organization · Reporting owner
Riverwood Capital III L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ForgeRock, Inc.
Report date August 23, 2023 · Filed August 25, 2023
Jointly reported with Parks Jeffrey T, Riverwood Capital Partners III (Parallel - A) L.P., Riverwood Capital GP III Ltd., RCP III AIV L.P., Riverwood Capital Partners III (Parallel - B) L.P.
Section 16 reporting ended · disclosed 2023-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-23 · Disposition to issuer · Disposed 11,323 · Balance 0 F1: This Form 4 is filed by Jeffrey T. Parks and RCP III AIV L.P., Riverwood Capital III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. (collectively, the "Riverwood Entities"). Mr. Parks is a member of board of directors of ForgeRock, Inc. (the "Issuer") and a member of the investment committee of Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP III Ltd. This fling shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F2: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F4: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: RCP III AIV L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-08-23 · Disposition to issuer · Disposed 2,938,640 · Balance 0 F2: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F5: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by RCP III AIV L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Riverwood Capital Partners III (Parallel-A) L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-08-23 · Disposition to issuer · Disposed 610,992 · Balance 0 F2: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F6: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Riverwood Capital Partners Ill (Parallel-B) L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2023-08-23 · Disposition to issuer · Disposed 1,018,318 · Balance 0 F2: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F7: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: RCP III AIV L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-23 · Disposition to issuer · Disposed 1,641,559 · Balance 0 F8: In connection with the Merger, these shares were cancelled and converted into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F9: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F5: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by RCP III AIV L.P. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Riverwood Capital Partners III (Parallel-A) L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-23 · Disposition to issuer · Disposed 341,306 · Balance 0 F8: In connection with the Merger, these shares were cancelled and converted into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F9: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F6: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Riverwood Capital Partners Ill (Parallel-B) L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-08-23 · Disposition to issuer · Disposed 568,845 · Balance 0 F8: In connection with the Merger, these shares were cancelled and converted into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F9: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F7: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by Jeffrey T. Parks and RCP III AIV L.P., Riverwood Capital III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. (collectively, the "Riverwood Entities"). Mr. Parks is a member of board of directors of ForgeRock, Inc. (the "Issuer") and a member of the investment committee of Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP III Ltd. This fling shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F2: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").
F3: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F4: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes.
F5: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by RCP III AIV L.P.
F6: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P.
F7: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P.
F8: In connection with the Merger, these shares were cancelled and converted into the right to receive the Merger Consideration.
F9: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement.
Vacasa, Inc.
Report date April 30, 2025 · Filed May 02, 2025
Jointly reported with Parks Jeffrey T, RCP III (A) Blocker Feeder L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., Riverwood Capital GP III Ltd., RW Industrious Blocker L.P., RCP III Blocker Feeder L.P., RW Vacasa AIV L.P., RCP III Vacasa AIV L.P.
Section 16 reporting ended · disclosed 2025-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through RW Vacasa AIV L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-04-30 · Other · Disposed 1,415,587 · Balance 0 F1: This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of Vacasa, Inc. (the "Issuer") and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd. F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F4: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. F5: Immediately prior to the effective time of the Merger, RW Industrious Blocker L.P. contributed all of its Common Stock to RW Casago LLC, the managing member of which is Riverwood Capital II L.P. RW Casago LLC then contributed all of such Common Stock to RW Vacasa AIV L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through Riverwood Capital Partners II (Parallel-B) L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-04-30 · Other · Disposed 327,626 · Balance 0 F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F4: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through RCP III Vacasa AIV L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-04-30 · Other · Disposed 469,216 · Balance 0 F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. F7: Immediately prior to the effective time of the Merger, RCP III Blocker Feeder L.P. contributed all of its Common Stock to RCP III Casago Blocker LLC, the managing member of which is Riverwood Capital III L.P. RCP III Casago Blocker LLC then contributed all of such Common Stock to RCP III Vacasa AIV L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through Riverwood Capital Partners III (Parallel-B) L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2025-04-30 · Other · Disposed 143,517 · Balance 0 F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through RCP III (A) Vacasa AIV L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2025-04-30 · Other · Disposed 93,003 · Balance 0 F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. F8: Immediately prior to the effective time of the Merger, RCP III (A) Blocker Feeder L.P. contributed all of its Common Stock to RCP III (A) Casago Blocker LLC, the managing member of which is Riverwood Capital III L.P. RCP III (A) Casago Blocker LLC then contributed all of such Common Stock to RCP III (A) Vacasa AIV L.P. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2025-04-30 · Other · Disposed 30,380 · Balance 0 F9: These securities were held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Pursuant to the Merger Agreement, upon consummation of the Merger, all of the then-unvested restricted stock units held by Mr. Parks vested on their terms and each share of Common Stock held by Mr. Parks (including as a result of such vesting event) was automatically converted into the right to receive $5.30 in cash. Mr. Parks is obligated to transfer all amounts received in respect of these securities as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. |
| Units of Vacasa Holdings, LLCSEC Table II · derivative / convertible security | IndirectHeld through RW Vacasa AIV L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-04-30 · Other · Disposed 145,925 · Balance 0 F10: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F4: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. |
| Units of Vacasa Holdings, LLCSEC Table II · derivative / convertible security | IndirectHeld through Riverwood Capital Partners II (Parallel-B) L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-04-30 · Other · Disposed 80,965 · Balance 0 F10: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F4: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. |
| Units of Vacasa Holdings, LLCSEC Table II · derivative / convertible security | IndirectHeld through RCP III Vacasa AIV L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-04-30 · Other · Disposed 47,297 · Balance 0 F10: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. |
| Units of Vacasa Holdings, LLCSEC Table II · derivative / convertible security | IndirectHeld through Riverwood Capital Partners III (Parallel-B) L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-04-30 · Other · Disposed 35,468 · Balance 0 F10: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. |
| Units of Vacasa Holdings, LLCSEC Table II · derivative / convertible security | IndirectHeld through RCP III (A) Vacasa AIV L.P. | 0 |
Reported balance
After 2025-04-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-04-30 · Other · Disposed 14,388 · Balance 0 F10: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of Vacasa, Inc. (the "Issuer") and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd.
