WAGENHALS FRED W

SEC source: 0001641172-25-002461 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,332,713

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by the reporting person as a result of the shares received on March 31, 2025.

SEC source: 0001641172-25-002461 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,334,449

F1 · price: Reflects the grant of 55,000 shares of common stock that the reporting person received quarterly as part of his annual compensation for services to the Issuer: a) 45,000 shares of common stock for his services as the Issuer's Executive Chairman, and b) 10,000 shares of common stock that members of the Issuer's Board of Directors (the "Board") receive quarterly.

SEC source: 0001493152-25-002188 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,279,449

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by the reporting person as a result of the shares received on January 8, 2025.

SEC source: 0001493152-25-002188 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,282,903

F1 · price: Reflects the grant of 55,000 shares of common stock for the quarter ended December 31, 2024 that the reporting person received quarterly as part of his annual compensation for services to the Issuer: a) 45,000 shares of common stock for his services as the Issuer's Executive Chairman, and b) 10,000 shares of common stock that members of the Issuer's Board of Directors (the "Board") receive quarterly.

SEC source: 0001493152-24-040947 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,227,903

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by the reporting person as a result of the shares received on October 3, 2024.

SEC source: 0001493152-24-040947 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,229,196

F1 · price: Reflects the grant of 55,000 shares of common stock for the quarter ended September 30, 2024 that the reporting person received quarterly as part of his annual compensation for services to the Issuer: a) 45,000 shares of common stock for his services as the Issuer's Executive Chairman, and b) 10,000 shares of common stock that members of the Issuer's Board of Directors (the "Board") receive quarterly.

SEC source: 0001493152-24-027845 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,174,196

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by the reporting person as a result of the shares received on July 9, 2024.

SEC source: 0001493152-24-027845 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,175,489

F1 · price: Reflects the grant of 55,000 shares of common stock for the quarter ended June 30, 2024 that the reporting person received quarterly as part of his annual compensation for services to the Issuer: a) 45,000 shares of common stock for his services as the Issuer's Executive Chairman, and b) 10,000 shares of common stock that members of the Issuer's Board of Directors (the "Board") receive quarterly.

SEC source: 0001493152-24-024971 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,120,489

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by the reporting person as a result of the shares received on June 20, 2024.

SEC source: 0001493152-24-024971 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,121,700

F1 · price: Reflects the grant of 55,000 shares of common stock that the reporting person received quarterly as part of his annual compensation for services to the Issuer: a) 45,000 shares of common stock for his services as the Issuer's Executive Chairman, and b) 10,000 shares of common stock that members of the Issuer's Board of Directors (the "Board") receive quarterly.

SEC source: 0001493152-24-009025 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,066,700

F1 · kind: Reflects the sale of shares by the Reporting Person to finance the acquisition and improvement of real estate for use as a personal residence.

F2 · price: The reported price in Column 4 is a weighted average sale price of the sale of 221,138 shares of Common Stock. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.495 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001493152-24-008726 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,287,838

F1 · kind: Reflects the sale of shares by the Reporting Person to finance the acquisition and improvement of real estate for use as a personal residence.

F3 · price: The reported price in Column 4 is a weighted average sale price of the sale of 30,590 shares of Common Stock. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

SEC source: 0001493152-24-008726 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,318,428

F1 · kind: Reflects the sale of shares by the Reporting Person to finance the acquisition and improvement of real estate for use as a personal residence.

F2 · price: The reported price in Column 4 is a weighted average sale price of the sale of 5,699 shares of Common Stock. These shares were purchased in multiple transactions at prices ranging from $2.405 to $2.405 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001493152-24-007557 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,324,167

F1 · price: Reflects the grant of 55,000 shares of common stock that reporting person received quarterly as part of their annual compensation for services to the Issuer as its Executive Chairman and that members of the issuer's Board of Directors (the "Board") receive quarterly as part of their annual compensation for Board service.

SEC source: 0001493152-24-007224 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,269,167

F1 · kind: Reflects the sale of shares by the Reporting Person to finance the acquisition and improvement of real estate for use as a personal residence.

F3 · price: The reported price in Column 4 is a weighted average sale price of the sale of 11,343 shares of Common Stock. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.505 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

SEC source: 0001493152-24-007224 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,280,470

F1 · kind: Reflects the sale of shares by the Reporting Person to finance the acquisition and improvement of real estate for use as a personal residence.

