Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heliogen, Inc.HLGN · Entity 78373 | Chief Accounting Officer | December 15, 2023 | December 21, 2023 |
| Net Power Inc.NPWR · Entity 6500 | Chief Accounting Officer | April 02, 2025 | April 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heliogen, Inc.
Report date December 15, 2023 · Filed December 21, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,465 |
Reported balance
After 2023-12-15 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-12-15 · Tax withholding · Disposed 1,001 · Balance 15,465 F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. F2: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted. F3: Includes 408 shares purchased on November 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
F2: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.
F3: Includes 408 shares purchased on November 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan.
Net Power Inc.
Report date April 02, 2025 · Filed April 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 71,567 |
Reported balance
After 2025-04-02 transaction · row 1
1 source rowRow 1 · 2025-04-02 · Grant · Acquired 39,252 · Balance 71,567 F1: Restricted stock units that vest in three equal installments on each anniversary of April 2, 2025, subject to continued employment. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,531 |
Reported balance
After 2025-04-03 transaction · row 2
1 source rowRow 2 · 2025-04-03 · Sale · Disposed 1,127 · Balance 2,531 F2: Represents shares of Class A Common Stock sold to cover tax obligations related to the vesting of 3,658 restricted stock units on April 2, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units that vest in three equal installments on each anniversary of April 2, 2025, subject to continued employment.
F2: Represents shares of Class A Common Stock sold to cover tax obligations related to the vesting of 3,658 restricted stock units on April 2, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2025 Filed Apr 7, 2025 07:34 UTC | Net Power Inc. NPWR · Entity 6500 | SaleClass A Common Stock | 1,127 | $2.25 | $2,531.02 |
DisclosureSEC source: 0001845437-25-000018 · wk-form4_1744025656.xml · nonDerivative · entry 2 Rosser Kelly · CIK 0001608295 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,531 F2 · shares: Represents shares of Class A Common Stock sold to cover tax obligations related to the vesting of 3,658 restricted stock units on April 2, 2025. Read SEC document |
| April 02, 2025 Filed Apr 7, 2025 07:34 UTC | Net Power Inc. NPWR · Entity 6500 | GrantRestricted Stock Units | 39,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001845437-25-000018 · wk-form4_1744025656.xml · nonDerivative · entry 1 Rosser Kelly · CIK 0001608295 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,567 F1 · shares: Restricted stock units that vest in three equal installments on each anniversary of April 2, 2025, subject to continued employment. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:49 UTC | Heliogen, Inc. HLGN · Entity 78373 | Tax withholdingCommon Stock | 1,001 | $2.07 | $2,072.07 |
DisclosureSEC source: 0001127602-23-030079 · form4.xml · nonDerivative · entry 1 Rosser Kelly · CIK 0001608295 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,061 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. F2 · balance_after: Includes 408 shares purchased on November 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan. Read SEC document |
| December 15, 2023 Filed Dec 21, 2023 17:28 UTC Amendment | Heliogen, Inc. HLGN · Entity 78373 | Tax withholdingCommon Stock | 1,001 | $2.07 | $2,072.07 |
DisclosureSEC source: 0001127602-23-030313 · form4a.xml · nonDerivative · entry 1 Rosser Kelly · CIK 0001608295 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,465 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. F2 · balance_after: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted. F3 · balance_after: Includes 408 shares purchased on November 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:35 UTC | Heliogen, Inc. HLGN · Entity 78373 | SaleCommon Stock | 2,238 | $0.23 | $523.24 |
DisclosureSEC source: 0001127602-23-019292 · form4.xml · nonDerivative · entry 1 Rosser Kelly · CIK 0001608295 · Interim CFO, and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 562,062 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · balance_after: Includes 14,300 shares purchased on May 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan. Read SEC document |
| May 03, 2023 Filed May 5, 2023 18:07 UTC | Heliogen, Inc. HLGN · Entity 78373 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014772 · form4.xml · nonDerivative · entry 1 Rosser Kelly · CIK 0001608295 · Interim CFO, and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,000 F1 · shares: These shares are represented by restricted stock units ("RSUs") granted on May 3, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. The shares of Common Stock underlying the RSUs will vest over a period of four years. 6.25% of the shares of Common Stock underlying the RSUs vest on June 15, 2023 and on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.