organization · Reporting owner
Alpha Units Holdings, Inc.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | See Remarks | December 19, 2024 | December 19, 2024 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | 10% owner · See Remarks | April 02, 2025 | April 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date December 19, 2024 · Filed December 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-19 · Other · Disposed 1,444,356 · Balance 0 F1: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding"). F2: On December 19, 2024, AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement ("Exchange Agreement") providing for the issuance by AB of up to 10,000,000 units ("AB Units") representing assignments of beneficial ownership of limited partnership interests in AB to Equitable Holdings, Inc. ("EQH") and any of its wholly-owned subsidiaries in exchange for an equal number of Holding Units owned by EQH and such subsidiary, with such exchanges to occur from time to time over the next two years. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, AB and EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired. |
Filing footnotes · ownership attribution and instrument terms
F1: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding").
F2: On December 19, 2024, AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement ("Exchange Agreement") providing for the issuance by AB of up to 10,000,000 units ("AB Units") representing assignments of beneficial ownership of limited partnership interests in AB to Equitable Holdings, Inc. ("EQH") and any of its wholly-owned subsidiaries in exchange for an equal number of Holding Units owned by EQH and such subsidiary, with such exchanges to occur from time to time over the next two years. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, AB and EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired.
ALLIANCEBERNSTEIN L.P.
Report date April 02, 2025 · Filed April 04, 2025
Jointly reported with Equitable Holdings, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Exchange RightSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-12-19 | Direct | 4,788,806 |
Reported balance
After 2025-04-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-04-02 · Other · Acquired 4,788,806 · Balance 4,788,806 F1: On December 19, 2024, AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement ("Exchange Agreement") providing for the issuance by AB of up to 10,000,000 Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") of AB to Equitable Holdings, Inc. ("EQH") and any of its wholly-owned subsidiaries in exchange for an equal number of Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding") owned by the EQH and such subsidiary, with such exchanges to occur from time to time until December 19, 2026. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, F2: (Continued from footnote 1) AB and the EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired. F3: The securities disclosed in this row reflect the purchase of Holding Units by EQH pursuant to a tender offer that expired at 5:00 p.m., New York City time, on April 1, 2025. Although EQH purchased 19,766,878 Holding Units in the tender offer, only 4,788,806 Holding Units are exchangeable for AB Units under the Exchange Agreement. For more information on EQH's holdings of Holding Units, see its separate Form 4 filings with respect to Holding Units. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 19, 2024, AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement ("Exchange Agreement") providing for the issuance by AB of up to 10,000,000 Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") of AB to Equitable Holdings, Inc. ("EQH") and any of its wholly-owned subsidiaries in exchange for an equal number of Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding") owned by the EQH and such subsidiary, with such exchanges to occur from time to time until December 19, 2026. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into,
F2: (Continued from footnote 1) AB and the EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired.
F3: The securities disclosed in this row reflect the purchase of Holding Units by EQH pursuant to a tender offer that expired at 5:00 p.m., New York City time, on April 1, 2025. Although EQH purchased 19,766,878 Holding Units in the tender offer, only 4,788,806 Holding Units are exchangeable for AB Units under the Exchange Agreement. For more information on EQH's holdings of Holding Units, see its separate Form 4 filings with respect to Holding Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2025 Filed Apr 4, 2025 21:37 UTC | ALLIANCEBERNSTEIN L.P. NONE · Entity 66568 | OtherExchange Right · Derivative | 4,788,806 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-051264 · ownership.xml · derivative · entry 1 Equitable Holdings, Inc. · CIK 0001333986 · 10% owner · See Remarks Alpha Units Holdings, Inc. · CIK 0001761959 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,788,806 Underlying: Units · 4,788,806 shares Expires 2026-12-19 F1 · security: On December 19, 2024, AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement ("Exchange Agreement") providing for the issuance by AB of up to 10,000,000 Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") of AB to Equitable Holdings, Inc. ("EQH") and any of its wholly-owned subsidiaries in exchange for an equal number of Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding") owned by the EQH and such subsidiary, with such exchanges to occur from time to time until December 19, 2026. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, F2 · security: (Continued from footnote 1) AB and the EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired. F3 · balance_after: The securities disclosed in this row reflect the purchase of Holding Units by EQH pursuant to a tender offer that expired at 5:00 p.m., New York City time, on April 1, 2025. Although EQH purchased 19,766,878 Holding Units in the tender offer, only 4,788,806 Holding Units are exchangeable for AB Units under the Exchange Agreement. For more information on EQH's holdings of Holding Units, see its separate Form 4 filings with respect to Holding Units. Read SEC document |
| December 19, 2024 Filed Dec 19, 2024 21:30 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | OtherUnits | 1,444,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-052083 · wk-form4_1734643795.xml · nonDerivative · entry 1 Alpha Units Holdings, Inc. · CIK 0001761959 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding"). F2 · kind: On December 19, 2024, AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement ("Exchange Agreement") providing for the issuance by AB of up to 10,000,000 units ("AB Units") representing assignments of beneficial ownership of limited partnership interests in AB to Equitable Holdings, Inc. ("EQH") and any of its wholly-owned subsidiaries in exchange for an equal number of Holding Units owned by EQH and such subsidiary, with such exchanges to occur from time to time over the next two years. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, AB and EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired. Read SEC document |
| December 19, 2024 Filed Dec 19, 2024 21:32 UTC | ALLIANCEBERNSTEIN L.P. NONE · Entity 66568 | OtherUnits | 1,444,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-052085 · wk-form4_1734643962.xml · nonDerivative · entry 1 Alpha Units Holdings, Inc. · CIK 0001761959 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,851,289 F1 · security: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB"). F2 · kind: On December 19, 2024, AB entered into a Master Exchange Agreement (Exchange Agreement) providing for the issuance by AB of up to 10,000,000 units (AB Units) representing assignments of beneficial ownership of limited partnership interests in AB to Equitable Holdings, Inc. (EQH) and any of its wholly-owned subsidiaries in exchange for an equal number of units (Holding Units) representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. owned by EQH and such subsidiary, with such exchanges to occur from time to time over the next two years. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, AB and EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.