Milgram Andrew

SEC source: 0000950170-25-056450 · ownership.xml · derivative · entry 4

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 165,463

Underlying: Common Stock · 165,463 shares

Expires 2030-04-07

F3 · kind: Represents shares of the Company's common stock and warrants received in the Distribution. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F3 · shares: Represents shares of the Company's common stock and warrants received in the Distribution. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F3 · price: Represents shares of the Company's common stock and warrants received in the Distribution. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F3 · ownership.nature: Represents shares of the Company's common stock and warrants received in the Distribution. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-056450 · ownership.xml · nonDerivative · entry 3

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 10,424,568

F4 · shares: Represents shares of the Company's common stock received in the Distribution. Marblegate Cobblestone Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Cobblestone Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Cobblestone Master Fund I, L.P. may be deemed to exercise voting and investment power over the securities held by Marblegate Cobblestone Master Fund I, L.P. and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F4 · price: Represents shares of the Company's common stock received in the Distribution. Marblegate Cobblestone Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Cobblestone Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Cobblestone Master Fund I, L.P. may be deemed to exercise voting and investment power over the securities held by Marblegate Cobblestone Master Fund I, L.P. and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F4 · ownership.nature: Represents shares of the Company's common stock received in the Distribution. Marblegate Cobblestone Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Cobblestone Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Cobblestone Master Fund I, L.P. may be deemed to exercise voting and investment power over the securities held by Marblegate Cobblestone Master Fund I, L.P. and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-056450 · ownership.xml · nonDerivative · entry 2

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 13,556,794

F3 · shares: Represents shares of the Company's common stock and warrants received in the Distribution. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F3 · price: Represents shares of the Company's common stock and warrants received in the Distribution. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F3 · ownership.nature: Represents shares of the Company's common stock and warrants received in the Distribution. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-056450 · ownership.xml · nonDerivative · entry 1

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · shares: 1. Represents shares of the Company's common stock distributed by Marblegate Acquisition LLC (the "Sponsor") on April 17, 2024 to certain individuals and entities who were members of the Sponsor (the "Distribution."). The Sponsor was the record holder of such shares. Marblegate Asset Management, LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to beneficially own such shares.

F2 · shares: (Continued from footnote 2) Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate IM Holdings, LLC, the managing member of Marblegate Asset Management, LLC, may be deemed to exercise voting and investment power over the securities held by the Sponsor and therefore may be deemed to beneficially own such securities. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · price: 1. Represents shares of the Company's common stock distributed by Marblegate Acquisition LLC (the "Sponsor") on April 17, 2024 to certain individuals and entities who were members of the Sponsor (the "Distribution."). The Sponsor was the record holder of such shares. Marblegate Asset Management, LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to beneficially own such shares.

F2 · price: (Continued from footnote 2) Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate IM Holdings, LLC, the managing member of Marblegate Asset Management, LLC, may be deemed to exercise voting and investment power over the securities held by the Sponsor and therefore may be deemed to beneficially own such securities. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · ownership.nature: 1. Represents shares of the Company's common stock distributed by Marblegate Acquisition LLC (the "Sponsor") on April 17, 2024 to certain individuals and entities who were members of the Sponsor (the "Distribution."). The Sponsor was the record holder of such shares. Marblegate Asset Management, LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to beneficially own such shares.

F2 · ownership.nature: (Continued from footnote 2) Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate IM Holdings, LLC, the managing member of Marblegate Asset Management, LLC, may be deemed to exercise voting and investment power over the securities held by the Sponsor and therefore may be deemed to beneficially own such securities. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 9

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,630,411

F10 · price: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Partners Master Fund II, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Partners Master Fund II, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Partners Master Fund II, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F10 · acquired: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Partners Master Fund II, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Partners Master Fund II, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Partners Master Fund II, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F10 · ownership.nature: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Partners Master Fund II, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Partners Master Fund II, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Partners Master Fund II, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 8

