organization · Reporting owner
Polar Asset Management Partners Inc.
Disclosed activity across 78 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bowman Consulting Group Ltd.BWMN · Entity 5182 | 10% owner | February 09, 2022 | February 18, 2022 |
| CELADON DEVELOPMENT CORPPCCT · Entity 122605 | 10% owner | November 07, 2022 | November 07, 2022 |
| CORNER GROWTH ACQUISITION CORP. 2TRON · Entity 88160 | 10% owner | December 01, 2022 | December 05, 2022 |
| Calidi Biotherapeutics, Inc.FLAG · Entity 8408 | 10% owner | October 19, 2022 | October 21, 2022 |
| Collective Audience, Inc.ASPA · Entity 74170 | 10% owner | August 07, 2023 | August 18, 2023 |
| ConvergeOne Holdings, Inc.CVON · Entity 161199 | 10% owner | February 22, 2018 | February 27, 2018 |
| DP Cap Acquisition Corp IDPCS · Entity 85874 | 10% owner | May 10, 2023 | May 23, 2023 |
| Edify Acquisition Corp.EAC · Entity 110822 | 10% owner | July 20, 2023 | August 04, 2023 |
| FAT PROJECTS ACQUISITION CORPFATP · Entity 112394 | 10% owner | January 13, 2023 | January 20, 2023 |
| GSE SYSTEMS INCGVP · Entity 87144 | 10% owner | November 19, 2019 | December 11, 2019 |
| HF Foods Group Inc.ATACU · Entity 6754 | 10% owner | August 09, 2017 | August 17, 2017 |
| HURCO COMPANIES INCHURC · Entity 6564 | 10% owner | March 28, 2025 | April 01, 2025 |
| Healthcare AI Acquisition Corp.HAIA · Entity 95763 | 10% owner | June 14, 2023 | June 26, 2023 |
| Intuitive Machines, Inc.LUNR · Entity 4390 | 10% owner | February 17, 2023 | February 22, 2023 |
| Kingswood Acquisition Corp.KWAC · Entity 11593 | 10% owner | May 23, 2023 | July 05, 2023 |
| Malacca Straits Acquisition Co LtdMLAC · Entity 112222 | 10% owner | November 15, 2022 | November 25, 2022 |
| Newcourt Acquisition CorpNCAC · Entity 11534 | 10% owner | July 11, 2023 | July 17, 2023 |
| Nuburu, Inc.TWND · Entity 7846 | 10% owner | September 09, 2022 | September 19, 2022 |
| Pearl Holdings Acquisition CorpPRLH · Entity 86152 | 10% owner | December 08, 2023 | December 22, 2023 |
| Priveterra Acquisition Corp. IITMKR · Entity 111410 | 10% owner | December 15, 2022 | December 23, 2022 |
| SYNTEC OPTICS HOLDINGS, INC.OLIT · Entity 5971 | 10% owner | December 21, 2022 | December 30, 2022 |
| Seaport Global Acquisition II Corp.SGII · Entity 116488 | 10% owner | February 15, 2023 | February 24, 2023 |
| Spree Acquisition Corp. 1 LtdSHAP · Entity 95673 | 10% owner | December 21, 2023 | January 02, 2024 |
| iLearningEngines, Inc.ARRW · Entity 85892 | 10% owner | March 06, 2023 | March 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bowman Consulting Group Ltd.
Report date February 09, 2022 · Filed February 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 1,175,219 |
Reported balance
Holding disclosure · report date 2022-02-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,175,219 F1: Polar Asset Management Partners Inc, a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PCMF"), and Polar Micro-Cap Fund II L.P., an Ontario Limited Partnership ("PMCFII") (together with PMSMF and PMCF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc, a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PCMF"), and Polar Micro-Cap Fund II L.P., an Ontario Limited Partnership ("PMCFII") (together with PMSMF and PMCF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
CELADON DEVELOPMENT CORP
Report date November 07, 2022 · Filed November 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 300,000 |
Reported balance
Holding disclosure · report date 2022-11-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 300,000 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 20,542,108 Class A common stock (as announced by the Company in a Form 8-K filed on October 28, 2022) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 20,542,108 Class A common stock (as announced by the Company in a Form 8-K filed on October 28, 2022) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%.
CORNER GROWTH ACQUISITION CORP. 2
Report date December 01, 2022 · Filed December 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary share, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 0 |
Reported balance
After 2022-12-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-12-01 · Sale · Disposed 999,999 · Balance 0 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Calidi Biotherapeutics, Inc.
Report date October 19, 2022 · Filed October 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 412,800 |
Reported balance
After 2022-10-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-10-19 · Sale · Disposed 36,200 · Balance 412,800 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Collective Audience, Inc.
Report date August 07, 2023 · Filed August 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 250,000 |
Reported balance
Holding disclosure · report date 2023-08-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 250,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (Reporting Person), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and a Managed Account with sole voting and investment discretion with respects to the securities reported herein held by PMSMF and the Managed Account. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of s. 16 of the Securities Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 570,224 Common Stock, par value $0.0001 per share (announced in a Form 8-K dated August 10, 2023) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (Reporting Person), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and a Managed Account with sole voting and investment discretion with respects to the securities reported herein held by PMSMF and the Managed Account. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of s. 16 of the Securities Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 570,224 Common Stock, par value $0.0001 per share (announced in a Form 8-K dated August 10, 2023) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%.
ConvergeOne Holdings, Inc.
Report date February 22, 2018 · Filed February 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common stockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-02-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-22 · Other · Disposed 2,090,000 · Balance 0 F1: The Class A Common stock were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.15432 per share. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class A Common stock were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.15432 per share.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
DP Cap Acquisition Corp I
Report date May 10, 2023 · Filed May 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary share, $0.0001 par valueSEC Table I · non-derivative | IndirectSee footnote 1 | 419,396 |
Reported balance
Holding disclosure · report date 2023-05-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 419,396 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 18,940,598 Class A ordinary share, $0.0001 par value (as announced by the Company in a Form 10-Q filed on May 17, 2023) by shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 18,940,598 Class A ordinary share, $0.0001 par value (as announced by the Company in a Form 10-Q filed on May 17, 2023) by shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%.
Edify Acquisition Corp.
Report date July 20, 2023 · Filed August 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectSee footnote 1 | 150,000 |
Reported balance
Holding disclosure · report date 2023-07-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 150,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 697,235 Common Stock, par value $0.0001 per share (as announced in a Form 8-K dated July 26, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 697,235 Common Stock, par value $0.0001 per share (as announced in a Form 8-K dated July 26, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%.
FAT PROJECTS ACQUISITION CORP
Report date January 13, 2023 · Filed January 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 and 2 | 600,000 |
Reported balance
Holding disclosure · report date 2023-01-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 600,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. F2: This Form 3 is being filed due to the redemption of 6,058,262 Class A Ordinary Shares, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on January 17, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
F2: This Form 3 is being filed due to the redemption of 6,058,262 Class A Ordinary Shares, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on January 17, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%.
GSE SYSTEMS INC
Report date November 19, 2019 · Filed December 11, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnotes 1, 2 and 3 | 2,009,000 |
Reported balance
Holding disclosure · report date 2019-11-19 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 2,009,000 F1: This Form 3 amendment is being filed to withdraw the Form 3 originally filed by the Reporting Person on November 29, 2019. The Issuer has filed an amended Quarterly Report on Form 10-Q dated December 10, 2019 for the quarterly period ended September 30, 2019, confirming that there were 20,189,614 common shares outstanding as at October 31, 2019. Based on this revised outstanding share figure, the amount of common shares beneficially owned by Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PMCF"), Polar Micro-Cap Fund II L.P., an Ontario limited partnership ("PMCF II") and certain managed accounts (together with PMSMF, PMCF and PMCF II, the "Polar Vehicles") did not surpass 10%. F2: Accordingly, the Reporting Person, which serves as the investment advisor to the Polar Vehicles and has sole voting and investment discretion with respect to the common shares held directly by the Polar Vehicles, did not become subject to Section 16 of the Securities Exchange Act of 1934, as amended, and no Form 3 was required to be filed. F3: The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 amendment is being filed to withdraw the Form 3 originally filed by the Reporting Person on November 29, 2019. The Issuer has filed an amended Quarterly Report on Form 10-Q dated December 10, 2019 for the quarterly period ended September 30, 2019, confirming that there were 20,189,614 common shares outstanding as at October 31, 2019. Based on this revised outstanding share figure, the amount of common shares beneficially owned by Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PMCF"), Polar Micro-Cap Fund II L.P., an Ontario limited partnership ("PMCF II") and certain managed accounts (together with PMSMF, PMCF and PMCF II, the "Polar Vehicles") did not surpass 10%.
