Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMO · Entity 145571 | Director · Trustee | May 08, 2020 | May 08, 2020 |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | Director · TRUSTEE | March 13, 2023 | March 14, 2023 |
| Guggenheim Active Allocation FundGUG · Entity 5458 | Director · TRUSTEE | April 01, 2025 | April 01, 2025 |
| Guggenheim Credit Allocation FundGGM · Entity 144888 | Director · Trustee | December 04, 2020 | December 04, 2020 |
| Guggenheim Enhanced Equity Income FundGPM · Entity 143309 | Director · Trustee | December 04, 2020 | December 04, 2020 |
| Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustGBAB · Entity 5709 | Director · TRUSTEE | October 12, 2022 | October 12, 2022 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | Director · Trustee | April 01, 2019 | April 01, 2019 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | Director · Trustee | April 01, 2019 | April 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Report date May 08, 2020 · Filed May 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,912.017 |
Reported balance
After 2020-05-08 transaction · row 1
1 source rowRow 1 · 2020-05-08 · Purchase · Acquired 1,932 · Balance 8,912.017 |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date March 13, 2023 · Filed March 14, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,294.193 |
Reported balance
After 2023-03-13 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-03-13 · Other · Acquired 0 · Balance 15,294.193 F1: A previous transaction was incorrectly reported under this Registrant on March 13, 2023 (Accession Number 0001415889-23-004718) on behalf of Mr. Toupin. This filing serves the sole purpose of voiding the previous filing. A Form 4 for the previous transaction was subsequently filed with the correct Registrant on March 13, 2023. F2: Total amount of securities held by Mr. Toupin as reported on his most recently filed Form 4, dated October 12, 2022 (Accession No. 0001415889-22-010474). |
Filing footnotes · ownership attribution and instrument terms
F1: A previous transaction was incorrectly reported under this Registrant on March 13, 2023 (Accession Number 0001415889-23-004718) on behalf of Mr. Toupin. This filing serves the sole purpose of voiding the previous filing. A Form 4 for the previous transaction was subsequently filed with the correct Registrant on March 13, 2023.
F2: Total amount of securities held by Mr. Toupin as reported on his most recently filed Form 4, dated October 12, 2022 (Accession No. 0001415889-22-010474).
Guggenheim Active Allocation Fund
Report date April 01, 2025 · Filed April 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,617.291 |
Reported balance
After 2025-04-01 transaction · row 1
1 source rowRow 1 · 2025-04-01 · Purchase · Acquired 1,500 · Balance 13,617.291 |
Guggenheim Credit Allocation Fund
Report date December 04, 2020 · Filed December 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,730.976 |
Reported balance
After 2020-12-04 transaction · row 1
1 source rowRow 1 · 2020-12-04 · Purchase · Acquired 615 · Balance 3,730.976 |
Guggenheim Enhanced Equity Income Fund
Report date December 04, 2020 · Filed December 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,075.006 |
Reported balance
After 2020-12-04 transaction · row 1
1 source rowRow 1 · 2020-12-04 · Purchase · Acquired 1,500 · Balance 17,075.006 |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Report date October 12, 2022 · Filed October 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,441.983 |
Ending reported balance
After 2022-10-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-10-12 · Purchase · Acquired 700 · Balance 6,141.983 Row 2 · 2022-10-12 · Purchase · Acquired 200 · Balance 6,341.983 Row 3 · 2022-10-12 · Purchase · Acquired 100 · Balance 6,441.983 |
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date April 01, 2019 · Filed April 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,393.811 |
Reported balance
After 2019-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-01 · Purchase · Acquired 250 · Balance 2,393.811 F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date April 01, 2019 · Filed April 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,413.298 |
Reported balance
After 2019-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-01 · Purchase · Acquired 250 · Balance 2,413.298 F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2025 Filed Apr 1, 2025 18:43 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1,500 | $15.10 | $22,650.00 |
DisclosureSEC source: 0001415889-25-009326 · form4-04012025_060412.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,617.291 Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 15:46 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 194 | $14.65 | $2,842.10 |
DisclosureSEC source: 0001415889-24-009491 · form4-04012024_030438.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,046.29 Read SEC document |
| December 29, 2023 Filed Dec 29, 2023 16:36 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 200 | $14.67 | $2,933.00 |
DisclosureSEC source: 0001415889-23-017005 · form4-12292023_041250.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,591.87 Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:18 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 200 | $13.73 | $2,746.00 |
DisclosureSEC source: 0001415889-23-015622 · form4-11302023_091137.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,306.414 Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 15:46 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 220 | $13.04 | $2,868.80 |
DisclosureSEC source: 0001415889-23-014612 · form4-10312023_031020.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,019.607 Read SEC document |
| September 29, 2023 Filed Sep 29, 2023 17:03 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 215 | $13.54 | $2,911.25 |
DisclosureSEC source: 0001415889-23-013645 · form4-09292023_050912.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,710.928 Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 15:32 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 202 | $14.10 | $2,848.20 |