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,317,244

F9 · price: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Partners Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Partners Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Partners Master Fund I, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F9 · acquired: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Partners Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Partners Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Partners Master Fund I, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F9 · ownership.nature: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Partners Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Partners Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Partners Master Fund I, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 7

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 17,293,702

F8 · price: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Tactical III Master Fund II, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Tactical III Master Fund II, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Tactical III Master Fund II, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F8 · acquired: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Tactical III Master Fund II, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Tactical III Master Fund II, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Tactical III Master Fund II, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F8 · ownership.nature: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Tactical III Master Fund II, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Tactical III Master Fund II, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Tactical III Master Fund II, L.P., may be deemed to exercise voting and investment power over such securities and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 6

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 9,580,621

F7 · price: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Cobblestone Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Cobblestone Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Cobblestone Master Fund I, L.P. may be deemed to exercise voting and investment power over the securities held by Marblegate Cobblestone Master Fund I, L.P. and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F7 · acquired: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Cobblestone Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Cobblestone Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Cobblestone Master Fund I, L.P. may be deemed to exercise voting and investment power over the securities held by Marblegate Cobblestone Master Fund I, L.P. and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F7 · ownership.nature: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Cobblestone Master Fund I, L.P. is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Cobblestone Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Cobblestone Master Fund I, L.P. may be deemed to exercise voting and investment power over the securities held by Marblegate Cobblestone Master Fund I, L.P. and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 5

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 8,660,253

F6 · price: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Tactical III Master Fund I L.P. is the record holder of such shares. Marblegate Tactical III GP, LLC ("Tactical III GP") is the General Partner of Marblegate Tactical Master Fund I, L.P. Marblegate Holdings is the Managing Member of Tactical III GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Tactical III Master Fund I L.P., may be deemed to exercise voting and investment power over the securities held by Marblegate Tactical III Master Fund I, L.P and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F6 · acquired: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Tactical III Master Fund I L.P. is the record holder of such shares. Marblegate Tactical III GP, LLC ("Tactical III GP") is the General Partner of Marblegate Tactical Master Fund I, L.P. Marblegate Holdings is the Managing Member of Tactical III GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Tactical III Master Fund I L.P., may be deemed to exercise voting and investment power over the securities held by Marblegate Tactical III Master Fund I, L.P and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F6 · ownership.nature: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Tactical III Master Fund I L.P. is the record holder of such shares. Marblegate Tactical III GP, LLC ("Tactical III GP") is the General Partner of Marblegate Tactical Master Fund I, L.P. Marblegate Holdings is the Managing Member of Tactical III GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Marblegate Tactical III Master Fund I L.P., may be deemed to exercise voting and investment power over the securities held by Marblegate Tactical III Master Fund I, L.P and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 4

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 13,793,655

F5 · price: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Strategic Opportunities Master Fund I, L.P is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Strategic Opportunities Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Strategic Opportunities Master Fund I, L.P., may be deemed to exercise voting and investment power over the securities held by Marblegate Strategic Opportunities Master Fund I, L.P and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F5 · acquired: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Strategic Opportunities Master Fund I, L.P is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Strategic Opportunities Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Strategic Opportunities Master Fund I, L.P., may be deemed to exercise voting and investment power over the securities held by Marblegate Strategic Opportunities Master Fund I, L.P and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F5 · ownership.nature: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Strategic Opportunities Master Fund I, L.P is the record holder of such shares. Marblegate GP is the General Partner of Marblegate Strategic Opportunities Master Fund I, L.P. Marblegate Holdings is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and MAM, the investment manager of Strategic Opportunities Master Fund I, L.P., may be deemed to exercise voting and investment power over the securities held by Marblegate Strategic Opportunities Master Fund I, L.P and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 3

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 9,678,578

F4 · price: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F4 · acquired: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