F2: Accordingly, the Reporting Person, which serves as the investment advisor to the Polar Vehicles and has sole voting and investment discretion with respect to the common shares held directly by the Polar Vehicles, did not become subject to Section 16 of the Securities Exchange Act of 1934, as amended, and no Form 3 was required to be filed.
F3: The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
HF Foods Group Inc.
Report date August 09, 2017 · Filed August 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 700,000 |
Reported balance
Holding disclosure · report date 2017-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 700,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
HURCO COMPANIES INC
Report date March 28, 2025 · Filed April 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | IndirectSee Footnote 1 | 760,582 |
Reported balance
After 2025-03-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-03-28 · Sale · Disposed 3,000 · Balance 760,582 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company, Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PMCF"), and Polar Micro-Cap Fund II LP, an Ontario Limited Partnership ("PMCFII") (together with PMSMF, and PMCF, the "Polar Vehicles") and has sole voting and investment discretion with respects to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company, Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PMCF"), and Polar Micro-Cap Fund II LP, an Ontario Limited Partnership ("PMCFII") (together with PMSMF, and PMCF, the "Polar Vehicles") and has sole voting and investment discretion with respects to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Healthcare AI Acquisition Corp.
Report date June 14, 2023 · Filed June 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Share, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 and 2 | 178,615 |
Reported balance
Holding disclosure · report date 2023-06-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 178,615 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. F2: This Form 3 is being filed due to the redemption of 19,824,274 Class A Common Stock, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on June 14, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
F2: This Form 3 is being filed due to the redemption of 19,824,274 Class A Common Stock, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on June 14, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%.
Intuitive Machines, Inc.
Report date February 17, 2023 · Filed February 22, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to purchase one share of Class A Common Stock, eachSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-02-13 | IndirectSee Footnote 1 | 548,985 |
Reported balance
After 2023-02-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-02-17 · Sale · Disposed 200,000 · Balance 548,985 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
| Warrants to purchase one share of Class A Common Stock, eachSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-02-13 | IndirectSee Footnote 1 | 348,985 |
Reported balance
After 2023-02-21 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2023-02-21 · Sale · Disposed 200,000 · Balance 348,985 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Kingswood Acquisition Corp.
Report date May 23, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 97,000 |
Reported balance
After 2023-05-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-23 · Sale · Disposed 3,000 · Balance 97,000 F1: 1.Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1.Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Malacca Straits Acquisition Co Ltd
Report date November 15, 2022 · Filed November 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 100,000 |
Reported balance
Holding disclosure · report date 2022-11-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 100,000 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed based on the total Class A Ordinary Shares of 517,354 shares as announced by the Company in a Form 10-Q filed on November 15, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed based on the total Class A Ordinary Shares of 517,354 shares as announced by the Company in a Form 10-Q filed on November 15, 2022.
Newcourt Acquisition Corp
Report date July 11, 2023 · Filed July 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per share, includSEC Table I · non-derivative | IndirectSee footnote 1 | 200,000 |
Reported balance
After 2023-07-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-11 · Other · Disposed 130,000 · Balance 200,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on July 13th, 2023 |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on July 13th, 2023
Nuburu, Inc.
Report date September 09, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| shares of class A common stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee footnote (1) | 400,000 |
Reported balance
Holding disclosure · report date 2022-09-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 400,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 30,188,729 Class A common stock (as announced by the Company in a Form 8-K filed on September 9, 2022) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 30,188,729 Class A common stock (as announced by the Company in a Form 8-K filed on September 9, 2022) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%.
Pearl Holdings Acquisition Corp
Report date December 08, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 & 2 | 250,000 |
Reported balance
Holding disclosure · report date 2023-12-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 250,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the Reporting Person), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein F2: This Form 3 is being filed due to the redemption of 17,832,307 Class A Ordinary Shares, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on December 14th, 2023) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the Reporting Person), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein
F2: This Form 3 is being filed due to the redemption of 17,832,307 Class A Ordinary Shares, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on December 14th, 2023) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%.
Priveterra Acquisition Corp. II
Report date December 15, 2022 · Filed December 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 300,000 |
Reported balance
Holding disclosure · report date 2022-12-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 300,000 F1: 1.Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the"Reporting Person"),serves as investment advisors to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company("PMSMF")and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of these securities,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section16 of the Securities Exchange Act of 1934,as amended,or for any other purpose,except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 24,673,073 Class A Common Stock,par value $0.0001 per share(as announced by the Company in a Form 8-K filed on December 15,2022)by Company shareholders,after which the Reporting persons aggregate beneficial ownership was above 10% |
Filing footnotes · ownership attribution and instrument terms
F1: 1.Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the"Reporting Person"),serves as investment advisors to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company("PMSMF")and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of these securities,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section16 of the Securities Exchange Act of 1934,as amended,or for any other purpose,except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 24,673,073 Class A Common Stock,par value $0.0001 per share(as announced by the Company in a Form 8-K filed on December 15,2022)by Company shareholders,after which the Reporting persons aggregate beneficial ownership was above 10%
SYNTEC OPTICS HOLDINGS, INC.
Report date December 21, 2022 · Filed December 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 230,000 |
Reported balance
Holding disclosure · report date 2022-12-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 230,000 F1: Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the "Reporting Person"),serves as investment advisors to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company("PMSMF")and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of these securities,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934,as amended,or for any other purpose,except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 13,026,951 Class A common Stock,par value $0.0001 per share(as announced by the Company in a Form 8-K filed on December 22,2022)by Company shareholders,after which the Reporting persons aggregate beneficial ownership was above 10% |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the "Reporting Person"),serves as investment advisors to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company("PMSMF")and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of these securities,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934,as amended,or for any other purpose,except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 13,026,951 Class A common Stock,par value $0.0001 per share(as announced by the Company in a Form 8-K filed on December 22,2022)by Company shareholders,after which the Reporting persons aggregate beneficial ownership was above 10%
Seaport Global Acquisition II Corp.
Report date February 15, 2023 · Filed February 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 and 2 | 500,000 |
Reported balance
Holding disclosure · report date 2023-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 500,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. F2: This Form 3 is being filed due to the redemption of 10,125,252 Class A Common Stock, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on February 15, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
F2: This Form 3 is being filed due to the redemption of 10,125,252 Class A Common Stock, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on February 15, 2023) by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%.
Spree Acquisition Corp. 1 Ltd
Report date December 21, 2023 · Filed January 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote (1) | 300,000 |
Reported balance
Holding disclosure · report date 2023-12-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 300,000 F1: Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the Reporting Person)serves as investment advisor to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company(PMSMF)and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of the securities reported herein,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934,as amended,or for any other purpose,except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 2,371,801 Class A Ordinary Shares,par value $0.0001per share(as announced by the Companys Form 8K filed December 22,2023)by Company shareholders,after which the Reporting Persons aggregate beneficial ownership was above 10% |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the Reporting Person)serves as investment advisor to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company(PMSMF)and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of the securities reported herein,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934,as amended,or for any other purpose,except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 2,371,801 Class A Ordinary Shares,par value $0.0001per share(as announced by the Companys Form 8K filed December 22,2023)by Company shareholders,after which the Reporting Persons aggregate beneficial ownership was above 10%
iLearningEngines, Inc.
