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Gershenhorn Alan

Disclosed activity across 3 companies

Tapewire entity
80426
SEC CIK
0001386420

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Logistics Innovation Technologies Corp.LITT · Entity 112086Director · CEO and ChairmanJune 15, 2023June 20, 2023
UNITED PARCEL SERVICE INCUPS · Entity 2301EVP, Chief Commercial OfficerMarch 14, 2018March 16, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Logistics Innovation Technologies Corp.

Report date June 15, 2023 · Filed June 20, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote1 Reported balance After 2023-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-15 · Disposition to issuer · Disposed 842,202 · Balance 1

F1: On May 26, 2023, the Issuer announced that its board of directors had determined to redeem all of its outstanding shares of Class A common stock sold in the Issuer's initial public offering (the "Public Shares"), effective as of June 15, 2023, because the Issuer will not be able to consummate an initial business combination within the time period required by its amended and restated certificate of incorporation. As of the close of business on June 15, 2023, the Public Shares were deemed cancelled and represented only the rights to receive the per-share redemption price. In connection with the redemption of the Public Shares and anticipated dissolution of the Issuer, on June 15, 2023, AG LIT Holdings, LLC ("AG LIT") forfeited to the Issuer for no consideration 842,202 shares of Class B common stock and 583,869 warrants.

F2: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 253949) (the "Registration Statement") and have no expiration date.

F3: AG LIT Holdings, LLC ("AG LIT") is the record holder of the securities reported herein. Alan Gershenhorn is the manager of AG LIT and has sole voting and investment discretion with respect to the securities held of record by AG LIT.

Filing footnotes · ownership attribution and instrument terms

F1: On May 26, 2023, the Issuer announced that its board of directors had determined to redeem all of its outstanding shares of Class A common stock sold in the Issuer's initial public offering (the "Public Shares"), effective as of June 15, 2023, because the Issuer will not be able to consummate an initial business combination within the time period required by its amended and restated certificate of incorporation. As of the close of business on June 15, 2023, the Public Shares were deemed cancelled and represented only the rights to receive the per-share redemption price. In connection with the redemption of the Public Shares and anticipated dissolution of the Issuer, on June 15, 2023, AG LIT Holdings, LLC ("AG LIT") forfeited to the Issuer for no consideration 842,202 shares of Class B common stock and 583,869 warrants.

F2: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 253949) (the "Registration Statement") and have no expiration date.

F3: AG LIT Holdings, LLC ("AG LIT") is the record holder of the securities reported herein. Alan Gershenhorn is the manager of AG LIT and has sole voting and investment discretion with respect to the securities held of record by AG LIT.

UNITED PARCEL SERVICE INC

Report date March 14, 2018 · Filed March 16, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect120,202.7219 Reported balance After 2018-03-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-03-14 · Exercise / conversion · Acquired 26,284 · Balance 120,202.7219

Class A Common StockSEC Table I · non-derivativeDirect108,282.7219 Reported balance After 2018-03-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-03-14 · Tax withholding · Disposed 11,920 · Balance 108,282.7219

F1: Includes 17.9534 shares acquired in the Reporting Person's 401(k) account between January 25, 2018 and March 14, 2018.

Restricted Performance UnitsSEC Table II · derivative / convertible security · Expires 2017-12-31Direct0 Reported balance After 2018-03-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-03-14 · Exercise / conversion · Disposed 26,284 · Balance 0

F2: One unit is equivalent to one share of UPS Class A Common stock.

F3: The Restricted Performance Units vested on December 31, 2017. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2018.

F4: Includes 217 Dividend Equivalent Units acquired in the Reporting Person's Long-Term Incentive Performance account between March 2, 2018 and March 14, 2018.

Class A Common StockSEC Table I · non-derivativeIndirectSpouse482 Reported balance Holding disclosure · report date 2018-03-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 482

Filing footnotes · ownership attribution and instrument terms

F1: Includes 17.9534 shares acquired in the Reporting Person's 401(k) account between January 25, 2018 and March 14, 2018.

F2: One unit is equivalent to one share of UPS Class A Common stock.

F3: The Restricted Performance Units vested on December 31, 2017. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2018.

F4: Includes 217 Dividend Equivalent Units acquired in the Reporting Person's Long-Term Incentive Performance account between March 2, 2018 and March 14, 2018.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

QXO BUILDING PRODUCTS, INC.

