Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY · Entity 5488 | President, CEO | April 22, 2025 | April 23, 2025 |
| FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDFIV · Entity 133788 | President, CEO | December 21, 2016 | December 21, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date April 22, 2025 · Filed April 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 400 |
Ending reported balance
After 2025-04-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-04-22 · Purchase · Acquired 200 · Balance 200 Row 2 · 2025-04-22 · Purchase · Acquired 200 · Balance 400 |
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date December 21, 2016 · Filed December 21, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2016-12-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2025 Filed Apr 23, 2025 15:51 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 200 | $13.80 | $2,760.00 |
DisclosureSEC source: 0001445546-25-002844 · dykas_fthy4.xml · nonDerivative · entry 2 Dykas James M · CIK 0001301077 · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400 Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 15:51 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 200 | $13.81 | $2,761.28 |
DisclosureSEC source: 0001445546-25-002844 · dykas_fthy4.xml · nonDerivative · entry 1 Dykas James M · CIK 0001301077 · President, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.