OPTX

SEC source: 0001493152-26-043478 · ownership.xml · nonDerivative · entry 1

Kapoor Alok · CIK 0001890832 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction involved the Reporting Person's gift of shares of Syntec Optics Holdings, Inc. Class A Common Stock to irrevocable trusts for which he does not exercise or share voting or investment control. The Reporting Person disclaims beneficial ownership of the securities held by the trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner for the purposes of Section 16 or for any other purpose.

SEC source: 0001493152-26-040178 · ownership.xml · nonDerivative · entry 2

Manzone Albert · CIK 0001816333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,681

SEC source: 0001493152-26-040178 · ownership.xml · nonDerivative · entry 1

Manzone Albert · CIK 0001816333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

SEC source: 0001493152-26-007709 · ownership.xml · derivative · entry 1

Manzone Albert · CIK 0001816333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,966

Underlying: CLA · 24,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F2 · balance_after: Total ownership includes 25,000 shares and 101,966 RSUs.

SEC source: 0001493152-26-007707 · ownership.xml · derivative · entry 1

Rosenthal Brent D · CIK 0001443849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,966

Underlying: CLA · 24,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F2 · balance_after: Total ownership includes 25,000 shares and 101,966 RSUs.

SEC source: 0001493152-26-007711 · ownership.xml · derivative · entry 1

Bishop Walter A. · CIK 0001977186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,966

Underlying: CL A · 24,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F2 · balance_after: Total ownership includes 25,000 shares and 101,966 RSUs.

SEC source: 0001493152-25-017409 · ownership.xml · derivative · entry 1

Manzone Albert · CIK 0001816333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,320

Underlying: CLA · 77,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

SEC source: 0001493152-25-017411 · ownership.xml · derivative · entry 1

Rosenthal Brent D · CIK 0001443849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,320

Underlying: CLA · 77,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

SEC source: 0001493152-25-017361 · ownership.xml · derivative · entry 1

Bishop Walter A. · CIK 0001977186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,320

Underlying: CL A · 77,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

SEC source: 0001493152-23-010930 · ownership.xml · derivative · entry 2

OmniLit Sponsor, LLC · CIK 0001891840 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by OmniLit Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder.

F1 · derivative.exercise_date: Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder.

F1 · derivative.expiration_date: Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder.

F2 · ownership.nature: These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001493152-23-010930 · ownership.xml · nonDerivative · entry 1

OmniLit Sponsor, LLC · CIK 0001891840 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by OmniLit Sponsor LLC

Disclosed balance after: 3,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001493152-23-003267 · ownership.xml · derivative · entry 2

OmniLit Sponsor, LLC · CIK 0001891840 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by OmniLit Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder.

F1 · derivative.exercise_date: Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder.

F1 · derivative.expiration_date: Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder.

F2 · ownership.nature: These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001493152-23-003267 · ownership.xml · nonDerivative · entry 1

OmniLit Sponsor, LLC · CIK 0001891840 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by OmniLit Sponsor LLC

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001209191-23-004402 · doc4.xml · derivative · entry 1

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,219

Underlying: Class A Common Stock · 140,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each warrant of Omnilit Acquisition Corp. (the "Issuer") entitles the holder to purchase one share of Class A Common Stock at $11.50. The warrants become exercisable on the later of 30 days after the completion of the initial Business Combination or 12 months from the closing of the IPO and expire five years after the completion of the initial Business Combination.

F1 · derivative.exercise_date: Each warrant of Omnilit Acquisition Corp. (the "Issuer") entitles the holder to purchase one share of Class A Common Stock at $11.50. The warrants become exercisable on the later of 30 days after the completion of the initial Business Combination or 12 months from the closing of the IPO and expire five years after the completion of the initial Business Combination.

F1 · derivative.expiration_date: Each warrant of Omnilit Acquisition Corp. (the "Issuer") entitles the holder to purchase one share of Class A Common Stock at $11.50. The warrants become exercisable on the later of 30 days after the completion of the initial Business Combination or 12 months from the closing of the IPO and expire five years after the completion of the initial Business Combination.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · ownership.nature: The warrants of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.