Report date April 29, 2025 · Filed April 29, 2025

Section 16 reporting ended · disclosed 2025-04-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2025-04-29 transaction · row 1
1 source row

Row 1 · 2025-04-29 · Disposition to issuer · Disposed 4,957 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc. (the "Company"), QXO, Inc. ("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-29 · Disposition to issuer · Disposed 18,150 · Balance 0

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F3: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2025-05-15Direct0 Reported balance After 2025-04-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-29 · Disposition to issuer · Disposed 1,400 · Balance 0

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F4: Pursuant to the terms of the Merger Agreement, each unvested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. The RSUs were scheduled to vest on the date referenced in column 6.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc. (the "Company"), QXO, Inc. ("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F3: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

F4: Pursuant to the terms of the Merger Agreement, each unvested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. The RSUs were scheduled to vest on the date referenced in column 6.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2025 Filed Apr 29, 2025 13:25 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 Disposition to issuerRestricted Stock Units (RSUs) · Derivative 1,400 $124.35 $174,090.00
Disclosure

SEC source: 0001562180-25-003324 · primarydocument.xml · derivative · entry 3

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 1,400 shares

Expires 2025-05-15

F2 · derivative.exercise_price: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F4 · kind: Pursuant to the terms of the Merger Agreement, each unvested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. The RSUs were scheduled to vest on the date referenced in column 6.

Read SEC document
April 29, 2025 Filed Apr 29, 2025 13:25 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 Disposition to issuerRestricted Stock Units (RSUs) · Derivative 18,150 $124.35 $2,256,952.50
Disclosure

SEC source: 0001562180-25-003324 · primarydocument.xml · derivative · entry 2

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 18,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F3 · kind: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

Read SEC document
April 29, 2025 Filed Apr 29, 2025 13:25 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 Disposition to issuerCommon Stock, $0.01 par value 4,957 $124.35 $616,402.95
Disclosure

SEC source: 0001562180-25-003324 · primarydocument.xml · nonDerivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc. (the "Company"), QXO, Inc. ("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:11 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004162 · primarydocument.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock, $0.01 par value · 1,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units will settle upon termination of the reporting person's service on the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units will settle upon termination of the reporting person's service on the Board of Directors.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 14:10 UTC Logistics Innovation Technologies Corp. LITT · Entity 112086 Disposition to issuerClass B Common Stock · Derivative 842,202 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-049965 · ownership.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1

Underlying: Class A Common Stock · 842,202 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 26, 2023, the Issuer announced that its board of directors had determined to redeem all of its outstanding shares of Class A common stock sold in the Issuer's initial public offering (the "Public Shares"), effective as of June 15, 2023, because the Issuer will not be able to consummate an initial business combination within the time period required by its amended and restated certificate of incorporation. As of the close of business on June 15, 2023, the Public Shares were deemed cancelled and represented only the rights to receive the per-share redemption price. In connection with the redemption of the Public Shares and anticipated dissolution of the Issuer, on June 15, 2023, AG LIT Holdings, LLC ("AG LIT") forfeited to the Issuer for no consideration 842,202 shares of Class B common stock and 583,869 warrants.

F1 · kind: On May 26, 2023, the Issuer announced that its board of directors had determined to redeem all of its outstanding shares of Class A common stock sold in the Issuer's initial public offering (the "Public Shares"), effective as of June 15, 2023, because the Issuer will not be able to consummate an initial business combination within the time period required by its amended and restated certificate of incorporation. As of the close of business on June 15, 2023, the Public Shares were deemed cancelled and represented only the rights to receive the per-share redemption price. In connection with the redemption of the Public Shares and anticipated dissolution of the Issuer, on June 15, 2023, AG LIT Holdings, LLC ("AG LIT") forfeited to the Issuer for no consideration 842,202 shares of Class B common stock and 583,869 warrants.

F2 · price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 253949) (the "Registration Statement") and have no expiration date.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 253949) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 253949) (the "Registration Statement") and have no expiration date.

F3 · ownership.direct: AG LIT Holdings, LLC ("AG LIT") is the record holder of the securities reported herein. Alan Gershenhorn is the manager of AG LIT and has sole voting and investment discretion with respect to the securities held of record by AG LIT.

F3 · ownership.nature: AG LIT Holdings, LLC ("AG LIT") is the record holder of the securities reported herein. Alan Gershenhorn is the manager of AG LIT and has sole voting and investment discretion with respect to the securities held of record by AG LIT.

Read SEC document
May 17, 2023 Filed May 19, 2023 16:23 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 2,053 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004304 · primarydocument.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,053

Underlying: Common Stock, $0.01 par value · 2,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units will settle upon termination of the reporting person's service on the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units will settle upon termination of the reporting person's service on the Board of Directors.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 16:27 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,204 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002758 · primarydocument.xml · derivative · entry 2

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 2,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: On March 10, 2022, the reporting individual was granted restricted stock units which vested and settled on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 10, 2022, the reporting individual was granted restricted stock units which vested and settled on the first anniversary of the grant date.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 16:27 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 Exercise / conversionCommon Stock, $0.01 par value 2,204 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002758 · primarydocument.xml · nonDerivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 18:47 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 2,204 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002597 · primarydocument.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

Underlying: Common Stock, $0.01 par value · 2,204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 16:23 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,753 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001682 · primarydocument.xml · derivative · entry 2

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 2,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: On February 19, 2021, the reporting individual was granted restricted stock units which vested and settled on the first anniversary of the grant date.

