Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Moelis & Co
Report date March 27, 2025 · Filed April 01, 2025
Section 16 reporting ended · disclosed 2025-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2020 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,405.11 |
Reported balance
After 2025-03-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-27 · Grant · Acquired 47.48 · Balance 4,405.11 F1: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 11,757.38 | $36.72 | $431,730.99 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · nonDerivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,456 Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 25,213.38 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,213.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 13, 2020 Filed Feb 19, 2020 01:00 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 25,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010404 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,908 Underlying: Class A Common Stock · 25,908 shares Expires not disclosed F1 · security: Each 2019 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2019 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2019 Incentive Restricted Stock Units vest in equal installments on February 23, 2021, February 23, 2022, February 23, 2023, February 23, 2024 and February 23, 2025. F2 · derivative.expiration_date: The 2019 Incentive Restricted Stock Units vest in equal installments on February 23, 2021, February 23, 2022, February 23, 2023, February 23, 2024 and February 23, 2025. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 00:38 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 5,846 | $39.65 | $231,793.90 |
DisclosureSEC source: 0001209191-20-008525 · doc4.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 00:38 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 2,535 | $39.49 | $100,107.15 |
DisclosureSEC source: 0001209191-20-008525 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,846 Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 00:38 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 2,465 | $39.43 | $97,194.95 |
DisclosureSEC source: 0001209191-20-008525 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,381 Read SEC document |
| December 16, 2019 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs · Derivative | 848.79 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,407.08 Underlying: Class A Common Stock · 848.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on December 16, 2019 in order to satisfy tax obligations. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 16, 2019 in order to satisfy tax obligations. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 16, 2019 in order to satisfy tax obligations. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 16, 2019 in order to satisfy tax obligations. Read SEC document |
| December 16, 2019 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 848.79 | $31.58 | $26,804.79 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| December 16, 2019 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 848.79 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,848.79 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 303.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061035 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,255.87 Underlying: Class A Common Stock · 303.82 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 242.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061035 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,381.16 Underlying: Class A Common Stock · 242.68 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 197.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061035 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,510.29 Underlying: Class A Common Stock · 197.39 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 197.49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061035 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,516.92 Underlying: Class A Common Stock · 197.49 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:15 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 125.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061035 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,937.44 Underlying: Class A Common Stock · 125.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:57 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 286.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051401 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,952.06 Underlying: Class A Common Stock · 286.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:57 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 228.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051401 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,138.48 Underlying: Class A Common Stock · 228.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:57 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 186.22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051401 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,312.91 Underlying: Class A Common Stock · 186.22 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:57 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 186.32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051401 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,319.42 Underlying: Class A Common Stock · 186.32 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:57 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 118.15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051401 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812.21 Underlying: Class A Common Stock · 118.15 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 29, 2019 Filed Sep 4, 2019 00:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionIPO Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $16.70 | $0.00 |
DisclosureSEC source: 0001209191-19-048050 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of stock options pursuant to the Moelis & Company 2014 Omnibus Plan. F2 · derivative.exercise_price: The Top Up and IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $8.30, in aggregate, through August 29, 2019. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $8.30 from $25.00 per share to $16.70 per share. Such options are held by certain current and former employees of the Company, including officers and directors. F4 · derivative.exercise_date: The IPO Options vested 100% on April 22, 2019. The IPO Options expire on April 22, 2020. F4 · derivative.expiration_date: The IPO Options vested 100% on April 22, 2019. The IPO Options expire on April 22, 2020. Read SEC document |
| August 29, 2019 Filed Sep 4, 2019 00:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionTop Up Options (Right to Buy) · Derivative | 2,528 | $0.00 Strike: $16.70 | $0.00 |
DisclosureSEC source: 0001209191-19-048050 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of stock options pursuant to the Moelis & Company 2014 Omnibus Plan. F2 · derivative.exercise_price: The Top Up and IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $8.30, in aggregate, through August 29, 2019. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $8.30 from $25.00 per share to $16.70 per share. Such options are held by certain current and former employees of the Company, including officers and directors. F3 · derivative.exercise_date: The Top Up Options vested 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The Top Up Options expire on April 22, 2020. F3 · derivative.expiration_date: The Top Up Options vested 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The Top Up Options expire on April 22, 2020. Read SEC document |
| August 29, 2019 Filed Sep 4, 2019 00:47 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 17,528 | $33.64 | $589,617.38 |
DisclosureSEC source: 0001209191-19-048050 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,846 Read SEC document |
| August 29, 2019 Filed Sep 4, 2019 00:47 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 17,528 | $16.70 | $292,717.60 |
DisclosureSEC source: 0001209191-19-048050 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 273.126 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039408 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,665.426 Underlying: Class A Common Stock · 273.126 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 218.1673 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039408 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,909.5224 Underlying: Class A Common Stock · 218.1673 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 177.4464 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039408 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,126.6873 Underlying: Class A Common Stock · 177.4464 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 177.5402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039408 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,133.1058 Underlying: Class A Common Stock · 177.5402 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:51 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 112.5851 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039408 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,694.0554 Underlying: Class A Common Stock · 112.5851 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 2,863.792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 8 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,691.3551 Underlying: Class A Common Stock · 2,863.792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs · Derivative | 3,983.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,949.2409 Underlying: Class A Common Stock · 3,983.08 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 5,188.142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,955.5656 Underlying: Class A Common Stock · 5,188.142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 6,911.694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,581.4703 Underlying: Class A Common Stock · 6,911.694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs · Derivative | 9,827.377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,827.377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 LTI Restricted Stock Units · Derivative | 20,556.294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,556.294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 23,484.378 | $37.50 | $880,664.18 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,846 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 49,330.378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,330.378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:32 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 742.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022841 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,392.3 Underlying: Class A Common Stock · 742.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F8 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:32 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 708.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022841 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,555.13 Underlying: Class A Common Stock · 708.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:32 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 643.04 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022841 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,932.34 Underlying: Class A Common Stock · 643.04 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:32 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 691.91 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022841 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,143.7 Underlying: Class A Common Stock · 691.91 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:32 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 584.94 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022841 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,493.16 Underlying: Class A Common Stock · 584.94 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:32 UTC | Moelis & Co MC · Entity 3898 | Grant2014 LTI Restricted Stock Units · Derivative | 829.65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022841 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,556.3 Underlying: Class A Common Stock · 829.65 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs. F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:32 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 396.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022841 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,827.38 Underlying: Class A Common Stock · 396.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 00:16 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 17,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011341 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,650 Underlying: Class A Common Stock · 17,650 shares Expires not disclosed F1 · security: Each 2018 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2018 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2018 Incentive Restricted Stock Units vest in equal installments on February 23, 2020, February 23, 2021, February 23, 2022, February 23, 2023 and February 23, 2024. F2 · derivative.expiration_date: The 2018 Incentive Restricted Stock Units vest in equal installments on February 23, 2020, February 23, 2021, February 23, 2022, February 23, 2023 and February 23, 2024. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 776.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063294 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,846.62 Underlying: Class A Common Stock · 776.12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 757.77 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063294 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,451.79 Underlying: Class A Common Stock · 757.77 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 435.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063294 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,430.75 Underlying: Class A Common Stock · 435.4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 641.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063294 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,908.22 Underlying: Class A Common Stock · 641.4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 18, 2018 in order to satisfy tax obligations. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:01 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 2,610.69 | $36.49 | $95,264.08 |
DisclosureSEC source: 0001209191-18-063294 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 2,610.69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063294 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,610.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.