Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Moelis & Co
Report date March 27, 2025 · Filed April 01, 2025
Section 16 reporting ended · disclosed 2025-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2020 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,405.11 |
Reported balance
After 2025-03-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-27 · Grant · Acquired 47.48 · Balance 4,405.11 F1: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2021 Filed Mar 31, 2021 00:56 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 45.69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023690 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,695.29 Underlying: Class A Common Stock · 45.69 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 4,504.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 8 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,110.29 Underlying: Class A Common Stock · 4,504.54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 4,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,881.99 Underlying: Class A Common Stock · 4,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 4,287.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575.55 Underlying: Class A Common Stock · 4,287.11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 4,649.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,649.59 Underlying: Class A Common Stock · 4,649.6 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 6,978.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,978.09 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 13,189 | $53.00 | $699,017.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 11,524.33 | $54.29 | $625,655.88 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,189 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 24,713.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,713.33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 16,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013578 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,859 Underlying: Class A Common Stock · 16,859 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,147.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,614.83 Underlying: Class A Common Stock · 1,147.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 713.73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,176 Underlying: Class A Common Stock · 713.73 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 534.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,862.65 Underlying: Class A Common Stock · 534.5 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 386.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299.19 Underlying: Class A Common Stock · 386.42 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:27 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 289.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065724 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,978.09 Underlying: Class A Common Stock · 289.97 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 23:57 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive RSUs · Derivative | 1,219.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064219 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,467.32 Underlying: Class A Common Stock · 1,219.33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 15, 2020 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 15, 2020 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 15, 2020 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 15, 2020 in order to satisfy tax obligations. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 23:57 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,219.33 | $45.00 | $54,869.85 |
DisclosureSEC source: 0001209191-20-064219 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 23:57 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 1,219.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064219 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219.33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:51 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 267.28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062838 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,686.65 Underlying: Class A Common Stock · 267.28 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:51 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 158.92 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062838 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,462.26 Underlying: Class A Common Stock · 158.92 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:51 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 119.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062838 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,328.16 Underlying: Class A Common Stock · 119.01 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:51 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 86.04 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062838 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,912.77 Underlying: Class A Common Stock · 86.04 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:51 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 64.56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062838 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,688.12 Underlying: Class A Common Stock · 64.56 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 00:35 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 6,984 | $38.10 | $266,090.40 |
DisclosureSEC source: 0001209191-20-057787 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:59 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 5,062 | $38.22 | $193,469.64 |
DisclosureSEC source: 0001209191-20-057363 · doc4.xml · nonDerivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,984 Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:59 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 10,872 | $38.09 | $414,114.48 |
DisclosureSEC source: 0001209191-20-057363 · doc4.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,046 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:59 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 10,600 | $38.71 | $410,326.00 |
DisclosureSEC source: 0001209191-20-057363 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,918 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:59 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 7,767 | $38.66 | $300,272.22 |
DisclosureSEC source: 0001209191-20-057363 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,518 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:48 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 197.54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053359 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,419.37 Underlying: Class A Common Stock · 197.54 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:48 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 117.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053359 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,303.34 Underlying: Class A Common Stock · 117.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:48 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 87.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053359 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,209.15 Underlying: Class A Common Stock · 87.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:48 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 63.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053359 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,826.73 Underlying: Class A Common Stock · 63.59 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:48 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 47.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053359 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,623.56 Underlying: Class A Common Stock · 47.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 22:40 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionPartnership Interests · Derivative | 12,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044832 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.01 · 12,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. F1 · derivative.exercise_price: On July 31, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F1 · price: On July 31, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. F3 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F3 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group Units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lockup periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 22:40 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 12,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044832 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 31, 2020 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:11 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 220.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040824 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,221.83 Underlying: Class A Common Stock · 220.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:11 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 131.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040824 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,185.89 Underlying: Class A Common Stock · 131.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:11 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 98.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040824 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,121.19 Underlying: Class A Common Stock · 98.39 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:11 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 71.13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040824 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,763.14 Underlying: Class A Common Stock · 71.13 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:11 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 53.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040824 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,575.84 Underlying: Class A Common Stock · 53.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:50 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,092.87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021960 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000.87 Underlying: Class A Common Stock · 1,092.87 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:50 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 649.81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021960 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,054.5 Underlying: Class A Common Stock · 649.81 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:50 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 486.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021960 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,022.8 Underlying: Class A Common Stock · 486.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:50 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 351.81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021960 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,692.01 Underlying: Class A Common Stock · 351.81 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:50 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 264 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021960 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,522.46 Underlying: Class A Common Stock · 264 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs · Derivative | 3,002.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · derivative · entry 10 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,404.69 Underlying: Class A Common Stock · 3,002.39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 3,844.99 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · derivative · entry 9 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,536.17 Underlying: Class A Common Stock · 3,844.99 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs · Derivative | 4,170.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · derivative · entry 8 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,340.19 Underlying: Class A Common Stock · 4,170.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 6,258.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,258.46 Underlying: Class A Common Stock · 6,258.46 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 02:10 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 7,937.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012820 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,937.44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2020. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.