F4 · ownership.nature: Represents shares of the Company's common stock issued in connection with the Business Combination. Marblegate Special Opportunities Master Fund, L.P ("MSOMF") is the record holder of such shares. Marblegate Special Opportunities GP, LLC ("Marblegate GP") is the General Partner of MSOMF. Marblegate Holdings, LLC ("Marblegate Holdings") is the Managing Member of Marblegate GP. Andrew Milgram and Paul Arrouet, as the Managing Partners of Marblegate Holdings and Marblegate Asset Management. LLC ("MAM"), the investment manager of MSOMF, may be deemed to exercise voting and investment power over the securities held by MSOMF and therefore may be deemed to beneficially own such securities. Each of Mr. Milgram and Mr. Arrouet disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest each may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 2

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 5,289,072

F2 · price: Represents shares of the Company's common stock issued on the closing date of the Business Combination. Includes 1,459,603 and 3,829,469 shares of Class A common stock of MAC and Class B common stock of MAC, respectively, that were converted into shares of the Company's common stock as consideration for the Business Combination. The Sponsor is the record holder of such shares. Marblegate Asset Management, LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to beneficially own such shares.

F3 · price: (Continued from footnote 2) Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate IM Holdings, LLC, the managing member of Marblegate Asset Management, LLC, may be deemed to exercise voting and investment power over the securities held by the Sponsor and therefore may be deemed to beneficially own such securities. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · acquired: Represents shares of the Company's common stock issued on the closing date of the Business Combination. Includes 1,459,603 and 3,829,469 shares of Class A common stock of MAC and Class B common stock of MAC, respectively, that were converted into shares of the Company's common stock as consideration for the Business Combination. The Sponsor is the record holder of such shares. Marblegate Asset Management, LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to beneficially own such shares.

F3 · acquired: (Continued from footnote 2) Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate IM Holdings, LLC, the managing member of Marblegate Asset Management, LLC, may be deemed to exercise voting and investment power over the securities held by the Sponsor and therefore may be deemed to beneficially own such securities. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · ownership.nature: Represents shares of the Company's common stock issued on the closing date of the Business Combination. Includes 1,459,603 and 3,829,469 shares of Class A common stock of MAC and Class B common stock of MAC, respectively, that were converted into shares of the Company's common stock as consideration for the Business Combination. The Sponsor is the record holder of such shares. Marblegate Asset Management, LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to beneficially own such shares.

F3 · ownership.nature: (Continued from footnote 2) Andrew Milgram and Paul Arrouet, as Managing Partners of Marblegate IM Holdings, LLC, the managing member of Marblegate Asset Management, LLC, may be deemed to exercise voting and investment power over the securities held by the Sponsor and therefore may be deemed to beneficially own such securities. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0000950170-25-052242 · ownership.xml · nonDerivative · entry 1

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer · 10% owner

MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. · CIK 0001458069 · 10% owner

Marblegate Strategic Opportunities Master Fund I, L.P · CIK 0002063511 · 10% owner

Marblegate Tactical III Master Fund I, L.P · CIK 0002063510 · 10% owner

Marblegate Cobblestone Master Fund I, L.P. · CIK 0002063514 · 10% owner

Marblegate Tactical III Master Fund II, L.P · CIK 0002063509 · 10% owner

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Partners Master Fund I, L.P · CIK 0002063513 · 10% owner

Marblegate Partners Master Fund II, L.P · CIK 0002063512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450

F1 · price: Represents shares of Class A common stock of Marblegate Acquisition Corp. ("MAC") transferred by Marblegate Acquisition LLC (the "Sponsor") before the closing of the business combination ("Business Combination") contemplated by that certain Business Combination Agreement, dated as of February 14, 2023, by and among MAC, Marblegate Asset Management, LLC, Marblegate Capital Corporation (the "Company"), MAC Merger Sub, Inc., DePalma Acquisition I LLC, and DePalma Acquisition II LLC, that were converted into the Company's common stock in connection with the closing of the Business Combination. Mr. Milgram is the record holder of such shares. These securities are owned solely by Mr. Milgram and, as such, Mr. Milgram will be deemed to exercise voting and investment power over such securities.