Report date March 06, 2023 · Filed March 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Class A common stock included as part of the unitsSEC Table I · non-derivative | IndirectSee footnote 1 | 445,000 |
Reported balance
Holding disclosure · report date 2023-03-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 445,000 F1: Polar Asset Management Partners Inc,a company incorporated under the laws of Ontario,Canada(the Reporting Person)serves as investment advisors to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company(PMSMF)and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of these securities,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section16 of the Securities Exchange Act 1934,as amended or for any other purpose except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 24,304,187 Shares of Class A common stock included as part of the units (as announced by the Company in a Form 8-K filed on March 6 2023) by Company shareholders after which the Reporting persons aggregate beneficial ownership was above 10% |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc,a company incorporated under the laws of Ontario,Canada(the Reporting Person)serves as investment advisors to Polar Multi-Strategy Master Fund,a Cayman Islands exempted company(PMSMF)and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF.The Reporting Person disclaims beneficial ownership of these securities,and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section16 of the Securities Exchange Act 1934,as amended or for any other purpose except to the extent of Reporting Persons pecuniary interest therein.This Form 3 is being filed due to the redemption of 24,304,187 Shares of Class A common stock included as part of the units (as announced by the Company in a Form 8-K filed on March 6 2023) by Company shareholders after which the Reporting persons aggregate beneficial ownership was above 10%
Past disclosures · reporting ended (54)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ace Global Business Acquisition Ltd
Report date April 05, 2024 · Filed April 10, 2024
Section 16 reporting ended · disclosed 2024-04-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote 1 | 0 |
Reported balance
After 2024-04-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-05 · Other · Disposed 378,900 · Balance 0 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund (PMSMF), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on April 08, 2024 |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund (PMSMF), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on April 08, 2024
Andina Acquisition Corp. II
Report date October 31, 2017 · Filed November 09, 2017
Section 16 reporting ended · disclosed 2017-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | IndirectSee footnote | 200,000 |
Reported balance
After 2017-10-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-10-31 · Other · Disposed 600,000 · Balance 200,000 F1: Polar Asset Management Partners Inc. (the "Reporting Person") elected to redeem its Ordinary Shares for a pro rata portion of the funds available in the Issuer's trust account, as described in the Issuer's definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on October 13, 2017. F2: The Reporting Person, a company incorporated under the laws of Ontario, Canada, serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc. (the "Reporting Person") elected to redeem its Ordinary Shares for a pro rata portion of the funds available in the Issuer's trust account, as described in the Issuer's definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on October 13, 2017.
F2: The Reporting Person, a company incorporated under the laws of Ontario, Canada, serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Appreciate Holdings, Inc.
Report date November 13, 2023 · Filed November 15, 2023
Section 16 reporting ended · disclosed 2023-11-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 | 166,666 |
Reported balance
After 2023-11-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-11-13 · Other · Disposed 2,942,049 · Balance 166,666 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connections with PMSMF terminating its Forward Purchase Agreement |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connections with PMSMF terminating its Forward Purchase Agreement
Arowana Inc.
Report date December 28, 2016 · Filed January 04, 2017
Section 16 reporting ended · disclosed 2017-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2016-12-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-28 · Other · Disposed 1,467,712 · Balance 0 F1: The Ordinary Shares were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.25 per Ordinary Share. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Ordinary Shares were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.25 per Ordinary Share.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Atlantic Alliance Partnership Corp.
Report date October 24, 2016 · Filed October 24, 2016
Section 16 reporting ended · disclosed 2016-10-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 804,932 |
Reported balance
After 2016-10-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-10-20 · Sale · Disposed 552,800 · Balance 804,932 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Borqs Technologies, Inc.
Report date December 21, 2016 · Filed December 22, 2016
Section 16 reporting ended · disclosed 2016-12-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, no par valueSEC Table I · non-derivative | IndirectSee footnote | 816,900 |
Reported balance
After 2016-12-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-21 · Sale · Disposed 34,350 · Balance 816,900 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
| Ordinary shares, no par valueSEC Table I · non-derivative | IndirectSee footnote | 530,500 |
Reported balance
After 2016-12-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-22 · Sale · Disposed 286,600 · Balance 530,500 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Chain Bridge I
Report date June 02, 2023 · Filed June 06, 2023
Section 16 reporting ended · disclosed 2023-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 415,000 |
Reported balance
After 2023-06-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-06-02 · Sale · Disposed 43,205 · Balance 415,000 F1: 1.Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1.Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Clover Leaf Capital Corp.
Report date July 19, 2023 · Filed July 25, 2023
Section 16 reporting ended · disclosed 2023-07-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 0 |
Reported balance
After 2023-07-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-19 · Other · Disposed 300,000 · Balance 0 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on July 21st, 2023 |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on July 21st, 2023
Concrete Pumping Holdings, Inc.
Report date December 20, 2018 · Filed December 26, 2018
Section 16 reporting ended · disclosed 2018-12-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-12-06 | IndirectSee footnote | 2,973,779 |
Reported balance
After 2018-12-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-20 · Sale · Disposed 250,000 · Balance 2,973,779 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
DermTech, Inc.
Report date March 21, 2019 · Filed March 25, 2019
Section 16 reporting ended · disclosed 2019-03-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-03-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-21 · Other · Disposed 3,144,759 · Balance 0 F1: On March 21, 2019, Constellation Alpha Capital Corp. (the "Issuer") held a special meeting of shareholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 25, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Amended and Restated Memorandum and Articles of Association, extending the date by which the Issuer must consummate its initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all ordinary shares of the Issuer held by the Polar Vehicles (as defined below) at a redemption price of approximately $10.35 per ordinary share, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on March 15, 2019. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 21, 2019, Constellation Alpha Capital Corp. (the "Issuer") held a special meeting of shareholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 25, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Amended and Restated Memorandum and Articles of Association, extending the date by which the Issuer must consummate its initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all ordinary shares of the Issuer held by the Polar Vehicles (as defined below) at a redemption price of approximately $10.35 per ordinary share, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on March 15, 2019.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Digital Media Solutions, Inc.
Report date April 09, 2019 · Filed April 11, 2019
Section 16 reporting ended · disclosed 2019-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee footnote | 1,999,000 |
Reported balance
After 2019-04-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-04-09 · Sale · Disposed 72,000 · Balance 1,999,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Draper Oakwood Technology Acquisition Inc.
Report date December 04, 2018 · Filed December 06, 2018
Section 16 reporting ended · disclosed 2018-12-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 574,000 |
Reported balance
After 2018-12-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-12-04 · Sale · Disposed 51,000 · Balance 574,000 F1: The 574,000 shares of Class A common stock are comprised of (i) 349,000 shares of Class A common stock; and (ii) 225,000 shares of Class A common stock included in 225,000 Units. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The 574,000 shares of Class A common stock are comprised of (i) 349,000 shares of Class A common stock; and (ii) 225,000 shares of Class A common stock included in 225,000 Units.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
E-Compass Acquisition Corp.
Report date February 10, 2017 · Filed February 14, 2017
Section 16 reporting ended · disclosed 2017-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Last balance in matching sequence
After 2017-02-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-02-10 · Sale · Disposed 100 · Balance 737,064 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 2 · 2017-02-10 · Other · Disposed 737,064 · Balance 0 F2: The Ordinary Shares were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.40 per Ordinary Share. F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
F2: The Ordinary Shares were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.40 per Ordinary Share.
Easterly Acquisition Corp.