DisclosureSEC source: 0001415889-23-012854 · form4-09012023_030918.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,413.73 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 19:39 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 202 | $14.23 | $2,874.46 |
DisclosureSEC source: 0001415889-23-011596 · form4-07312023_070704.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,134.14 Read SEC document |
| July 05, 2023 Filed Jul 5, 2023 20:36 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 202 | $14.30 | $2,888.60 |
DisclosureSEC source: 0001415889-23-010755 · form4-07052023_080723.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,858.013 Read SEC document |
| June 01, 2023 Filed Jun 1, 2023 19:39 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 215 | $13.90 | $2,988.50 |
DisclosureSEC source: 0001415889-23-009003 · form4-06012023_070618.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,584.484 Read SEC document |
| April 28, 2023 Filed Apr 28, 2023 15:51 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 200 | $14.03 | $2,806.00 |
DisclosureSEC source: 0001415889-23-006977 · form4-04282023_030418.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,297.165 Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 14:14 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 250 | $14.18 | $3,545.00 |
DisclosureSEC source: 0001415889-23-006390 · form4-04102023_020442.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,028.738 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 20:18 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 245 | $13.98 | $3,425.10 |
DisclosureSEC source: 0001415889-23-004748 · form4-03132023_080323.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711.479 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 11:49 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 245 | $13.98 | $3,425.10 |
DisclosureSEC source: 0001415889-23-004718 · form4-03132023_030343.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711.479 Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 18:57 UTC Amendment | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004868 · form4a-03142023_100310.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,294.193 F1 · kind: A previous transaction was incorrectly reported under this Registrant on March 13, 2023 (Accession Number 0001415889-23-004718) on behalf of Mr. Toupin. This filing serves the sole purpose of voiding the previous filing. A Form 4 for the previous transaction was subsequently filed with the correct Registrant on March 13, 2023. F2 · balance_after: Total amount of securities held by Mr. Toupin as reported on his most recently filed Form 4, dated October 12, 2022 (Accession No. 0001415889-22-010474). Read SEC document |
| February 03, 2023 Filed Feb 3, 2023 15:41 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 189 | $15.07 | $2,848.23 |
DisclosureSEC source: 0001415889-23-001879 · form4-02032023_030251.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,404.555 Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 15:04 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 0.023 | $0.30 | $0.01 |
DisclosureSEC source: 0001415889-23-000008 · form4-01032023_030156.xml · nonDerivative · entry 3 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,157.058 Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 15:04 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1 | $13.45 | $13.45 |
DisclosureSEC source: 0001415889-23-000008 · form4-01032023_030156.xml · nonDerivative · entry 2 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,157.035 Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 15:04 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 248 | $13.45 | $3,335.60 |
DisclosureSEC source: 0001415889-23-000008 · form4-01032023_030156.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,156.035 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 20:42 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 0.742 | $13.69 | $10.16 |
DisclosureSEC source: 0001415889-22-010478 · form4-10122022_011007.xml · nonDerivative · entry 3 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729.998 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 20:42 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1,000 | $13.68 | $13,680.00 |
DisclosureSEC source: 0001415889-22-010478 · form4-10122022_011007.xml · nonDerivative · entry 2 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729.256 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 20:42 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 145 | $13.67 | $1,982.15 |
DisclosureSEC source: 0001415889-22-010478 · form4-10122022_011007.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,729.256 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 20:32 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 100 | $15.49 | $1,549.00 |
DisclosureSEC source: 0001415889-22-010476 · form4-10122022_011042.xml · nonDerivative · entry 3 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,441.983 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 20:32 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 200 | $15.50 | $3,099.00 |
DisclosureSEC source: 0001415889-22-010476 · form4-10122022_011042.xml · nonDerivative · entry 2 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,341.983 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 20:32 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 700 | $15.49 | $10,839.50 |
DisclosureSEC source: 0001415889-22-010476 · form4-10122022_011042.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,141.983 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 16:22 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | SaleCommon Stock | 2,000 | $15.50 | $31,000.00 |
DisclosureSEC source: 0001415889-22-010474 · form4-10122022_011032.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,294.193 Read SEC document |
| September 29, 2022 Filed Sep 29, 2022 18:08 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1,000 | $12.90 | $12,902.20 |
DisclosureSEC source: 0001415889-22-010019 · form4-09292022_110959.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,552.89 Read SEC document |
| September 29, 2022 Filed Sep 29, 2022 18:16 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 1,000 | $15.53 | $15,528.50 |
DisclosureSEC source: 0001415889-22-010021 · form4-09292022_110958.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,414.987 Read SEC document |
