Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOLLAR GENERAL CORPDG · Entity 2133 | EVP, Global Supply Chain | April 01, 2021 | April 05, 2021 |
| DOLLAR TREE, INC.DLTR · Entity 3189 | Chief Supply Chain Officer | April 01, 2025 | April 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOLLAR GENERAL CORP
Report date April 01, 2021 · Filed April 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,416 |
Reported balance
After 2021-04-01 transaction · row 1
1 source rowRow 1 · 2021-04-01 · Tax withholding · Disposed 2,294 · Balance 11,416 F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 21, 2018 (168 shares), as well as the vesting and payment of a portion of performance share units ("PSUs") granted March 21, 2018 (83 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance and 755 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2018-2020 adjusted ROIC performance), March 20, 2019 (416 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance) and March 17, 2020 (872 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 21, 2018 (168 shares), as well as the vesting and payment of a portion of performance share units ("PSUs") granted March 21, 2018 (83 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance and 755 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2018-2020 adjusted ROIC performance), March 20, 2019 (416 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance) and March 17, 2020 (872 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance).
DOLLAR TREE, INC.
Report date April 01, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,767 |
Ending reported balance
After 2025-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-04-01 · Tax withholding · Disposed 311 · Balance 19,476 F1: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Row 2 · 2025-04-01 · Grant · Acquired 9,291 · Balance 28,767 F2: Restricted stock units granted pursuant to the Company's 2021 Omnibus Incentive Plan and will vest in approximately three equal annual installments, beginning on the anniversary of the award date, subject to continued employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
F2: Restricted stock units granted pursuant to the Company's 2021 Omnibus Incentive Plan and will vest in approximately three equal annual installments, beginning on the anniversary of the award date, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2025 Filed Apr 3, 2025 21:04 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantCommon Stock | 9,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-011464 · form4.xml · nonDerivative · entry 2 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,767 F2 · shares: Restricted stock units granted pursuant to the Company's 2021 Omnibus Incentive Plan and will vest in approximately three equal annual installments, beginning on the anniversary of the award date, subject to continued employment. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:04 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 311 | $75.34 | $23,430.74 |
DisclosureSEC source: 0001127602-25-011464 · form4.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,476 F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| July 05, 2024 Filed Jul 9, 2024 20:11 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantCommon Stock | 14,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020243 · form4.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,787 F1 · shares: Performance-based restricted stock units granted pursuant to the Company's 2021 Omnibus Incentive Plan and vest at target value of 14,060 shares on the third anniversary of grant, subject to continued employment, or prior to the third anniversary from 100% to 166.67% of target based on achievement of certain performance objectives. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 15:25 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 294 | $106.77 | $31,390.38 |
DisclosureSEC source: 0001127602-24-019670 · form4.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,727 F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:00 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantStock Option (right to buy) · Derivative | 4,730 | $0.00 Strike: $135.91 | $0.00 |
DisclosureSEC source: 0001127602-24-012348 · form4.xml · derivative · entry 2 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,730 Underlying: Common Stock · 4,730 shares Expires not disclosed F2 · derivative.exercise_date: The stock options were granted pursuant to the Company's 2021 Omnibus Incentive Plan and will vest in approximately equal installments on each of the first three anniversaries of the date of grant, subject generally to continued employment with the Company through each vesting date. F3 · derivative.expiration_date: Expires upon termination, with certain grace periods, or ten years after award, whichever is less. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:00 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantCommon Stock | 3,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012348 · form4.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,021 F1 · shares: Restricted stock units granted pursuant to the Company's 2021 Omnibus Incentive Plan and will vest in approximately three equal annual installments, beginning on the anniversary of the award date, subject to continued employment. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 21:09 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantStock Option (right to buy) · Derivative | 4,575 | $143.50 Strike: $143.50 | $656,512.50 |
DisclosureSEC source: 0001127602-23-020181 · form4.xml · derivative · entry 2 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,575 Underlying: Common Stock · 4,575 shares Expires not disclosed F2 · derivative.exercise_date: The stock options were granted pursuant to the Company's 2021 Omnibus Incentive Plan and will vest in approximately equal installments on each of the first three anniversaries of the date of grant, subject generally to continued employment with the Company through each vesting date. F3 · derivative.expiration_date: Expires upon termination, with certain grace periods, or ten years after award, whichever is less. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 21:09 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantCommon Stock | 2,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020181 · form4.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,926 F1 · shares: Restricted stock units granted pursuant to the Company's 2021 Omnibus Incentive Plan and will vest in approximately three equal annual installments, beginning on the anniversary of the award date, subject to continued employment. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:46 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 2,294 | $202.40 | $464,305.60 |