Report date November 02, 2018 · Filed November 07, 2018
Section 16 reporting ended · disclosed 2018-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 13,900 |
Last balance in matching sequence
After 2018-11-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-11-02 · Sale · Disposed 367,050 · Balance 1,957,520 F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 2 · 2018-11-02 · Other · Disposed 1,943,620 · Balance 13,900 F1: In connection with the business combination between Easterly Acquisition Corp. and Sirius International Insurance Group, Ltd., the Reporting Person elected to redeem 1,943,620 shares of common stock for cash at a redemption price of $10.49 per share of common stock. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the business combination between Easterly Acquisition Corp. and Sirius International Insurance Group, Ltd., the Reporting Person elected to redeem 1,943,620 shares of common stock for cash at a redemption price of $10.49 per share of common stock.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Electrum Special Acquisition Corp
Report date May 23, 2018 · Filed May 25, 2018
Section 16 reporting ended · disclosed 2018-05-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-05-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-23 · Other · Disposed 2,483,535 · Balance 0 F1: In connection with the dissolution and liquidation of the Issuer, the Reporting Person elected to redeem its shares for cash at a redemption price of approximately $10.47 per share at the early redemption deadline of May 23, 2018. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the dissolution and liquidation of the Issuer, the Reporting Person elected to redeem its shares for cash at a redemption price of approximately $10.47 per share at the early redemption deadline of May 23, 2018.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
FORUM MARKETS Inc
Report date March 06, 2019 · Filed March 08, 2019
Section 16 reporting ended · disclosed 2019-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-03-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-06 · Other · Disposed 1,743,550 · Balance 0 F1: On March 5, 2019, KBL Merger Corp. IV (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 8, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Charter, extending the date by which the Issuer must consummate its initial business combination and the date for cessation of the Issuer's operations if it has not completed an initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below). F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 5, 2019, KBL Merger Corp. IV (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 8, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Charter, extending the date by which the Issuer must consummate its initial business combination and the date for cessation of the Issuer's operations if it has not completed an initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below).
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Fellazo Inc.
Report date April 21, 2020 · Filed May 05, 2020
Section 16 reporting ended · disclosed 2020-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-04-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-04-21 · Other · Disposed 916,526 · Balance 0 F1: In connection with the dissolution and liquidation of Fellazo Inc. ("Fellazo") and in accordance with its Memorandum and Articles of Association, all of Fellazo's outstanding ordinary shares that were included it in ts units issued in its initial public offering were redeemed, as described in the Current Report in Form 8-K filed with the SEC by Fellazo on April 8, 2020. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the dissolution and liquidation of Fellazo Inc. ("Fellazo") and in accordance with its Memorandum and Articles of Association, all of Fellazo's outstanding ordinary shares that were included it in ts units issued in its initial public offering were redeemed, as described in the Current Report in Form 8-K filed with the SEC by Fellazo on April 8, 2020.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Future Health ESG Corp.
Report date February 11, 2025 · Filed February 14, 2025
Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 | 0 |
Reported balance
After 2025-02-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-02-11 · Other · Disposed 798,745 · Balance 0 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with the liquidation of the SPAC, pursuant to its failure to complete a business combination within the required timeframe. The shares were redeemed for cash at a price of $11.06 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with the liquidation of the SPAC, pursuant to its failure to complete a business combination within the required timeframe. The shares were redeemed for cash at a price of $11.06 per share.
GEN Restaurant Group, Inc.
Report date November 15, 2023 · Filed November 17, 2023
Section 16 reporting ended · disclosed 2023-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 410,316 |
Last balance in matching sequence
After 2023-11-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-11-15 · Sale · Disposed 2,187 · Balance 412,656 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund and Polar Long/Short Master Fund (collectively, the "Polar Funds"), each Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by the Polar Funds. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 2 · 2023-11-15 · Sale · Disposed 2,340 · Balance 410,316 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund and Polar Long/Short Master Fund (collectively, the "Polar Funds"), each Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by the Polar Funds. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund and Polar Long/Short Master Fund (collectively, the "Polar Funds"), each Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by the Polar Funds. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Hunter Maritime Acquisition Corp.
Report date November 06, 2018 · Filed November 07, 2018
Section 16 reporting ended · disclosed 2018-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common sharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-11-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-11-06 · Other · Disposed 1,704,968 · Balance 0 F1: The Reporting Person (as defined herein) tendered 1,704,968 Class A common shares (the "Polar Shares") on behalf of the Polar Vehicles (as defined herein) in connection with the offer (the "Offer") by Hunter Maritime Acquisition Corp. ("Hunter Maritime") to purchase for cash up to 14,173,100 Hunter Maritime Class A common shares, as described in the Tender Offer Statement on Schedule TO of Hunter Maritime, originally filed with the Securities and Exchange Commission on October 5, 2018 and amended on October 23, 2018, October 31, 2018 and November 7, 2018. The Polar Shares were accepted for purchase by Hunter Maritime on November 6, 2017 after expiration of the Offer. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person (as defined herein) tendered 1,704,968 Class A common shares (the "Polar Shares") on behalf of the Polar Vehicles (as defined herein) in connection with the offer (the "Offer") by Hunter Maritime Acquisition Corp. ("Hunter Maritime") to purchase for cash up to 14,173,100 Hunter Maritime Class A common shares, as described in the Tender Offer Statement on Schedule TO of Hunter Maritime, originally filed with the Securities and Exchange Commission on October 5, 2018 and amended on October 23, 2018, October 31, 2018 and November 7, 2018. The Polar Shares were accepted for purchase by Hunter Maritime on November 6, 2017 after expiration of the Offer.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Hyliion Holdings Corp.
Report date June 19, 2020 · Filed June 23, 2020
Section 16 reporting ended · disclosed 2020-06-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 1,298,253 |
Last balance in matching sequence
After 2020-06-19 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-06-19 · Sale · Disposed 200,000 · Balance 2,648,253 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 2 · 2020-06-19 · Sale · Disposed 1,000,000 · Balance 1,648,253 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 3 · 2020-06-19 · Sale · Disposed 100,000 · Balance 1,548,253 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 4 · 2020-06-19 · Sale · Disposed 250,000 · Balance 1,298,253 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
ISUN, INC.
Report date June 19, 2019 · Filed June 21, 2019
Section 16 reporting ended · disclosed 2019-06-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-19 · Other · Disposed 270,000 · Balance 0 F1: (1) On June 19, 2019, Jensyn Acquisition Corp. (the "Issuer') held a special meeting of stockholders (the "Meeting") as described in the Issuer's Current Report on 8-K filed with the SEC on June 14, 2019. At the Meeting, the stockholders approved the Issuer's business combination with Peck Electric Co. (the "Business Combination"). In connection with the approval of the Business Combination, the Reporting Person (as defined below) redeemed all common stock of the Issuer held by PMSMF (as defined below) at a redemption price of approximately $11.20 per share of common stock, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on June 3, 2019. F2: (2) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) On June 19, 2019, Jensyn Acquisition Corp. (the "Issuer') held a special meeting of stockholders (the "Meeting") as described in the Issuer's Current Report on 8-K filed with the SEC on June 14, 2019. At the Meeting, the stockholders approved the Issuer's business combination with Peck Electric Co. (the "Business Combination"). In connection with the approval of the Business Combination, the Reporting Person (as defined below) redeemed all common stock of the Issuer held by PMSMF (as defined below) at a redemption price of approximately $11.20 per share of common stock, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on June 3, 2019.
F2: (2) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Inspired Entertainment, Inc.
Report date December 20, 2016 · Filed December 21, 2016
Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee footnote | 0 |
Last balance in matching sequence
After 2016-12-21 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-12-20 · Sale · Disposed 200,000 · Balance 1,098,300 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 2 · 2016-12-21 · Sale · Disposed 1,098,300 · Balance 0 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
International Money Express, Inc.
Report date June 07, 2018 · Filed June 11, 2018
Section 16 reporting ended · disclosed 2018-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $.0001 par value per shareSEC Table I · non-derivative | IndirectSee footnote | 2,385,000 |
Reported balance
After 2018-06-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-06-07 · Other · Disposed 300,000 · Balance 2,385,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Kaixin Holdings
Report date January 03, 2019 · Filed January 07, 2019
Section 16 reporting ended · disclosed 2019-01-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 2,630,000 |
Reported balance
After 2019-01-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-01-03 · Sale · Disposed 200,000 · Balance 2,630,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Kaleyra, Inc.