| September 29, 2022 Filed Sep 29, 2022 13:56 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | SaleCommon Stock | 2,000 | $15.18 | $30,360.20 |
DisclosureSEC source: 0001415889-22-010017 · form4-09292022_100941.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,031.396 Read SEC document |
| September 22, 2022 Filed Sep 22, 2022 18:00 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1,000 | $13.90 | $13,900.10 |
DisclosureSEC source: 0001415889-22-009836 · form4-09222022_110924.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,552.89 Read SEC document |
| September 22, 2022 Filed Sep 22, 2022 18:11 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 640 | $15.98 | $10,227.20 |
DisclosureSEC source: 0001415889-22-009838 · form4-09222022_110956.xml · nonDerivative · entry 3 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,414.987 Read SEC document |
| September 22, 2022 Filed Sep 22, 2022 18:11 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 260 | $15.97 | $4,152.20 |
DisclosureSEC source: 0001415889-22-009838 · form4-09222022_110956.xml · nonDerivative · entry 2 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774.987 Read SEC document |
| September 22, 2022 Filed Sep 22, 2022 18:11 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 100 | $15.96 | $1,596.00 |
DisclosureSEC source: 0001415889-22-009838 · form4-09222022_110956.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,514.987 Read SEC document |
| September 22, 2022 Filed Sep 22, 2022 13:50 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | SaleCommon Stock | 2,000 | $16.01 | $32,021.80 |
DisclosureSEC source: 0001415889-22-009834 · form4-09222022_100918.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,031.396 Read SEC document |
| April 05, 2022 Filed Apr 5, 2022 16:48 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 110 | $17.25 | $1,897.50 |
DisclosureSEC source: 0001415889-22-003780 · form4-04052022_090416.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,417.214 Read SEC document |
| March 31, 2022 Filed Mar 31, 2022 19:24 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 850 | $17.45 | $14,832.50 |
DisclosureSEC source: 0001415889-22-003502 · form4-03312022_120317.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,307.214 Read SEC document |
| March 17, 2022 Filed Mar 17, 2022 18:00 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1,435.735 | $17.35 | $24,910.00 |
DisclosureSEC source: 0001415889-22-003101 · form4-03172022_100353.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450.219 Read SEC document |
| February 22, 2022 Filed Feb 2, 2022 16:36 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1,007.864 | $18.85 | $18,999.45 |
DisclosureSEC source: 0001415889-22-000937 · form4-02022022_080213.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007.864 Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 10:42 UTC | Guggenheim Credit Allocation Fund GGM · Entity 144888 | PurchaseCommon Stock | 615 | $19.50 | $11,994.59 |
DisclosureSEC source: 0001179110-20-011678 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,730.976 Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 15:40 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 650 | $24.78 | $16,107.00 |
DisclosureSEC source: 0001179110-20-011677 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,020.885 Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 10:47 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 1,500 | $6.51 | $9,757.50 |
DisclosureSEC source: 0001179110-20-011680 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,075.006 Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 10:45 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 415 | $19.08 | $7,917.16 |
DisclosureSEC source: 0001179110-20-011679 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274.082 Read SEC document |
| May 08, 2020 Filed May 8, 2020 11:24 UTC | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND FMO · Entity 145571 | PurchaseCommon Stock | 1,932 | $1.83 | $3,535.56 |
DisclosureSEC source: 0001179110-20-005575 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,912.017 Read SEC document |
| May 07, 2020 Filed May 8, 2020 10:26 UTC | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND FMO · Entity 145571 | PurchaseCommon Stock | 568 | $1.78 | $1,011.04 |
DisclosureSEC source: 0001179110-20-005573 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,980.017 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 11:42 UTC | Guggenheim Credit Allocation Fund GGM · Entity 144888 | PurchaseCommpon Stock | 375 | $20.20 | $7,575.23 |
DisclosureSEC source: 0001179110-19-012150 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729.708 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 16:39 UTC | Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB · Entity 5709 | PurchaseCommon Stock | 325 | $23.40 | $7,605.85 |
DisclosureSEC source: 0001179110-19-012149 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,208.281 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 11:45 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 1,000 | $8.09 | $8,090.00 |
DisclosureSEC source: 0001179110-19-012151 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,787.203 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 11:36 UTC | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND FMO · Entity 145571 | PurchaseCommon Stock | 1,100 | $7.10 | $7,810.00 |
DisclosureSEC source: 0001179110-19-012148 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,859.731 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 11:47 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 361 | $19.42 | $7,010.62 |
DisclosureSEC source: 0001179110-19-012152 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349.325 Read SEC document |
| September 26, 2019 Filed Sep 26, 2019 13:00 UTC | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND FMO · Entity 145571 | PurchaseCommon Stock | 450 | $8.85 | $3,981.51 |
DisclosureSEC source: 0001179110-19-010668 · edgar.xml · nonDerivative · entry 1 TOUPIN RONALD E JR · CIK 0001254593 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,759.731 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.