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Sutera Albert J.

Disclosed activity across 2 companies

Tapewire entity
80888
SEC CIK
0001701192

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DULUTH HOLDINGS INC.DLTH · Entity 6579SVP, CTO & LogisticsApril 08, 2025April 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DULUTH HOLDINGS INC.

Report date April 08, 2025 · Filed April 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect259,765 Reported balance After 2025-04-08 transaction · row 1
1 source row

Row 1 · 2025-04-08 · Tax withholding · Disposed 3,681 · Balance 259,765

F1: Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FINISH LINE INC /IN/

Report date June 18, 2018 · Filed June 18, 2018

Section 16 reporting ended · disclosed 2018-06-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-18 transaction · row 1
1 source row

Row 1 · 2018-06-18 · Disposition to issuer · Disposed 18,703 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger dated March 25, 2018 by and among The Finish Line, Inc., JD Sports Fashion Plc, and Genesis Merger Sub, Inc. (the "Merger Agreement"), each share of common stock was converted into the right to receive $13.50 as of June 18, 2018, which was the closing date of the merger.

Performance-Based Restricted StockSEC Table II · derivative / convertible security · Expires 2019-03-28Direct0 Reported balance After 2018-06-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-18 · Disposition to issuer · Disposed 6,227 · Balance 0

F2: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

F3: Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.

Performance-Based Restricted StockSEC Table II · derivative / convertible security · Expires 2020-03-27Direct0 Reported balance After 2018-06-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-18 · Disposition to issuer · Disposed 16,234 · Balance 0

F2: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

F3: Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-06-18 · Disposition to issuer · Disposed 1,246 · Balance 0

F4: The dividend equivalent rights reflect the aggregate accruals of dividends paid by the issuer that accrued on the reporting person's performance-based restricted stock. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F5: The amount has been adjusted down by one share due to rounding.

F3: Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.

F6: Under the original terms of the restricted stock grant, the dividend equivalent rights vest proportionately with the shares of performance-based restricted stock to which they relate.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger dated March 25, 2018 by and among The Finish Line, Inc., JD Sports Fashion Plc, and Genesis Merger Sub, Inc. (the "Merger Agreement"), each share of common stock was converted into the right to receive $13.50 as of June 18, 2018, which was the closing date of the merger.

F2: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

F3: Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.

F4: The dividend equivalent rights reflect the aggregate accruals of dividends paid by the issuer that accrued on the reporting person's performance-based restricted stock. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F5: The amount has been adjusted down by one share due to rounding.

F6: Under the original terms of the restricted stock grant, the dividend equivalent rights vest proportionately with the shares of performance-based restricted stock to which they relate.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2025 Filed Apr 10, 2025 21:36 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 Tax withholdingClass B Common Stock 3,681 $1.74 $6,404.94
Disclosure

SEC source: 0001062993-25-007312 · form4.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,765

F1 · shares: Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:34 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 GrantClass B Common Stock 115,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-005901 · form4.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,446

F1 · price: Award of restricted stock granted under the 2024 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest in three equal installments commencing on March 17, 2026.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:54 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 Tax withholdingClass B Common Stock 9,599 $2.53 $24,285.47
Disclosure

SEC source: 0001062993-25-005603 · form4.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,219

F1 · shares: Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:33 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 GrantClass B Common Stock 39,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008273 · form4.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,818

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest in four equal annual installments commencing on April 8, 2025.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:28 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 Tax withholdingClass B Common Stock 2,618 $4.59 $12,016.62
Disclosure

SEC source: 0001062993-24-006522 · form4.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,344

F1 · shares: Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock.

Read SEC document
March 13, 2023 Filed Apr 5, 2023 21:28 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 GrantClass B Common Stock 28,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008790 · form4.xml · nonDerivative · entry 2

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,962

F2 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest in four equal annual installments commencing on March 13, 2024.

Read SEC document
March 13, 2023 Filed Apr 5, 2023 21:28 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 GrantClass B Common Stock 56,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008790 · form4.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,889

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest in three equal installments on the 18 month, two year and three year anniversary of the date of grant.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:02 UTC DULUTH HOLDINGS INC. DLTH · Entity 6579 GrantClass B Common Stock 36,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018210 · form4.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · SVP, CTO & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,743

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest three years from the date of grant.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 15:26 UTC FINISH LINE INC /IN/ FINL · Entity 165671 Disposition to issuerDividend Equivalent Rights · Derivative 1,246 $13.50 $16,821.00
Disclosure

SEC source: 0000908834-18-000115 · edgar.xml · derivative · entry 4

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,246 shares

Expires not disclosed

F4 · derivative.exercise_price: The dividend equivalent rights reflect the aggregate accruals of dividends paid by the issuer that accrued on the reporting person's performance-based restricted stock. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F5 · shares: The amount has been adjusted down by one share due to rounding.

F3 · price: Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.

F6 · derivative.exercise_date: Under the original terms of the restricted stock grant, the dividend equivalent rights vest proportionately with the shares of performance-based restricted stock to which they relate.

F6 · derivative.expiration_date: Under the original terms of the restricted stock grant, the dividend equivalent rights vest proportionately with the shares of performance-based restricted stock to which they relate.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 15:26 UTC FINISH LINE INC /IN/ FINL · Entity 165671 Disposition to issuerPerformance-Based Restricted Stock · Derivative 16,234 $13.50 $219,159.00
Disclosure

SEC source: 0000908834-18-000115 · edgar.xml · derivative · entry 3

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,234 shares

Expires 2020-03-27

F2 · derivative.exercise_price: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

F3 · price: Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.