Report date June 05, 2019 · Filed June 07, 2019
Section 16 reporting ended · disclosed 2019-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-05 · Other · Disposed 2,237,952 · Balance 0 F1: On June 5, 2019, GigCapital, Inc. (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on June 6, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Amended and Restated Certificate of Incorporation, extending the date by which the Issuer must consummate its initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below) at a redemption price of approximately $10.30 per common share, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on April 29, 2019. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 5, 2019, GigCapital, Inc. (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on June 6, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Amended and Restated Certificate of Incorporation, extending the date by which the Issuer must consummate its initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below) at a redemption price of approximately $10.30 per common share, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on April 29, 2019.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
MOBIX LABS, INC
Report date July 18, 2023 · Filed July 26, 2023
Section 16 reporting ended · disclosed 2023-07-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 | 250,000 |
Reported balance
After 2023-07-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-18 · Other · Disposed 70,000 · Balance 250,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on July 24th, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on July 24th, 2023.
Maquia Capital Acquisition Corp
Report date May 05, 2023 · Filed May 15, 2023
Section 16 reporting ended · disclosed 2023-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 300,000 |
Reported balance
After 2023-05-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-05 · Other · Disposed 300,000 · Balance 300,000 F1: 1. Polar Asset Management Partners Inc. a company incorporated under the laws of Ontario, Canada (the Reporting Person) serves as investment advisor to Polar Multi-Strategy Master Fund a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934 as amended or for any other purpose except to the extent of Reporting Persons pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuers Form 8-K filed on May 11 2023. The price stated is an estimate redemption price. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc. a company incorporated under the laws of Ontario, Canada (the Reporting Person) serves as investment advisor to Polar Multi-Strategy Master Fund a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934 as amended or for any other purpose except to the extent of Reporting Persons pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuers Form 8-K filed on May 11 2023. The price stated is an estimate redemption price.
Microvast Holdings, Inc.
Report date May 07, 2020 · Filed May 11, 2020
Section 16 reporting ended · disclosed 2020-05-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote (1) | 3,547,287 |
Reported balance
After 2020-05-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-05-07 · Sale · Disposed 950,000 · Balance 3,547,287 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Modern Media Acquisition Corp.
Report date June 14, 2019 · Filed June 18, 2019
Section 16 reporting ended · disclosed 2019-06-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-14 · Other · Disposed 2,462,176 · Balance 0 F1: On June 14, 2019, Issuer held a special meeting of stockholders (the "Meeting"), as described in the Issuer's 8-K filed on June 12, 2019. At the Meeting, the stockholders voted on an amendment to the Issuer's amended and restated certificate of incorporation, to extend the date by which the Issuer must consummate a business combination (the "Proposal"). If the Proposal was approved, the Reporting Person (as defined below) redeemed all common stock held by the Polar Vehicles (as defined below) in connection with the Proposal at a redemption price of approximately $10.46 per share, as reported in the Issuer's Schedule 14A Proxy Statement filed on May 20, 2019, as supplemented on June 7, 2019 (the "Proxy"). If the Proposal was not approved, the Issuer was obligated as of June 17, 2019 to redeem all common stock at a redemption price of approximately $10.46 per share, as reported in the Proxy. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 14, 2019, Issuer held a special meeting of stockholders (the "Meeting"), as described in the Issuer's 8-K filed on June 12, 2019. At the Meeting, the stockholders voted on an amendment to the Issuer's amended and restated certificate of incorporation, to extend the date by which the Issuer must consummate a business combination (the "Proposal"). If the Proposal was approved, the Reporting Person (as defined below) redeemed all common stock held by the Polar Vehicles (as defined below) in connection with the Proposal at a redemption price of approximately $10.46 per share, as reported in the Issuer's Schedule 14A Proxy Statement filed on May 20, 2019, as supplemented on June 7, 2019 (the "Proxy"). If the Proposal was not approved, the Issuer was obligated as of June 17, 2019 to redeem all common stock at a redemption price of approximately $10.46 per share, as reported in the Proxy.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
NRX Pharmaceuticals, Inc.
Report date March 13, 2020 · Filed March 17, 2020
Section 16 reporting ended · disclosed 2020-03-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 488,036 |
Reported balance
After 2020-03-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-13 · Sale · Disposed 29,464 · Balance 488,036 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Near Intelligence, Inc.
Report date March 22, 2023 · Filed March 30, 2023 · Amendment
Section 16 reporting ended · disclosed 2023-03-30. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per share of INKASEC Table I · non-derivative | IndirectSee footnotes 1,2, and 3 | 0 |
Reported balance
After 2023-03-22 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-03-22 · Other · Disposed 120,000 · Balance 0 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein F2: This Form 4 is being filed as a result of a redemption of 120,000 shares of Kludein I Acquisition Corp ("SPAC") (the "Redemption"), which occurred contemporaneously with the business combination with Near Intelligence Holdings Inc. on March 22, 2023 as reported in the SPAC's Form 8K filed on March 21, 2023. F3: This amendment is being filed to correct the transaction price previously reported on 3/27/2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein
F2: This Form 4 is being filed as a result of a redemption of 120,000 shares of Kludein I Acquisition Corp ("SPAC") (the "Redemption"), which occurred contemporaneously with the business combination with Near Intelligence Holdings Inc. on March 22, 2023 as reported in the SPAC's Form 8K filed on March 21, 2023.
F3: This amendment is being filed to correct the transaction price previously reported on 3/27/2023.
NextDecade Corp
Report date June 09, 2017 · Filed June 12, 2017
Section 16 reporting ended · disclosed 2017-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 1,217,975 |
Reported balance
After 2017-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-06-09 · Sale · Disposed 250,000 · Balance 1,217,975 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Nova Vision Acquisition Corp
Report date August 03, 2023 · Filed August 08, 2023
Section 16 reporting ended · disclosed 2023-08-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary ShareSEC Table I · non-derivative | IndirectSee Footnote 1 | 250,000 |
Reported balance
After 2023-08-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-08-03 · Other · Disposed 185,000 · Balance 250,000 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on August 04th, 2023 |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on August 04th, 2023
Origo Acquisition Corp
Report date August 24, 2018 · Filed August 28, 2018
Section 16 reporting ended · disclosed 2018-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value 0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-08-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-24 · Other · Disposed 328,488 · Balance 0 F1: In connection with the dissolution and liquidation of Origo Acquisition Corporation ("Origo") and in accordance with its Memorandum and Articles of Association, all of Origo's outstanding Ordinary Shares that were included in the units issued in its initial public offering were redeemed, as described in the Current Report on Form 8-K filed with the SEC by Origo on August 10, 2018. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the dissolution and liquidation of Origo Acquisition Corporation ("Origo") and in accordance with its Memorandum and Articles of Association, all of Origo's outstanding Ordinary Shares that were included in the units issued in its initial public offering were redeemed, as described in the Current Report on Form 8-K filed with the SEC by Origo on August 10, 2018.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Orisun Acquisition Corp.
Report date October 14, 2020 · Filed October 16, 2020
Section 16 reporting ended · disclosed 2020-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, 0.00001 par valueSEC Table I · non-derivative | IndirectSee footnote | 247,008 |
Last balance in matching sequence
After 2020-10-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-10-14 · Sale · Disposed 500,000 · Balance 250,391 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the Reporting Person) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Row 2 · 2020-10-14 · Sale · Disposed 3,383 · Balance 247,008 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the Reporting Person) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the Reporting Person) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein.
PHP Ventures Acquisition Corp.
