc. KBNT · Entity 127190 | ConversionCommon Stock Purchase Warrant · Derivative | 218,780 | Not disclosed Strike: $5.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-024606 · tm216792d6_5.xml · derivative · entry 3 BORDES PETER A JR · CIK 0001191973 · Former Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,780 Underlying: Common Stock · 218,780 shares Expires 2025-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Not previously reported on Form 4. F4 · shares: Represents the warrants to purchase shares of common stock issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share. F5 · shares: Includes 62,470 warrants to purchase one share of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. F4 · price: Represents the warrants to purchase shares of common stock issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share. F5 · derivative.underlying_shares: Includes 62,470 warrants to purchase one share of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. Read SEC document |
| August 14, 2020 Filed Feb 16, 2021 21:52 UTC | Kubient, Inc. KBNT · Entity 127190 | ConversionCommon Stock | 218,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-024606 · tm216792d6_5.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Former Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the shares of common stock of Kubient, Inc. (the "Company") issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share. Includes 62,470 such units held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. F2 · shares: Not previously reported on Form 4. F1 · price: Represents the shares of common stock of Kubient, Inc. (the "Company") issued upon conversion of $859,434 of promissory notes that, upon the initial public offering of the Company, converted into 218,780 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share. Includes 62,470 such units held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. F3 · balance_after: Includes 62,470 shares of common stock held by Trajectory Capital LLC, over which the reporting person has voting and dispositive power. Does not include 218,780 shares of common stock underlying five-year warrants issued on August 14, 2020, which are reported on Table II of this Form 5. Additionally, does not include 147,429 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share, underlying five-year warrants issued on November 6, 2019. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 17:33 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionRestricted Stock Units · Derivative | 3,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000121 · doc4.xml · derivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2019. F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2019. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 17:33 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionClass A Common Stock | 3,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-000121 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:16 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantRestricted Stock Units · Derivative | 3,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020709 · doc4.xml · derivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846 Underlying: Class A Common Stock · 3,846 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on December 31, 2019. F2 · derivative.expiration_date: The restricted stock units vest on December 31, 2019. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:05 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionRestricted Stock Units · Derivative | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000144 · doc4.xml · derivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2018. F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:05 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionClass A Common Stock | 1,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-000144 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 15:16 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionRestricted Stock Units · Derivative | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000470 · doc4.xml · derivative · entry 2 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2017. F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 15:16 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | Exercise / conversionClass A Common Stock | 1,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-000470 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| December 29, 2017 Filed Feb 9, 2018 21:18 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | OtherClass A Common Stock | 160,442.318 | $4.91 | $787,771.78 |
DisclosureSEC source: 0001209191-18-008798 · doc5.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter A. Bordes, Jr. 2009 Gift Trust Disclosed balance after: 489,762.455 F1 · shares: Includes 56,409.54 shares surrendered to Beasley Broadcast Group, Inc. (the "Issuer") and 104,032.778 shares released to the Issuer from escrow, in connection with the Agreement and Plan of Merger dated July 19, 2016, by and among the Issuer, Greater Media, Inc. ("Greater Media"), Beasley Media Group 2, Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub"), and Peter A. Bordes, Jr., as the stockholders' representative (the "Stockholders' Representative"), pursuant to which, on November 1, 2016 (the "Effective Time"), Merger Sub was merged with and into Greater Media, with Greater Media surviving the merger as an indirect wholly owned subsidiary of the Issuer (the "Merger"), and pursuant to the Settlement Agreement (the "Settlement Agreement"), dated December 29, 2017, by and among the Issuer, Greater Media and the Stockholders' Representative, in full satisfaction of the Reporting Person's obligations with respect to (continued in next footnote) F2 · shares: (i) certain purchase price and other adjustments under Section 1.7 of the Merger Agreement, and (ii) resolution of certain other claims between the Issuer and BFTW LLC. F3 · ownership.direct: Peter A. Bordes is a co-trustee of the Peter A. Bordes, Jr. 2009 Gift Trust. Mr. Bordes disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be construed as an admission that he is the beneficial owner of such securities for any purpose. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 15:01 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantRestricted Stock Units · Derivative | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063727 · doc4.xml · derivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345 Underlying: Class A Common Stock · 1,345 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on December 31, 2018. F2 · derivative.expiration_date: The restricted stock units vest on December 31, 2018. Read SEC document |
| March 02, 2017 Filed Apr 11, 2017 19:12 UTC | BEASLEY BROADCAST GROUP INC BBGI · Entity 7386 | GrantClass A Common Stock | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026559 · doc4.xml · nonDerivative · entry 1 BORDES PETER A JR · CIK 0001191973 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099 F1 · shares: These shares of restricted stock vest on December 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.