F2 · derivative.exercise_date: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 15:26 UTC FINISH LINE INC /IN/ FINL · Entity 165671 Disposition to issuerPerformance-Based Restricted Stock · Derivative 6,227 $13.50 $84,064.50
Disclosure

SEC source: 0000908834-18-000115 · edgar.xml · derivative · entry 2

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,227 shares

Expires 2019-03-28

F2 · derivative.exercise_price: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

F3 · price: Pursuant to the Merger Agreement, each share of performance-based restricted stock, and each related dividend equivalent right accruing on each share of performance-based restricted stock, was converted on the closing date into the right to receive $13.50.

F2 · derivative.exercise_date: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. Under the original terms of the restricted stock grant, the shares of performance-based restricted stock vest upon achieving certain performance goals measured over a three-year performance period. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 15:26 UTC FINISH LINE INC /IN/ FINL · Entity 165671 Disposition to issuerClass A Common Stock 18,703 $13.50 $252,490.50
Disclosure

SEC source: 0000908834-18-000115 · edgar.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger dated March 25, 2018 by and among The Finish Line, Inc., JD Sports Fashion Plc, and Genesis Merger Sub, Inc. (the "Merger Agreement"), each share of common stock was converted into the right to receive $13.50 as of June 18, 2018, which was the closing date of the merger.

Read SEC document
June 04, 2018 Filed Jun 4, 2018 09:57 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantDividend Equivalent Rights · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0000908834-18-000102 · edgar.xml · derivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247

Underlying: Class A Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.exercise_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.expiration_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 13:16 UTC FINISH LINE INC /IN/ FINL · Entity 165671 Tax withholdingClass A Common Stock 1,682 $13.97 $23,497.54
Disclosure

SEC source: 0000908834-18-000068 · edgar.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,703

F1 · shares: Withheld for the satisfaction of tax liabilities incurred upon the vesting of 5,412 shares of restricted stock.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 09:25 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantDividend Equivalent Rights · Derivative 258 $0.00 $0.00
Disclosure

SEC source: 0000908834-18-000055 · edgar.xml · derivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047

Underlying: Class A Common Stock · 258 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.exercise_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.expiration_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 11:03 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantDividend Equivalent Rights · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000272 · edgar.xml · derivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789

Underlying: Class A Common Stock · 250 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.exercise_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.expiration_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

Read SEC document
September 11, 2017 Filed Sep 11, 2017 10:34 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantDividend Equivalent Rights · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000184 · edgar.xml · derivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: Class A Common Stock · 235 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.exercise_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.expiration_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 09:29 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantDividend Equivalent Rights · Derivative 176 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000107 · edgar.xml · derivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

Underlying: Class A Common Stock · 176 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.exercise_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F1 · derivative.expiration_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 11:11 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantPerformance-Based Restricted Stock · Derivative 16,234 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000064 · edgar.xml · derivative · entry 6

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,234

Underlying: Class A Common Stock · 16,234 shares

Expires 2020-03-27

F7 · derivative.exercise_price: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019 and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

F7 · derivative.exercise_date: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019 and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 11:11 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantClass A Common Stock 16,234 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000064 · edgar.xml · nonDerivative · entry 2

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,385

F2 · shares: All the reported shares of restricted stock cliff vest in full on 3/27/2020.

Read SEC document
June 13, 2016 Filed Mar 29, 2017 11:11 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantDividend Equivalent Rights · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000064 · edgar.xml · derivative · entry 5

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Underlying: Class A Common Stock · 128 shares

Expires not disclosed

F5 · derivative.exercise_price: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F6 · date: The reported dividend equivalent rights reflect the aggregate accruals for quarterly dividends paid by The Finish Line, Inc. from the initial grant date for the performance-based restricted stock to which the dividend equivalent rights relate up to the date of this ownership report.

F5 · derivative.exercise_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.expiration_date: The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.

Read SEC document
March 28, 2016 Filed Mar 29, 2017 11:11 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantPerformance-Based Restricted Stock · Derivative 6,227 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000064 · edgar.xml · derivative · entry 4

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,227

Underlying: Class A Common Stock · 6,227 shares

Expires 2019-03-28

F4 · derivative.exercise_price: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2017, 2018 and 2019. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

F4 · derivative.exercise_date: Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2017, 2018 and 2019. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.

Read SEC document
March 28, 2016 Filed Mar 29, 2017 11:11 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantStock Option (Right to Buy) · Derivative 42,415 $0.00 Strike: $20.47 $0.00
Disclosure

SEC source: 0000908834-17-000064 · edgar.xml · derivative · entry 3

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,415

Underlying: Class A Common Stock · 42,415 shares

Expires 2026-03-28

F3 · derivative.exercise_date: The options vest on the following schedule: 4,241 (10%) on 3/28/2017; 8,483 (20%) on 3/28/2018; 12,725 (30%) on 3/28/2019; and 16,966 (40%) on 3/28/2020.

Read SEC document
March 28, 2016 Filed Mar 29, 2017 11:11 UTC FINISH LINE INC /IN/ FINL · Entity 165671 GrantClass A Common Stock 4,151 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000064 · edgar.xml · nonDerivative · entry 1

Sutera Albert J. · CIK 0001701192 · EVP, CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,151

F1 · shares: All the reported shares of restricted stock cliff vest in full on 3/28/2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.