Report date August 15, 2023 · Filed August 21, 2023 · Amendment
Section 16 reporting ended · disclosed 2023-08-21. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 0 |
Reported balance
After 2023-08-15 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-08-15 · Other · Disposed 271,847 · Balance 0 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein whichare held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is thebeneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to theextent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer'sForm 8-K filed on August 17th, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisors to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respects to the securities reported herein whichare held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is thebeneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to theextent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer'sForm 8-K filed on August 17th, 2023.
Pinstripes Holdings, Inc.
Report date December 27, 2023 · Filed January 05, 2024
Section 16 reporting ended · disclosed 2024-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 | 0 |
Reported balance
After 2023-12-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-12-27 · Other · Disposed 559,600 · Balance 0 |
QT IMAGING HOLDINGS, INC.
Report date March 24, 2023 · Filed March 28, 2023
Section 16 reporting ended · disclosed 2023-03-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 797,620 |
Reported balance
After 2023-03-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-03-24 · Sale · Disposed 500,000 · Balance 797,620 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Red Rock Acquisition Corp.
Report date October 29, 2024 · Filed November 01, 2024
Section 16 reporting ended · disclosed 2024-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 | 325,000 |
Reported balance
After 2024-10-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-29 · Sale · Disposed 200,000 · Balance 325,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Repay Holdings Corp
Report date March 12, 2019 · Filed March 14, 2019
Section 16 reporting ended · disclosed 2019-03-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 1,709,979 |
Last balance in matching sequence
After 2019-03-13 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-03-12 · Sale · Disposed 43,000 · Balance 2,884,979 F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 2 · 2019-03-13 · Sale · Disposed 925,000 · Balance 1,959,979 F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Row 3 · 2019-03-13 · Sale · Disposed 250,000 · Balance 1,709,979 F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Rimini Street, Inc.
Report date October 11, 2017 · Filed October 13, 2017
Section 16 reporting ended · disclosed 2017-10-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-10-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-10-11 · Other · Disposed 2,710,315 · Balance 0 F1: The Ordinary Shares were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.07 per Ordinary Share. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Ordinary Shares were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.07 per Ordinary Share.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Rosehill Resources Inc.
Report date January 26, 2017 · Filed January 30, 2017
Section 16 reporting ended · disclosed 2017-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 818,000 |
Reported balance
After 2017-01-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-26 · Sale · Disposed 82,000 · Balance 818,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Roth CH Acquisition V Co.
Report date December 05, 2023 · Filed December 07, 2023
Section 16 reporting ended · disclosed 2023-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote 1 | 486,435 |
Reported balance
After 2023-12-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-12-05 · Sale · Disposed 30,000 · Balance 486,435 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
SC Health Corp
Report date May 06, 2020 · Filed May 08, 2020
Section 16 reporting ended · disclosed 2020-05-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 1,500,000 |
Reported balance
After 2020-05-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-05-06 · Sale · Disposed 500,000 · Balance 1,500,000 F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by the PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by the PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
SIMPLICITY ESPORTS & GAMING Co
Report date April 17, 2019 · Filed April 22, 2019
Section 16 reporting ended · disclosed 2019-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 203,819 |
Reported balance
After 2019-04-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-04-17 · Sale · Disposed 100 · Balance 203,819 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Sentinel Energy Services Inc.
Report date November 07, 2019 · Filed November 12, 2019
Section 16 reporting ended · disclosed 2019-11-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-11-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-11-07 · Other · Disposed 4,300,000 · Balance 0 F1: Sentinel Energy Services Inc. (the "Company") announced in a press release dated November 6, 2019 and filed with the SEC on Form 8-K dated November 6, 2019 (the "Press Release") that it would be redeeming all of its outstanding shares of Class A Common Stock (the "Shares") effective as of the close of business on November 7, 2019, because the Company did not consummate an initial business combination within the time period required by its certificate of incorporation. As described in the Press Release, the Shares, including those held by the Polar Vehicles (as defined below), were redeemed at an approximate price of $10.29 per Share. F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Sentinel Energy Services Inc. (the "Company") announced in a press release dated November 6, 2019 and filed with the SEC on Form 8-K dated November 6, 2019 (the "Press Release") that it would be redeeming all of its outstanding shares of Class A Common Stock (the "Shares") effective as of the close of business on November 7, 2019, because the Company did not consummate an initial business combination within the time period required by its certificate of incorporation. As described in the Press Release, the Shares, including those held by the Polar Vehicles (as defined below), were redeemed at an approximate price of $10.29 per Share.
F2: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
ShoulderUP Technology Acquisition Corp.
Report date November 19, 2024 · Filed November 21, 2024
Section 16 reporting ended · disclosed 2024-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee footnote 1 | 500,000 |
Reported balance
After 2024-11-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-19 · Purchase · Acquired 100,000 · Balance 500,000 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Based on the Issuer's current Class A shares outstanding as disclosed in the Form 8-K filed on November 20, 2024, the Reporting Person is no longer subject to Section 16. Form 4 obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Based on the Issuer's current Class A shares outstanding as disclosed in the Form 8-K filed on November 20, 2024, the Reporting Person is no longer subject to Section 16. Form 4 obligations.
Spectaire Holdings Inc.
Report date April 27, 2023 · Filed May 01, 2023
Section 16 reporting ended · disclosed 2023-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1 | 206,000 |
Reported balance
After 2023-04-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-04-27 · Other · Disposed 94,000 · Balance 206,000 F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on April 27, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on April 27, 2023.
Terrapin 3 Acquisition Corp
Report date October 20, 2016 · Filed October 21, 2016
Section 16 reporting ended · disclosed 2016-10-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 488,016 |
Reported balance
After 2016-10-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-10-20 · Sale · Disposed 710,000 · Balance 488,016 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain accounts managed by the Reporting Person (the "Managed Accounts") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF and the Managed Accounts. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain accounts managed by the Reporting Person (the "Managed Accounts") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF and the Managed Accounts. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
Tottenham Acquisition I Ltd
Report date September 22, 2020 · Filed September 24, 2020
Section 16 reporting ended · disclosed 2020-09-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 3,226 |
Reported balance
After 2020-09-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-09-22 · Sale · Disposed 440,000 · Balance 3,226 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (???PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (???PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein.
Trinity Merger Corp.
Report date June 19, 2019 · Filed June 21, 2019
Section 16 reporting ended · disclosed 2019-06-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 3,447,876 |
Reported balance
After 2019-06-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-19 · Sale · Disposed 540,000 · Balance 3,447,876 F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
WM TECHNOLOGY, INC.
Report date December 10, 2020 · Filed December 14, 2020
Section 16 reporting ended · disclosed 2020-12-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote (1) | 1,754,420 |
Last balance in matching sequence
After 2020-12-10 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2020-12-10 · Sale · Disposed 85,298 · Balance 2,935,730 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Row 2 · 2020-12-10 · Sale · Disposed 531,310 · Balance 2,404,420 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Row 3 · 2020-12-10 · Sale · Disposed 100,000 · Balance 2,304,420 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Row 4 · 2020-12-10 · Sale · Disposed 250,000 · Balance 2,054,420 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Row 5 · 2020-12-10 · Sale · Disposed 100,000 · Balance 1,954,420 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Row 6 · 2020-12-10 · Sale · Disposed 100,000 · Balance 1,854,420 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Row 7 · 2020-12-10 · Sale · Disposed 100,000 · Balance 1,754,420 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein.