F2 · price: The reported price in Column 4 is a weighted average sale price of the sale of 181,230 shares of Common Stock. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.535 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

SEC source: 0001493152-24-003060 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,461,700

F1 · kind: Reflects the assignment of 80,000 shares of common stock pursuant to a settlement agreement.

F1 · price: Reflects the assignment of 80,000 shares of common stock pursuant to a settlement agreement.

SEC source: 0001493152-23-041681 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,541,700

F1 · price: Reflects the grant of 55,000 shares of common stock that reporting person received quarterly as part of their annual compensation for services to the Issuer as its Executive Chairman and that members of the issuer's Board of Directors (the "Board") receive quarterly as part of their annual compensation for Board service.

SEC source: 0001493152-23-030390 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

SEC source: 0001493152-23-030390 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

SEC source: 0001493152-23-026284 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,486,700

F2 · price: Reflects the grant of 300,000 shares of common stock that reporting person received in connection with his transition from CEO to Executive Chairman.

SEC source: 0001493152-23-026284 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,186,700

F1 · price: Reflects the grant of 60,000 shares of common stock that reporting person received quarterly as part of their annual compensation for services to the Issuer as its Chief Executive Officer. Reporting person was appointed to Executive Chair on July 24, 2023.

SEC source: 0001493152-23-012312 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,400,200

F1 · price: Reflects the grant of 60,000 shares of common stock that reporting person receives quarterly as part of their annual compensation for services to the Issuer.

SEC source: 0001493152-23-001917 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344,200

F1 · ownership.direct: A Reporting Person acquired 60,000 restricted shares of common stock for the period ended December 31, 2022 at a cost basis of $3.50 per share as consideration for services on the Issuer.

SEC source: 0001493152-22-028907 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,284,200

F1 · ownership.direct: A Reporting Person acquired 60,000 restricted shares of common stock for the period ended September 30, 2022 at a cost basis of $3.50 per share as consideration for services on the Issuer.

SEC source: 0001493152-22-019322 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,224,200

F1 · ownership.direct: A Reporting Person acquired 60,000 restricted shares of common stock for the period ended June 30, 2022 at a cost basis of $3.50 per share as consideration for services on the Board of Directors.

SEC source: 0001493152-22-009473 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186,700

F1 · ownership.direct: Reporting Person acquired 60,000 restricted shares of common stock for the period ended March 31, 2022 at a cost basis of $3.50 per share as consideration for services to the Issuer.

SEC source: 0001493152-21-008001 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,076,700

F1 · ownership.direct: A Reporting Person acquired 22,500 restricted shares of common stock for the period ended March 31, 2020 at a cost basis of $1.75 per share as consideration for services on the Board of Directors.

SEC source: 0001493152-21-002925 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,054,200

F1 · ownership.direct: A Reporting Person acquired 22,500 restricted shares of common stock for the period ended December 31, 2020 at a cost basis of $1.75 per share as consideration for services on the Board of Directors.

SEC source: 0001493152-20-023871 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031,700

F1 · ownership.direct: Although the Reporting Person was owed 22,500 shares of common stock for the period ended September 30, 2020 at a cost basis of $1.75 per share as consideration for services to the Issuer as of October 1, 2020, the shares were not issued until December 17, 2020.

SEC source: 0001493152-20-023871 · ownership.xml · nonDerivative · entry 2

WAGENHALS FRED W · CIK 0000937437 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,450,000

F2 · kind: Pursuant to a Debt Conversion Agreement, the Issuer and Forest Street, LLC (an entity wholly owned by the Reporting Person) agreed to convert Two Million One Hundred Thousand & 00/100 Dollars ($2,100,000.00) of a convertible promissory note's principal into one million (1,000,000) shares of common stock.

F3 · ownership.nature: Reporting Person owns an aggregate 1,450,000 restricted shares of common stock indirectly as follows: 150,000 by the Fred W. Wagenhals Trust, 300,000 by spouse, and 1,000,000 by Forest Street, LLC.

SEC source: 0001493152-20-013014 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,009,200

F1 · ownership.direct: Reporting Person acquired 22,500 restricted shares of common stock for the period ended June 30, 2020 at a cost basis of $1.75 per share as consideration for services to the Issuer.

SEC source: 0001493152-20-006783 · ownership.xml · nonDerivative · entry 1

WAGENHALS FRED W · CIK 0000937437 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,986,700

F1 · ownership.direct: Reporting Person acquired 22,500 restricted shares of common stock for the period ended March 31, 2020 at a cost basis of $2.00 per share as consideration for services to the issuer.