Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGIONS FINANCIAL CORPRF · Entity 3186 | CFO | April 01, 2025 | April 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGIONS FINANCIAL CORP
Report date April 01, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 316,038 |
Ending reported balance
After 2025-04-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-04-01 · Grant · Acquired 31,456 · Balance 317,748 F1: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024. Row 2 · 2025-04-01 · Exercise / conversion · Acquired 21,997 · Balance 339,745 F2: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis. Row 3 · 2025-04-01 · Exercise / conversion · Acquired 1,246.61 · Balance 340,991.61 F3: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash. Row 4 · 2025-04-01 · Disposition to issuer · Disposed 1,246.61 · Balance 339,745 F4: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash. Row 5 · 2025-04-01 · Tax withholding · Disposed 23,707 · Balance 316,038 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 109,009.1631 |
Reported balance
After 2025-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-04-01 · Grant · Acquired 26,771 · Balance 109,009.1631 F6: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. F7: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027. F8: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 107,762.5531 |
Reported balance
After 2025-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-04-01 · Exercise / conversion · Disposed 1,246.61 · Balance 107,762.5531 F9: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units. F3: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash. F8: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 85,765.5531 |
Reported balance
After 2025-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-04-01 · Exercise / conversion · Disposed 21,997 · Balance 85,765.5531 F10: Each restricted stock unit represents a contingent right to receive one share of common stock. F2: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis. F8: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 24,188.3887 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 24,188.3887 F5: Includes dividends that have accrued, pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan, since the date of the reporting person's last ownership report. The total amount reported is expressed as ownership units in the Plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse 401(k) | 2,390.7883 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,390.7883 F5: Includes dividends that have accrued, pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan, since the date of the reporting person's last ownership report. The total amount reported is expressed as ownership units in the Plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024.
F2: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.
F3: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.
F4: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.
F5: Includes dividends that have accrued, pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan, since the date of the reporting person's last ownership report. The total amount reported is expressed as ownership units in the Plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
F6: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.
F7: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.
F8: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.
F9: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.
F10: Each restricted stock unit represents a contingent right to receive one share of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 19:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 49,219 | $14.67 | $722,042.73 |
DisclosureSEC source: 0001225208-19-006393 · doc4.xml · nonDerivative · entry 3 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,416 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 49,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006393 · doc4.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 61,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006393 · doc4.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. Read SEC document |
| December 31, 2018 Filed Feb 14, 2019 19:10 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 788.0223 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002618 · doc5.xml · nonDerivative · entry 3 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 34,380.6879 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2018 Filed Feb 14, 2019 19:10 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 39.1745 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002618 · doc5.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse 401(k) Disclosed balance after: 1,847.1526 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2018 Filed Feb 14, 2019 19:10 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 416.4252 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002618 · doc5.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 18,592.6435 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 46,374 | $19.34 | $896,840.70 |
DisclosureSEC source: 0001225208-18-009165 · doc4.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,660 F1 · price: Weighted average execution price. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 24,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007246 · doc4.xml · derivative · entry 13 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,633 Underlying: Common Stock · 24,192 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2018) · Derivative | 24,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007246 · doc4.xml · derivative · entry 12 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,192 Underlying: Common Stock · 36,288 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 36,960 | $18.58 | $686,716.80 |
DisclosureSEC source: 0001225208-18-007246 · doc4.xml · nonDerivative · entry 3 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,034 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007246 · doc4.xml · derivative · entry 11 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,441 Underlying: Common Stock · 41,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2015 · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007246 · doc4.xml · derivative · entry 10 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F1 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007246 · doc4.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007246 · doc4.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 659.6146 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002775 · doc5.xml · nonDerivative · entry 4 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 33,592.6656 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 33.3121 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002775 · doc5.xml · nonDerivative · entry 3 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse 401(k) Disclosed balance after: 1,807.9781 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 350.4533 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002775 · doc5.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 18,176.2183 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| October 30, 2017 Filed Feb 13, 2018 17:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002775 · doc5.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,660 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 11,000 | $14.95 | $164,461.00 |
DisclosureSEC source: 0001225208-17-013383 · doc4.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 0 F2 · ownership.nature: Held by Robert S. Clayton Revocable Trust for the Benefit of Grandnieces and Grandnephews, of which reporting person is the trustee with full investment authority, and members of his immediate family(but not reporting person) are beneficiaries. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2). Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 54,000 | $14.95 | $807,354.00 |
DisclosureSEC source: 0001225208-17-013383 · doc4.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 1 Disclosed balance after: 0 F1 · ownership.nature: Held by Robert S. Clayton Revocable Trust for the Benefit of Nieces and Nephews, of which reporting person is the trustee with full investment authority and is a beneficiary. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2) and Rule 16a-8(b)(3). Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 19:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008487 · doc4.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,160 Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 19:13 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 45,535 | $13.82 | $629,084.24 |
DisclosureSEC source: 0001225208-17-008487 · doc4.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,160 F1 · price: Weighted average execution price Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 27,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 15 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,108 Underlying: Common Stock · 27,119 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2017) · Derivative | 27,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 14 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,119 Underlying: Common Stock · 40,678.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 36,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 13 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,989 Underlying: Common Stock · 36,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2014 · Derivative | 36,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007523 · doc4.xml · derivative · entry 12 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,139.625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 32,336 | $14.53 | $469,842.08 |
DisclosureSEC source: 0001225208-17-007523 · doc4.xml · nonDerivative · entry 3 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,695 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 32,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007523 · doc4.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 18:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 36,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007523 · doc4.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 18:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 910.312 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003030 · doc5.xml · nonDerivative · entry 4 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 32,933.051 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 18:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 48.318 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003030 · doc5.xml · nonDerivative · entry 3 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse 401(k) Disclosed balance after: 1,774.666 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 18:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 492.095 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003030 · doc5.xml · nonDerivative · entry 2 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 17,825.765 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| August 17, 2016 Filed Feb 13, 2017 18:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003030 · doc5.xml · nonDerivative · entry 1 Turner David J Jr · CIK 0001485112 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,160 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.