two
Report date March 27, 2024 · Filed March 29, 2024
Section 16 reporting ended · disclosed 2024-03-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1 | 0 |
Reported balance
After 2024-03-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-03-27 · Other · Disposed 444,000 · Balance 0 F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on March 27, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. The securities were disposed in connection with PMSMF exercising its redemption rights as described in the Issuer's Form 8-K filed on March 27, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2022 Filed Dec 5, 2022 17:36 UTC | CORNER GROWTH ACQUISITION CORP. 2 TRON · Entity 88160 | SaleClass A ordinary share, par value $0.0001 per share | 999,999 | $10.21 | $10,209,989.79 |
DisclosureSEC source: 0001326389-22-000024 · primary_doc.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 0 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 16:37 UTC | Calidi Biotherapeutics, Inc. FLAG · Entity 8408 | SaleClass A common stock, par value $0.0001 per share | 36,200 | $9.90 | $358,380.00 |
DisclosureSEC source: 0001326389-22-000013 · primary_doc.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 412,800 F1 · ownership.nature: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:08 UTC | HURCO COMPANIES INC HURC · Entity 6564 | SaleCommon Stock, no par value | 1,731 | $32.11 | $55,582.41 |
DisclosureSEC source: 0001062993-21-001990 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 659,968 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), Polar Micro-Cap Fund, an Ontario open-ended investment trust ("PCMF"), and Polar Micro-Cap Fund II L.P., an Ontario Limited Partnership ("PMCFII") (together with PMSMF and PMCF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by The Polar Vehicles. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:42 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 100,000 | $14.52 | $1,452,000.00 |
DisclosureSEC source: 0001062993-20-006313 · form4.xml · nonDerivative · entry 7 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 1,754,420 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:42 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 100,000 | $14.25 | $1,425,000.00 |
DisclosureSEC source: 0001062993-20-006313 · form4.xml · nonDerivative · entry 6 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 1,854,420 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:42 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 100,000 | $14.35 | $1,435,000.00 |
DisclosureSEC source: 0001062993-20-006313 · form4.xml · nonDerivative · entry 5 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 1,954,420 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:42 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 250,000 | $14.07 | $3,517,500.00 |
DisclosureSEC source: 0001062993-20-006313 · form4.xml · nonDerivative · entry 4 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 2,054,420 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:42 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 100,000 | $14.04 | $1,404,000.00 |
DisclosureSEC source: 0001062993-20-006313 · form4.xml · nonDerivative · entry 3 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 2,304,420 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:42 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 531,310 | $14.24 | $7,565,854.40 |
DisclosureSEC source: 0001062993-20-006313 · form4.xml · nonDerivative · entry 2 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 2,404,420 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:42 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 85,298 | $14.40 | $1,228,291.20 |
DisclosureSEC source: 0001062993-20-006313 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 2,935,730 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the ???Polar Vehicles???) and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC | Orisun Acquisition Corp. ORSN · Entity 145276 | SaleCommon stock, 0.00001 par value | 3,383 | $10.22 | $34,574.26 |
DisclosureSEC source: 0001062993-20-004948 · form4.xml · nonDerivative · entry 2 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 247,008 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the Reporting Person) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC | Orisun Acquisition Corp. ORSN · Entity 145276 | SaleCommon stock, 0.00001 par value | 500,000 | $10.20 | $5,100,000.00 |
DisclosureSEC source: 0001062993-20-004948 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 250,391 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the Reporting Person) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 20:27 UTC | Orisun Acquisition Corp. ORSN · Entity 145276 | SaleCommon stock, $0.00001 par value | 821 | $10.21 | $8,382.41 |
DisclosureSEC source: 0001062993-20-004925 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 750,391 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:25 UTC | Orisun Acquisition Corp. ORSN · Entity 145276 | SaleCommon Stock | 12,995 | $10.20 | $132,549.00 |
DisclosureSEC source: 0001062993-20-004872 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 751,212 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (???PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:26 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleOrdinary Shares | 440,000 | $10.83 | $4,765,200.00 |
DisclosureSEC source: 0001062993-20-004631 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,226 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (???PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| September 16, 2020 Filed Sep 21, 2020 17:11 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleOrdinary Shares | 251 | $10.95 | $2,748.45 |
DisclosureSEC source: 0001062993-20-004580 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 443,226 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:18 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleOrdinary Shares | 217 | $10.97 | $2,380.49 |
DisclosureSEC source: 0001062993-20-004543 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 443,477 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:18 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleOrdinary Shares | 1,175 | $10.99 | $12,913.25 |
DisclosureSEC source: 0001062993-20-004519 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 443,694 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:20 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleOrdinary Shares | 100 | $10.92 | $1,092.00 |
DisclosureSEC source: 0001062993-20-004466 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 444,869 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (???PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:59 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleOrdinary Shares | 4,982 | $10.92 | $54,403.44 |
DisclosureSEC source: 0001062993-20-004446 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 444,969 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (???PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 19:52 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleOrdinary Shares | 49 | $10.89 | $533.61 |
DisclosureSEC source: 0001062993-20-004268 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 449,951 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the ???Reporting Person???) serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (???PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person???s pecuniary interest therein. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:38 UTC | Hyliion Holdings Corp. SHLL · Entity 5333 | SaleClass A common stock, par value $0.0001 per share | 250,000 | $14.50 | $3,625,000.00 |
DisclosureSEC source: 0001062993-20-002992 · form4.xml · nonDerivative · entry 4 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,298,253 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:38 UTC | Hyliion Holdings Corp. SHLL · Entity 5333 | SaleClass A common stock, par value $0.0001 per share | 100,000 | $14.15 | $1,415,000.00 |
DisclosureSEC source: 0001062993-20-002992 · form4.xml · nonDerivative · entry 3 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,548,253 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:38 UTC | Hyliion Holdings Corp. SHLL · Entity 5333 | SaleClass A common stock, par value $0.0001 per share | 1,000,000 | $13.78 | $13,780,000.00 |
DisclosureSEC source: 0001062993-20-002992 · form4.xml · nonDerivative · entry 2 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,648,253 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:38 UTC | Hyliion Holdings Corp. SHLL · Entity 5333 | SaleClass A common stock, par value $0.0001 per share | 200,000 | $13.13 | $2,626,000.00 |
DisclosureSEC source: 0001062993-20-002992 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,648,253 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company, and certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:46 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | PurchaseClass A Ordinary Shares, par value $0.0001 per share | 50,000 | $9.88 | $494,000.00 |
DisclosureSEC source: 0001062993-20-002494 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,021,028 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:54 UTC | Microvast Holdings, Inc. THCB · Entity 6071 | SaleCommon stock, par value $0.0001 per share | 950,000 | $10.04 | $9,538,000.00 |
DisclosureSEC source: 0001062993-20-002262 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 3,547,287 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 16:03 UTC | SC Health Corp SCPE · Entity 136296 | SaleClass A ordinary shares, par value $0.0001 per share | 500,000 | $9.95 | $4,975,000.00 |
DisclosureSEC source: 0001062993-20-002212 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,500,000 F1 · ownership.nature: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by the PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:33 UTC | WM TECHNOLOGY, INC. SSPK · Entity 9575 | SaleClass A Ordinary Shares, par value $0.0001 per share | 75,000 | $9.88 | $741,000.00 |
DisclosureSEC source: 0001062993-20-002049 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,498,500 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| April 21, 2020 Filed May 5, 2020 20:19 UTC | Fellazo Inc. FLLC · Entity 149453 | OtherOrdinary shares, par value $0.0001 per share | 916,526 | $10.14 | $9,293,573.64 |
DisclosureSEC source: 0001062993-20-002133 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: In connection with the dissolution and liquidation of Fellazo Inc. ("Fellazo") and in accordance with its Memorandum and Articles of Association, all of Fellazo's outstanding ordinary shares that were included it in ts units issued in its initial public offering were redeemed, as described in the Current Report in Form 8-K filed with the SEC by Fellazo on April 8, 2020. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:37 UTC | NRX Pharmaceuticals, Inc. BRPA · Entity 6523 | SaleCommon Stock, par value $0.001 per share | 29,464 | $10.60 | $312,318.40 |