DisclosureSEC source: 0000029534-21-000028 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,416 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 21, 2018 (168 shares), as well as the vesting and payment of a portion of performance share units ("PSUs") granted March 21, 2018 (83 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance and 755 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2018-2020 adjusted ROIC performance), March 20, 2019 (416 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance) and March 17, 2020 (872 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance). Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 18:51 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 8,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-21-000006 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,710 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 21, 2018 & March 17, 2020 grants, as certified by Issuer's Compensation Committee on March 9, 2021. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 1,917 PSUs earned as a result of Issuer's fiscal years 2018-2020 average adjusted ROIC performance (2018 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2021; & (ii) 6,648 PSUs earned as a result of Issuer's fiscal year 2020 adjusted EBITDA performance (2020 grant), 2,216 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2021, & remainder of which is subject to time-vesting requirements (2,216 on each of April 1, 2022 & April 1, 2023) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 17:54 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,764 | $0.00 Strike: $70.68 | $0.00 |
DisclosureSEC source: 0000029534-20-000063 · edgar.xml · derivative · entry 3 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254 Underlying: Common Stock · 6,764 shares Expires 2027-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option exercised vested as to 2,256 shares on April 1, 2018 and as to 2,254 shares on each of April 1, 2019 and April 1, 2020. F3 · balance_after: The number of securities reported in Column 9 represents options scheduled to vest on April 1, 2021. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 17:54 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 13,895 | $203.77 | $2,831,400.82 |
DisclosureSEC source: 0000029534-20-000063 · edgar.xml · nonDerivative · entry 2 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,145 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $203.75 to $203.83, inclusive. The reporting person undertakes to provide Dollar General Coropration, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 17:54 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 6,764 | $70.68 | $478,079.52 |
DisclosureSEC source: 0000029534-20-000063 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,016 | $0.00 Strike: $84.67 | $0.00 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · derivative · entry 13 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,016 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option exercised vested as to 2,504 shares on each of April 1, 2017, April 1, 2018, April 1, 2019 and April 1, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,404 | $0.00 Strike: $73.73 | $0.00 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · derivative · entry 12 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,404 shares Expires 2025-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option exercised vested as to 1,851 shares on each of August 25, 2016, August 25, 2017, August 25, 2018 and August 25, 2019. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,583 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · derivative · entry 11 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,583 shares Expires 2025-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option exercised vested as to 898 shares on April 1, 2016 and as to 895 shares on each of April 1, 2017, April 1, 2018 and April 1, 2019. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,034 | $0.00 Strike: $57.91 | $0.00 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · derivative · entry 10 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,034 shares Expires 2024-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option exercised vested as to 760 shares on March 18, 2015 and as to 758 shares on each of March 18, 2016, March 18, 2017 and March 18, 2018. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,999 | $0.00 Strike: $48.11 | $0.00 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · derivative · entry 9 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,999 shares Expires 2023-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option exercised vested as to 752 shares on March 18, 2014 and as to 749 shares on each of March 18, 2015, March 18, 2016 and March 18, 2017. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,729 | $0.00 Strike: $45.25 | $0.00 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · derivative · entry 8 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,729 shares Expires 2022-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option exercised vested as to 1,183 shares on March 20, 2013 and as to 1,182 shares on each of March 20, 2014, March 20, 2015 and March 20, 2016. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 31,765 | $192.26 | $6,107,078.55 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · nonDerivative · entry 7 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,276 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $191.77 to $192.585, inclusive. The reporting person undertakes to provide Dollar General Coropration, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 10,016 | $84.67 | $848,054.72 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · nonDerivative · entry 6 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 7,404 | $73.73 | $545,896.92 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · nonDerivative · entry 5 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 3,583 | $74.72 | $267,721.76 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · nonDerivative · entry 4 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 3,034 | $57.91 | $175,698.94 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · nonDerivative · entry 3 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 2,999 | $48.11 | $144,281.89 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · nonDerivative · entry 2 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 4,729 | $45.25 | $213,987.25 |