F2 · derivative.expiration_date: On February 19, 2021, the reporting individual was granted restricted stock units which vested and settled on the first anniversary of the grant date.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 16:23 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 Exercise / conversionCommon Stock, $0.01 par value 2,753 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001682 · primarydocument.xml · nonDerivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 17:46 UTC Logistics Innovation Technologies Corp. LITT · Entity 112086 Disposition to issuerClass B Common Stock · Derivative 10,606 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-038726 · ownership.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 842,203

Underlying: Class A Common Stock · 10,606 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 26, 2021, AG LIT Holdings, LLC forfeited to the Issuer at no cost 10,606 shares of Class B common stock of the Issuer, in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F1 · kind: On July 26, 2021, AG LIT Holdings, LLC forfeited to the Issuer at no cost 10,606 shares of Class B common stock of the Issuer, in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 253949) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 253949) (the "Registration Statement") and have no expiration date.

F3 · ownership.direct: AG LIT Holdings, LLC ("AG LIT") is the record holder of the securities reported herein. Alan Gershenhorn is the manager of AG LIT and has sole voting and investment discretion with respect to the securities held of record by AG LIT.

F3 · ownership.nature: AG LIT Holdings, LLC ("AG LIT") is the record holder of the securities reported herein. Alan Gershenhorn is the manager of AG LIT and has sole voting and investment discretion with respect to the securities held of record by AG LIT.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:40 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 2,753 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001473 · primarydocument.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753

Underlying: Common Stock, $0.01 par value · 2,753 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 17:45 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 3,735 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001180 · primarydocument.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735

Underlying: Common Stock, $0.01 par value · 3,735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units will settle upon termination of the reporting person's service on the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units will settle upon termination of the reporting person's service on the Board of Directors.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 17:31 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 3,307 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000942 · primarydocument.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

Underlying: Common Stock, $0.01 par value · 3,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units settle upon termination of the reporting person's service on the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units settle upon termination of the reporting person's service on the Board of Directors.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:07 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionRestricted Performance Units · Derivative 26,284 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006289 · doc4.xml · derivative · entry 4

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,284 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F3 · derivative.exercise_date: The Restricted Performance Units vested on December 31, 2017. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2018.

F3 · derivative.expiration_date: The Restricted Performance Units vested on December 31, 2017. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2018.

F4 · derivative.underlying_shares: Includes 217 Dividend Equivalent Units acquired in the Reporting Person's Long-Term Incentive Performance account between March 2, 2018 and March 14, 2018.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:07 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 11,920 $119.15 $1,420,268.00
Disclosure

SEC source: 0001225208-18-006289 · doc4.xml · nonDerivative · entry 2

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,282.7219

F1 · balance_after: Includes 17.9534 shares acquired in the Reporting Person's 401(k) account between January 25, 2018 and March 14, 2018.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:07 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionClass A Common Stock 26,284 $119.15 $3,131,738.60
Disclosure

SEC source: 0001225208-18-006289 · doc4.xml · nonDerivative · entry 1

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,202.7219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:09 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 GrantRestricted Performance Units · Derivative 26,067 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005120 · doc4.xml · derivative · entry 3

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,067

Underlying: Class A Common Stock · 26,067 shares

Expires 2017-12-31

F4 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Long-Term Incentive Performance Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F5 · derivative.underlying_shares: Includes 2,370.84 Dividend Equivalent Units.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:09 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 GrantRestricted Performance Units · Derivative 4,485 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005120 · doc4.xml · derivative · entry 2

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

Underlying: Class A Common Stock · 4,485 shares

Expires 2023-01-15

F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F3 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning January 15, 2019.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:09 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 GrantOption to Purchase UPS Class A Common · Derivative 19,266 $0.00 Strike: $106.43 $0.00
Disclosure

SEC source: 0001225208-18-005120 · doc4.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,266

Underlying: Class A Common Stock · 19,266 shares

Expires 2028-03-01

F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 1, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:08 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 2,205 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000981 · primarydocument.xml · derivative · entry 1

Gershenhorn Alan · CIK 0001386420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205

Underlying: Common Stock, $0.01 par value · 2,205 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units settle upon termination of the reporting person's service on the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units settle upon termination of the reporting person's service on the Board of Directors.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionRestricted Performance Units · Derivative 703.9138 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · derivative · entry 16

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Class A Common Stock · 703.9138 shares

Expires 2022-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F3 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period.