DisclosureSEC source: 0001062993-20-001375 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 488,036 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 12:47 UTC | Sentinel Energy Services Inc. STNL · Entity 113511 | OtherClass A Common Stock | 4,300,000 | $10.29 | $44,247,000.00 |
DisclosureSEC source: 0001062993-19-004307 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Sentinel Energy Services Inc. (the "Company") announced in a press release dated November 6, 2019 and filed with the SEC on Form 8-K dated November 6, 2019 (the "Press Release") that it would be redeeming all of its outstanding shares of Class A Common Stock (the "Shares") effective as of the close of business on November 7, 2019, because the Company did not consummate an initial business combination within the time period required by its certificate of incorporation. As described in the Press Release, the Shares, including those held by the Polar Vehicles (as defined below), were redeemed at an approximate price of $10.29 per Share. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:04 UTC | ISUN, INC. JSYN · Entity 92542 | OtherCommon stock | 270,000 | $11.20 | $3,024,000.00 |
DisclosureSEC source: 0001062993-19-002707 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: (1) On June 19, 2019, Jensyn Acquisition Corp. (the "Issuer') held a special meeting of stockholders (the "Meeting") as described in the Issuer's Current Report on 8-K filed with the SEC on June 14, 2019. At the Meeting, the stockholders approved the Issuer's business combination with Peck Electric Co. (the "Business Combination"). In connection with the approval of the Business Combination, the Reporting Person (as defined below) redeemed all common stock of the Issuer held by PMSMF (as defined below) at a redemption price of approximately $11.20 per share of common stock, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on June 3, 2019. F2 · ownership.nature: (2) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:04 UTC | Trinity Merger Corp. TMCX · Entity 153732 | SaleClass A common stock | 540,000 | $10.32 | $5,572,800.00 |
DisclosureSEC source: 0001062993-19-002706 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,447,876 F1 · ownership.nature: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 16:32 UTC | Modern Media Acquisition Corp. MMDM · Entity 156655 | OtherCommon Stock, par value $0.0001 per share | 2,462,176 | $10.46 | $25,754,360.96 |
DisclosureSEC source: 0001062993-19-002667 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On June 14, 2019, Issuer held a special meeting of stockholders (the "Meeting"), as described in the Issuer's 8-K filed on June 12, 2019. At the Meeting, the stockholders voted on an amendment to the Issuer's amended and restated certificate of incorporation, to extend the date by which the Issuer must consummate a business combination (the "Proposal"). If the Proposal was approved, the Reporting Person (as defined below) redeemed all common stock held by the Polar Vehicles (as defined below) in connection with the Proposal at a redemption price of approximately $10.46 per share, as reported in the Issuer's Schedule 14A Proxy Statement filed on May 20, 2019, as supplemented on June 7, 2019 (the "Proxy"). If the Proposal was not approved, the Issuer was obligated as of June 17, 2019 to redeem all common stock at a redemption price of approximately $10.46 per share, as reported in the Proxy. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:12 UTC | Kaleyra, Inc. GIG · Entity 109099 | OtherCommon Stock, par value $0.0001 per share | 2,237,952 | $10.30 | $23,050,905.60 |
DisclosureSEC source: 0001062993-19-002546 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On June 5, 2019, GigCapital, Inc. (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on June 6, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Amended and Restated Certificate of Incorporation, extending the date by which the Issuer must consummate its initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below) at a redemption price of approximately $10.30 per common share, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on April 29, 2019. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| April 17, 2019 Filed Apr 22, 2019 16:06 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleCommon Stock | 100 | $1.38 | $138.00 |
DisclosureSEC source: 0001062993-19-001818 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 203,819 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 20:06 UTC | Digital Media Solutions, Inc. LHC · Entity 91995 | SaleClass A ordinary shares, $0.0001 par value per share | 72,000 | $10.31 | $742,320.00 |
DisclosureSEC source: 0001062993-19-001660 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,999,000 F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:05 UTC | DermTech, Inc. CNAC · Entity 89998 | OtherOrdinary shares | 3,144,759 | $10.35 | $32,548,255.65 |
DisclosureSEC source: 0001062993-19-001378 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On March 21, 2019, Constellation Alpha Capital Corp. (the "Issuer") held a special meeting of shareholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 25, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Amended and Restated Memorandum and Articles of Association, extending the date by which the Issuer must consummate its initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all ordinary shares of the Issuer held by the Polar Vehicles (as defined below) at a redemption price of approximately $10.35 per ordinary share, as reported in the Issuer's Schedule 14A Proxy Statement filed with the SEC on March 15, 2019. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:15 UTC | Repay Holdings Corp TBRG · Entity 5910 | SaleClass A Ordinary Shares, par value $0.0001 per share | 250,000 | $10.18 | $2,545,000.00 |
DisclosureSEC source: 0001062993-19-001286 · form4.xml · nonDerivative · entry 3 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,709,979 F1 · ownership.nature: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:15 UTC | Repay Holdings Corp TBRG · Entity 5910 | SaleClass A Ordinary Shares, par value $0.0001 per share | 925,000 | $10.17 | $9,407,250.00 |
DisclosureSEC source: 0001062993-19-001286 · form4.xml · nonDerivative · entry 2 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,959,979 F1 · ownership.nature: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:15 UTC | Repay Holdings Corp TBRG · Entity 5910 | SaleClass A Ordinary Shares, par value $0.0001 per share | 43,000 | $10.18 | $437,740.00 |
DisclosureSEC source: 0001062993-19-001286 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,884,979 F1 · ownership.nature: (1) Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:08 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | OtherCommon Stock, par value $0.0001 per share | 1,743,550 | $10.30 | $17,958,565.00 |
DisclosureSEC source: 0001062993-19-001205 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On March 5, 2019, KBL Merger Corp. IV (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 8, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Charter, extending the date by which the Issuer must consummate its initial business combination and the date for cessation of the Issuer's operations if it has not completed an initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below). F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherForward Sale Agreement (obligation to sell) · Derivative | 426,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-19-000327 · form4.xml · derivative · entry 6 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 426,941 shares Expires 2019-01-18 F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 426,941 shares were sold in the quantities and at the prices listed above. F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 426,941 shares were sold in the quantities and at the prices listed above. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 34,941 | $2.00 | $69,882.00 |
DisclosureSEC source: 0001062993-19-000327 · form4.xml · nonDerivative · entry 5 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 203,919 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 426,941 shares were sold in the quantities and at the prices listed above. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 98,000 | $3.00 | $294,000.00 |
DisclosureSEC source: 0001062993-19-000327 · form4.xml · nonDerivative · entry 4 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 238,860 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 426,941 shares were sold in the quantities and at the prices listed above. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 98,000 | $4.00 | $392,000.00 |
DisclosureSEC source: 0001062993-19-000327 · form4.xml · nonDerivative · entry 3 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 336,860 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 426,941 shares were sold in the quantities and at the prices listed above. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 98,000 | $5.00 | $490,000.00 |
DisclosureSEC source: 0001062993-19-000327 · form4.xml · nonDerivative · entry 2 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 434,860 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 426,941 shares were sold in the quantities and at the prices listed above. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | OtherCommon Stock | 98,000 | $6.00 | $588,000.00 |
DisclosureSEC source: 0001062993-19-000327 · form4.xml · nonDerivative · entry 1 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 532,860 F1 · kind: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 426,941 shares were sold in the quantities and at the prices listed above. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 16:21 UTC | SIMPLICITY ESPORTS & GAMING Co WINR · Entity 127601 | SaleForward Sale Agreement (obligation to sell) · Derivative | 9,758 | $3.29 | $32,103.82 |
DisclosureSEC source: 0001062993-19-000148 · form4.xml · derivative · entry 2 Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 426,941 Underlying: Common Stock · 9,758 shares Expires 2019-01-18 F1 · security: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 9, 2019, an aggregate of 39,159 shares were sold in the quantities and at the prices listed above. F1 · derivative.exercise_price: Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 490,000 shares (the "Original Shares") to the issuer on behalf of the Polar Vehicles (as defined below) on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 9, 2019, an aggregate of 39,159 shares were sold in the quantities and at the prices listed above. F2 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to certain managed accounts (the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.