F1 · acquired: Represents shares of Class A common stock of Marblegate Acquisition Corp. ("MAC") transferred by Marblegate Acquisition LLC (the "Sponsor") before the closing of the business combination ("Business Combination") contemplated by that certain Business Combination Agreement, dated as of February 14, 2023, by and among MAC, Marblegate Asset Management, LLC, Marblegate Capital Corporation (the "Company"), MAC Merger Sub, Inc., DePalma Acquisition I LLC, and DePalma Acquisition II LLC, that were converted into the Company's common stock in connection with the closing of the Business Combination. Mr. Milgram is the record holder of such shares. These securities are owned solely by Mr. Milgram and, as such, Mr. Milgram will be deemed to exercise voting and investment power over such securities.

SEC source: 0000899243-21-044988 · doc4.xml · derivative · entry 1

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Marblegate Asset Management, LLC · CIK 0001492335 · 10% owner

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer

Arrouet Paul · CIK 0001492337 · Director · President

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,829,469

Underlying: Class A Common Stock · 1,507,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-259422) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the registrant, 1,507,500 shares of Class B common stock of the registrant were returned by the reporting persons to the registrant for no consideration and cancelled, because the underwriters' over-allotment option was not exercised.

F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-259422) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.

F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-259422) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.

F3 · ownership.direct: Marblegate Acquisition LLC (the "Sponsor") is the record holder of the securities reported herein. Marblegate Asset Management, LLC ("MAM") is the managing member of the Sponsor and each of Andrew Milgram and Paul Arrouet are managing partners of MAM. Messrs. Milgram and Arrouet may be deemed to have shared beneficial ownership of the shares held by the Sponsor by virtue of their control over the Sponsor, as managing partners of the Sponsor's managing member. Messrs. Milgram and Arrouet each disclaims beneficial ownership of the common stock held by the Sponsor other than to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-039630 · doc4.xml · derivative · entry 2

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer

Arrouet Paul · CIK 0001492337 · Director · President

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336,969

Underlying: Class A Common Stock · 2,473,864 shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-259422) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F4 · kind: In connection with the closing of the registrant's initial public offering, the Sponsor transferred these shares to various anchor investors pursuant to investment agreements by and among the registrant, the Sponsor and each anchor investor as described in the registrant's registration statement on Form S-1 (File No. 333-259422) under the heading "Summary - The Offering - Expressions of Interest."

F3 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-259422) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-259422) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · ownership.direct: The Sponsor is the record holder of the securities reported herein. Marblegate Asset Management, LLC ("MAM") is the managing member of the Sponsor and each of Andrew Milgram and Paul Arrouet are managing partners of MAM. Messrs. Milgram and Arrouet may be deemed to have shared beneficial ownership of the shares held by the Sponsor by virtue of their control over the Sponsor, as managing partners of the Sponsor's managing member. Messrs. Milgram and Arrouet each disclaims beneficial ownership of the common stock held by the Sponsor other than to the extent of his pecuniary interest in such shares.

SEC source: 0000899243-21-039630 · doc4.xml · nonDerivative · entry 1

Marblegate Acquisition LLC · CIK 0001884881 · 10% owner

Milgram Andrew · CIK 0001492331 · Director · Chief Executive Officer

Arrouet Paul · CIK 0001492337 · Director · President

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,000

F1 · kind: Consists of 610,000 placement units purchased by Marblegate Acquisition LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the registrant. Each such unit consists of one share of Class A common stock and one-half of one warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment.

F2 · ownership.direct: The Sponsor is the record holder of the securities reported herein. Marblegate Asset Management, LLC ("MAM") is the managing member of the Sponsor and each of Andrew Milgram and Paul Arrouet are managing partners of MAM. Messrs. Milgram and Arrouet may be deemed to have shared beneficial ownership of the shares held by the Sponsor by virtue of their control over the Sponsor, as managing partners of the Sponsor's managing member. Messrs. Milgram and Arrouet each disclaims beneficial ownership of the common stock held by the Sponsor other than to the extent of his pecuniary interest in such shares.