DisclosureSEC source: 0000029534-20-000049 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:32 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 629 | $153.16 | $96,337.64 |
DisclosureSEC source: 0000029534-20-000025 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,276 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 22, 2017 (92 shares) and March 21, 2018 (104 shares), as well as the vesting and payment of a portion of performance share units granted March 22, 2017 (50 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 74 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2017-2019 adjusted ROIC performance), March 21, 2018 (51 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance) and March 20, 2019 (258 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance). Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 14:47 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,801 | $0.00 Strike: $154.53 | $0.00 |
DisclosureSEC source: 0000029534-20-000015 · edgar.xml · derivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,801 Underlying: Common Stock · 20,801 shares Expires 2030-03-17 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2021, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 17:46 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-20-000005 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,905 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 22, 2017 & March 20, 2019 grants, as certified by Issuer's Compensation Committee on March 10, 2020. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 303 PSUs earned as a result of Issuer's fiscal years 2017-2019 average adjusted ROIC performance (2017 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2020; & (ii) 3,167 PSUs earned as a result of Issuer's fiscal year 2019 adjusted EBITDA performance (2019 grant), 1,057 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2020, & remainder of which is subject to time-based vesting requirements (1,055 on each of April 1, 2021 & April 1, 2022) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:07 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 545 | $118.33 | $64,489.85 |
DisclosureSEC source: 0000029534-19-000023 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,435 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted on March 16, 2016 (94 shares), March 22, 2017 (92 shares) and March 21, 2018 (104 shares), as well as the vesting and payment of a portion of performance share units granted on March 16, 2016 (83 shares), March 22, 2017 (50 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 70 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2017-2018 adjusted ROIC performance) and March 21, 2018 (52 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance). Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:06 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,260 | $0.00 Strike: $117.13 | $0.00 |
DisclosureSEC source: 0000029534-19-000014 · edgar.xml · derivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,260 Underlying: Common Stock · 19,260 shares Expires 2029-03-20 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2020, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 16:40 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 912 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-19-000005 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,980 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 22, 2017 & March 21, 2018 grants, as certified by Issuer's Compensation Committee on March 12, 2019. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 284 PSUs earned as a result of Issuer's fiscal years 2017-2018 average adjusted ROIC performance (2017 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2019; & (ii) 628 PSUs earned as a result of Issuer's fiscal year 2018 adjusted EBITDA performance (2018 grant), 210 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2019, & remainder of which is subject to time-based vesting requirements (209 on each of April 1, 2020 & April 1, 2021) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 18:43 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,547 | $0.00 Strike: $106.84 | $0.00 |
DisclosureSEC source: 0000029534-18-000046 · edgar.xml · derivative · entry 1 Kindy Michael J · CIK 0001672204 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,547 Underlying: Common Stock · 12,547 shares Expires 2028-08-28 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on August 28, 2019, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:52 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 782 | $93.55 | $73,156.10 |
DisclosureSEC source: 0000029534-18-000029 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,068 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted on March 17, 2015 (57 shares), March 16, 2016 (151 shares), and March 22, 2017 (148 shares), as well as the vesting and payment of a portion of performance share units granted on March 17, 2015 (60 shares), March 16, 2016 (134 shares), and March 22, 2017 (80 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 152 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted ROIC performance). Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 22:12 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 8,221 | $93.05 | $764,931.17 |
DisclosureSEC source: 0000029534-18-000022 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,850 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $93.045 to $93.051, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:50 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,825 | $0.00 Strike: $92.98 | $0.00 |
