Coleman Alexander

SEC source: 0001213900-25-035744 · ownership.xml · nonDerivative · entry 1

NEW PROVIDENCE HOLDINGS III, LLC · CIK 0002058365 · 10% owner

Smith Gary P. · CIK 0001787435 · Director · Co-CEO · 10% owner

Coleman Alexander · CIK 0001785723 · Co-CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,114,825

F1 · shares: Reflects the 611,075 Class A ordinary shares of New Providence Acquisition Corp. III (the "Issuer") that are included in the 611,075 private placement units of the Issuer purchased by New Providence Holdings III, LLC ("Sponsor"). Each private placement unit was purchased for $10 per unit and consists of one Class A ordinary share and one-third of a warrant, each whole warrant exercisable into one Class A ordinary share at an exercise price of $11.50 per ordinary share.

F2 · balance_after: The Sponsor is the record holder of the shares reported herein. Alexander Coleman and Gary P. Smith are the managing members of the Sponsor and hold voting and investment discretion with respect to the Class A ordinary shares and Class B ordinary shares held of record by the Sponsor. As such, Mr. Coleman and Mr. Smith may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Coleman and Mr. Smith disclaim any beneficial ownership except to the extent of their pecuniary interest therein.

F3 · ownership.direct: Represents (i) the 611,075 Class A ordinary shares referred to in footnotes 1 and 2 and (ii) 7,503,750 Class B ordinary shares held by the Sponsor acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor.

SEC source: 0001013762-24-003414 · ownership.xml · derivative · entry 2

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By New Providence Acquisition II LLC

Disclosed balance after: 1

Underlying: Class A Common Stock · 3,199,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share, are convertible, at the option of the holder at any time, and from time to time, into shares of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis, for no additional consideration, and have no expiration date. On July 29, 2024, New Providence Acquisition II LLC (the "Sponsor") elected to convert 3,199,999 shares of Class B common stock held by it into 3,199,999 shares of Class A common stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share, are convertible, at the option of the holder at any time, and from time to time, into shares of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis, for no additional consideration, and have no expiration date. On July 29, 2024, New Providence Acquisition II LLC (the "Sponsor") elected to convert 3,199,999 shares of Class B common stock held by it into 3,199,999 shares of Class A common stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share, are convertible, at the option of the holder at any time, and from time to time, into shares of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis, for no additional consideration, and have no expiration date. On July 29, 2024, New Providence Acquisition II LLC (the "Sponsor") elected to convert 3,199,999 shares of Class B common stock held by it into 3,199,999 shares of Class A common stock.

F2 · ownership.direct: The securities reported herein are held by the Sponsor. The Reporting Person and Gary P. Smith are the co-managers of the Reporting Person (the "Co-Managers"), and as such, have voting and investment discretion with respect to the securities held directly by the Sponsor and may be deemed to have shared beneficial ownership of securities held directly by the Sponsor. The Co-Managers also serve on the Issuer's board of directors. The business address of the Sponsor is c/o New Providence Acquisition Corp. II, 10900 Research Blvd, Suite 160C, PMB 1081, Austin, TX 78759. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and the inclusion of these securities in this Report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001013762-24-003414 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By New Providence Acquisition II LLC

Disclosed balance after: 6,199,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share, are convertible, at the option of the holder at any time, and from time to time, into shares of Class A common stock, par value $0.0001 per share, of the Issuer on a one-for-one basis, for no additional consideration, and have no expiration date. On July 29, 2024, New Providence Acquisition II LLC (the "Sponsor") elected to convert 3,199,999 shares of Class B common stock held by it into 3,199,999 shares of Class A common stock.

F2 · ownership.direct: The securities reported herein are held by the Sponsor. The Reporting Person and Gary P. Smith are the co-managers of the Reporting Person (the "Co-Managers"), and as such, have voting and investment discretion with respect to the securities held directly by the Sponsor and may be deemed to have shared beneficial ownership of securities held directly by the Sponsor. The Co-Managers also serve on the Issuer's board of directors. The business address of the Sponsor is c/o New Providence Acquisition Corp. II, 10900 Research Blvd, Suite 160C, PMB 1081, Austin, TX 78759. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and the inclusion of these securities in this Report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-029745 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468,441

F1 · shares: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001213900-23-010555 · ownership.xml · nonDerivative · entry 2

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,312

SEC source: 0001493152-22-026273 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,829,979

F1 · shares: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001213900-23-010555 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,312

SEC source: 0000899243-21-049278 · doc4.xml · derivative · entry 1

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By New Providence Acquisition II LLC

Disclosed balance after: 6,200,000

Underlying: Class A common stock · 218,750 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-253337) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · kind: This Form 4 reflects the automatic surrender to New Providence Acquisition Corp. II (the "issuer") of 218,750 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253337) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253337) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253337) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held by New Providence Acquisition II LLC (the "Sponsor"). The reporting person and Gary P. Smith are the directors of the Sponsor, and as such have voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-21-021278 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,721,755

F1 · shares: Represents a grant of restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 24, 2021 grant date and (ii) the date of the annual meeting of the stockholders following the grant date, subject to continued service through the vesting date; provided, however, that the earliest vesting date will be the 2022 annual meeting of stockholders.

SEC source: 0001493152-21-008357 · ownership.xml · derivative · entry 2

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,710,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · derivative.expiration_date: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

SEC source: 0001493152-21-008357 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.