F4 · balance_after: Includes 342.9856 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionRestricted Performance Units · Derivative 1,063.4516 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · derivative · entry 15

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189

Underlying: Class A Common Stock · 1,063.4516 shares

Expires 2021-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F3 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period.

F4 · balance_after: Includes 342.9856 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionRestricted Performance Units · Derivative 860.1465 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · derivative · entry 14

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Class A Common Stock · 860.1465 shares

Expires 2020-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F3 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period.

F4 · balance_after: Includes 342.9856 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionRestricted Performance Units · Derivative 708.8274 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · derivative · entry 13

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709

Underlying: Class A Common Stock · 708.8274 shares

Expires 2019-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F3 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period.

F4 · balance_after: Includes 342.9856 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionRestricted Performance Units · Derivative 767.6463 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · derivative · entry 12

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 767.6463 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F3 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period.

F4 · balance_after: Includes 342.9856 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 510 $134.09 $68,385.90
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 10

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,900.7685

F1 · balance_after: Includes 14.9188 shares acquired in the Reporting Person's 401(k) account between November 11, 2017 and January 24, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 413 $134.09 $55,379.17
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 9

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,410.7685

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 399 $134.09 $53,501.91
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 8

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,823.7685

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 338 $134.09 $45,322.42
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 7

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,222.7685

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 337 $134.09 $45,188.33
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 6

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,560.7685

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionClass A Common Stock 703.9138 $134.09 $94,387.80
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 5

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,897.7685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionClass A Common Stock 708.8274 $134.09 $95,046.67
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 4

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,193.8547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionClass A Common Stock 767.6463 $134.09 $102,933.69
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 3

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,485.0273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionClass A Common Stock 860.1465 $134.09 $115,337.04
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 2

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,717.381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:16 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionClass A Common Stock 1,063.4516 $134.09 $142,598.23
Disclosure

SEC source: 0001225208-18-001606 · doc4.xml · nonDerivative · entry 1

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,857.2345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Jan 26, 2018 21:07 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 GiftClass A Common Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001585 · doc5.xml · nonDerivative · entry 3

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,778.8641

F1 · balance_after: Includes 15.3363 shares acquired in the Reporting Person's 401(k) account between August 23, 2017 and November 10, 2017.

Read SEC document
November 10, 2017 Filed Jan 26, 2018 21:07 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 GiftClass A Common Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001585 · doc5.xml · nonDerivative · entry 2

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,021.8641

Read SEC document
September 05, 2017 Filed Jan 26, 2018 21:07 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 GiftClass A Common Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001585 · doc5.xml · nonDerivative · entry 1

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,264.8641

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:06 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 SaleClass A Common Stock 17,698.9691 $114.10 $2,019,454.14
Disclosure

SEC source: 0001225208-17-014296 · doc4.xml · nonDerivative · entry 1

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,339.5278

F1 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $ 114.00 to $ 114.29. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 44.7346 shares acquired in the Reporting Person's 401(k) account between April 29, 2017 and August 22, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionOption to Purchase UPS Class A Common · Derivative 8,165 $0.00 Strike: $67.18 $0.00
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · derivative · entry 13

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,165 shares

Expires 2020-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Securities vested at the rate of 20% annually beginning on May 5, 2011 or immediately upon retirement, death or disability.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionOption to Purchase UPS Class A Common · Derivative 8,220 $0.00 Strike: $74.25 $0.00
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · derivative · entry 12

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,220 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Securities vested at the rate of 20% annually beginning on May 4, 2012 or immediately upon retirement, death or disability.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Exercise / conversionOption to Purchase UPS Class A Common · Derivative 8,451 $0.00 Strike: $76.89 $0.00
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · derivative · entry 11

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,451 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Securities vested at the rate of 20% annually beginning on March 1, 2013 or immediately upon retirement, death or disability.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 5,970.7561 $108.83 $649,797.39
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · nonDerivative · entry 9

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,993.7623

F1 · balance_after: Includes 33.9770 shares acquired in the Reporting Person's 401(k) account between March 15, 2017 and April 28, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 5,608.1503 $108.83 $610,335.00
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · nonDerivative · entry 8

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,964.5184

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 5,040.1976 $108.83 $548,524.70
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · nonDerivative · entry 7

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,572.6687

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 1,498.3428 $108.83 $163,064.65
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · nonDerivative · entry 6

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,612.8663

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 1,252.382 $108.83 $136,296.73
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · nonDerivative · entry 5

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,111.2091

Read SEC document
April 28, 2017 Filed May 2, 2017 20:08 UTC UNITED PARCEL SERVICE INC UPS · Entity 2301 Tax withholdingClass A Common Stock 1,189.277 $108.83 $129,429.02
Disclosure

SEC source: 0001225208-17-008851 · doc4.xml · nonDerivative · entry 4

Gershenhorn Alan · CIK 0001386420 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,363.5911

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.