DisclosureSEC source: 0000029534-18-000021 · edgar.xml · derivative · entry 2 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,825 Underlying: Common Stock · 9,825 shares Expires 2028-03-21 F2 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2019, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:50 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-18-000021 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,071 F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest in three annual installments of 33 1/3% beginning on April 1, 2019, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 18:28 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0000029534-18-000012 · edgar.xml · derivative · entry 4 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2018-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options exercised vested as to 374 shares on April 3, 2013, as to 669 shares on April 22, 2013, as to 3,042 shares on July 11, 2013, as to 7,428 shares on December 8, 2013, and as to 487 shares on December 11, 2013. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 18:28 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Disposition to issuerCommon Stock | 0.5541 | $95.43 | $52.88 |
DisclosureSEC source: 0000029534-18-000012 · edgar.xml · nonDerivative · entry 3 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,792 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 18:28 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 3,778.4459 | $95.43 | $360,577.09 |
DisclosureSEC source: 0000029534-18-000012 · edgar.xml · nonDerivative · entry 2 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,792.5541 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 18:28 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 12,000 | $8.00 | $95,970.00 |
DisclosureSEC source: 0000029534-18-000012 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 16:55 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-18-000011 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,571 F1 · shares: Performance share units ("PSUs") earned by the reporting person from a March 22, 2017 grant, as certified by the Issuer's Compensation Committee on March 13, 2018. Each PSU represents the right to one share of the Issuer's common stock. The amount reported includes (i) 384 PSUs earned as a result of the Issuer's fiscal year 2017 adjusted ROIC performance, all of which will become vested & be settled & paid in unrestricted shares of the Issuer's common stock on April 1, 2018; & (ii) 609 PSUs that were earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance, 203 of which will become vested & be settled and paid in unrestricted shares of the Issuer's common stock on April 1, 2018, & the remainder of which remains subject to time-based vesting requirements (203 on each of April 1, 2019 and April 1, 2020) & certain forfeiture and accelerated vesting provisions, & once vested are payable solely in unrestricted shares of the Issuer's common stock. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:34 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 7,536 | $90.64 | $683,091.68 |
DisclosureSEC source: 0000029534-17-000061 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,578 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $90.565 to $90.87, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 20:08 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0000029534-17-000057 · edgar.xml · derivative · entry 4 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2018-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options exercised vested as to 432 shares on June 11, 2012, as to 4,197 shares on October 3, 2012, as to 632 shares on October 10, 2012, as to 557 shares on October 11, 2012, as to 185 shares on November 27, 2012, as to 149 shares on November 28, 2012, as to 334 shares on November 29, 2012, as to 780 shares on November 30, 2012, as to 2,954 shares on December 8, 2012, as to 162 shares on February 1, 2013, and as to 1,618 shares on April 3, 2013. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 20:08 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Disposition to issuerCommon Stock | 0.6173 | $93.37 | $57.64 |
DisclosureSEC source: 0000029534-17-000057 · edgar.xml · nonDerivative · entry 3 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,114 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 20:08 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 4,463.3827 | $93.37 | $416,746.04 |
DisclosureSEC source: 0000029534-17-000057 · edgar.xml · nonDerivative · entry 2 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,114.6173 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 20:08 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 12,000 | $8.00 | $95,970.00 |
DisclosureSEC source: 0000029534-17-000057 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:50 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 280 | $69.73 | $19,524.40 |
DisclosureSEC source: 0000029534-17-000031 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,578 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted on March 17, 2015 (40 shares) and March 16, 2016 (105 shares), as well as the vesting and payment of a portion of performance share units granted on March 17, 2015 (42 shares) and March 16, 2016 (93 shares). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 00:25 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,018 | $0.00 Strike: $70.68 | $0.00 |
DisclosureSEC source: 0000029534-17-000023 · edgar.xml · derivative · entry 2 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,018 Underlying: Common Stock · 9,018 shares Expires 2027-03-22 F2 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2018, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 00:25 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-17-000023 · edgar.xml · nonDerivative · entry 1 Kindy Michael J · CIK 0001672204 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,858 F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest in three annual installments of 33 1/3% beginning on April 1, 2018, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.