F2: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent;
F3: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable.
F4: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P.
F5: Immediately prior to the effective time of the Merger, RW Industrious Blocker L.P. contributed all of its Common Stock to RW Casago LLC, the managing member of which is Riverwood Capital II L.P. RW Casago LLC then contributed all of such Common Stock to RW Vacasa AIV L.P.
F6: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P.
F7: Immediately prior to the effective time of the Merger, RCP III Blocker Feeder L.P. contributed all of its Common Stock to RCP III Casago Blocker LLC, the managing member of which is Riverwood Capital III L.P. RCP III Casago Blocker LLC then contributed all of such Common Stock to RCP III Vacasa AIV L.P.
F8: Immediately prior to the effective time of the Merger, RCP III (A) Blocker Feeder L.P. contributed all of its Common Stock to RCP III (A) Casago Blocker LLC, the managing member of which is Riverwood Capital III L.P. RCP III (A) Casago Blocker LLC then contributed all of such Common Stock to RCP III (A) Vacasa AIV L.P.
F9: These securities were held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Pursuant to the Merger Agreement, upon consummation of the Merger, all of the then-unvested restricted stock units held by Mr. Parks vested on their terms and each share of Common Stock held by Mr. Parks (including as a result of such vesting event) was automatically converted into the right to receive $5.30 in cash. Mr. Parks is obligated to transfer all amounts received in respect of these securities as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F10: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherUnits of Vacasa Holdings, LLC · Derivative | 14,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · derivative · entry 11 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III (A) Vacasa AIV L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 14,388 shares Expires not disclosed F10 · security: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2 · derivative.exercise_price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · derivative.exercise_price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F10 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F10 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F6 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherUnits of Vacasa Holdings, LLC · Derivative | 35,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · derivative · entry 10 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners III (Parallel-B) L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 35,468 shares Expires not disclosed F10 · security: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2 · derivative.exercise_price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · derivative.exercise_price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F10 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F10 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F6 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherUnits of Vacasa Holdings, LLC · Derivative | 47,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · derivative · entry 9 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III Vacasa AIV L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 47,297 shares Expires not disclosed F10 · security: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2 · derivative.exercise_price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · derivative.exercise_price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F10 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F10 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F6 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherUnits of Vacasa Holdings, LLC · Derivative | 80,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · derivative · entry 8 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners II (Parallel-B) L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 80,965 shares Expires not disclosed F10 · security: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2 · derivative.exercise_price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · derivative.exercise_price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F10 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F10 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherUnits of Vacasa Holdings, LLC · Derivative | 145,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · derivative · entry 7 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RW Vacasa AIV L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 145,925 shares Expires not disclosed F10 · security: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F2 · derivative.exercise_price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · derivative.exercise_price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F10 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F10 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, the Common Units and an equal number of paired shares of Class B Common Stock of the Issuer were together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (a) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (b) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherClass A Common Stock | 30,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · nonDerivative · entry 6 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F9 · kind: These securities were held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Pursuant to the Merger Agreement, upon consummation of the Merger, all of the then-unvested restricted stock units held by Mr. Parks vested on their terms and each share of Common Stock held by Mr. Parks (including as a result of such vesting event) was automatically converted into the right to receive $5.30 in cash. Mr. Parks is obligated to transfer all amounts received in respect of these securities as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F9 · price: These securities were held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Pursuant to the Merger Agreement, upon consummation of the Merger, all of the then-unvested restricted stock units held by Mr. Parks vested on their terms and each share of Common Stock held by Mr. Parks (including as a result of such vesting event) was automatically converted into the right to receive $5.30 in cash. Mr. Parks is obligated to transfer all amounts received in respect of these securities as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F9 · ownership.direct: These securities were held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Pursuant to the Merger Agreement, upon consummation of the Merger, all of the then-unvested restricted stock units held by Mr. Parks vested on their terms and each share of Common Stock held by Mr. Parks (including as a result of such vesting event) was automatically converted into the right to receive $5.30 in cash. Mr. Parks is obligated to transfer all amounts received in respect of these securities as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherClass A Common Stock | 93,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · nonDerivative · entry 5 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III (A) Vacasa AIV L.P. Disclosed balance after: 0 F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. F8 · ownership.nature: Immediately prior to the effective time of the Merger, RCP III (A) Blocker Feeder L.P. contributed all of its Common Stock to RCP III (A) Casago Blocker LLC, the managing member of which is Riverwood Capital III L.P. RCP III (A) Casago Blocker LLC then contributed all of such Common Stock to RCP III (A) Vacasa AIV L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherClass A Common Stock | 143,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · nonDerivative · entry 4 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners III (Parallel-B) L.P. Disclosed balance after: 0 F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherClass A Common Stock | 469,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · nonDerivative · entry 3 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III Vacasa AIV L.P. Disclosed balance after: 0 F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F6 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. F7 · ownership.nature: Immediately prior to the effective time of the Merger, RCP III Blocker Feeder L.P. contributed all of its Common Stock to RCP III Casago Blocker LLC, the managing member of which is Riverwood Capital III L.P. RCP III Casago Blocker LLC then contributed all of such Common Stock to RCP III Vacasa AIV L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherClass A Common Stock | 327,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · nonDerivative · entry 2 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners II (Parallel-B) L.P. Disclosed balance after: 0 F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:36 UTC | Vacasa, Inc. VCSA · Entity 80158 | OtherClass A Common Stock | 1,415,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-063074 · ownership.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RW Vacasa AIV L.P. Disclosed balance after: 0 F1 · security: This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of Vacasa, Inc. (the "Issuer") and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd. F2 · kind: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · kind: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F2 · price: On April 30, 2025, the Issuer completed the previously announced transaction with Casago Holdings, LLC ("Parent"), pursuant to the Agreement and Plan of Merger dated as of December 30, 2024 (as amended through the date hereof, the "Merger Agreement"), whereby Parent indirectly acquired the Issuer (the "Merger"). Pursuant to the terms of the Merger Agreement (a) 1,415,587 shares of Class A common stock, par value $0.00001 per share (the "Common Stock") and 145,925 limited liability company units of Vacasa Holdings, LLC (the "Common Units") (and corresponding shares of the Class B Common Stock of the Issuer) held by RW Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (b) 327,626 shares of Common Stock and 80,965 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners II (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; F3 · price: (continued from footnote 2) (c) 469,216 shares of Common Stock and 47,297 Common Units (and corresponding shares of Class B Common Stock) held by RCP III Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent; (d) 143,517 shares of Common Stock and 35,468 Common Units (and corresponding shares of Class B Common Stock) held by Riverwood Capital Partners III (Parallel-B) L.P. were contributed to Parent in exchange for equity interests in Parent; and (e) 93,003 shares of Common Stock and 14,388 Common Units (and corresponding shares of Class B Common Stock) held by RCP III (A) Vacasa AIV L.P. were contributed to Parent in exchange for equity interests in Parent, in each case based on a value of $5.30 per share of Common Stock or Common Unit, as applicable. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. F5 · ownership.nature: Immediately prior to the effective time of the Merger, RW Industrious Blocker L.P. contributed all of its Common Stock to RW Casago LLC, the managing member of which is Riverwood Capital II L.P. RW Casago LLC then contributed all of such Common Stock to RW Vacasa AIV L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionUnits of Vacasa Holdings, LLC · Derivative | 57,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · derivative · entry 14 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III (A) Vacasa AIV L.P. Disclosed balance after: 14,388 Underlying: Class A Common Stock · 57,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F5 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionUnits of Vacasa Holdings, LLC · Derivative | 141,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · derivative · entry 13 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners III (Parallel-B) L.P. Disclosed balance after: 35,468 Underlying: Class A Common Stock · 141,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F5 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionUnits of Vacasa Holdings, LLC · Derivative | 189,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · derivative · entry 12 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III Vacasa AIV L.P. Disclosed balance after: 47,297 Underlying: Class A Common Stock · 189,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F5 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionUnits of Vacasa Holdings, LLC · Derivative | 323,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · derivative · entry 11 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners II (Parallel-B) L.P. Disclosed balance after: 80,965 Underlying: Class A Common Stock · 323,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionUnits of Vacasa Holdings, LLC · Derivative | 583,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · derivative · entry 10 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RW Vacasa AIV L.P. Disclosed balance after: 145,925 Underlying: Class A Common Stock · 583,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionClass A Common Stock | 57,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · nonDerivative · entry 5 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III (A) Vacasa AIV L.P. Disclosed balance after: 58,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F5 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionClass A Common Stock | 141,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · nonDerivative · entry 4 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners III (Parallel-B) L.P. Disclosed balance after: 143,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F5 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionClass A Common Stock | 189,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · nonDerivative · entry 3 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RCP III Vacasa AIV L.P. Disclosed balance after: 191,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F5 · ownership.nature: The general partner of RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. is Riverwood Capital III L.P. The general partner of Riverwood Capital III L.P. is Riverwood Capital GP III Ltd. Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the securities directly held by RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P. and RCP III (A) Blocker Feeder L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionClass A Common Stock | 323,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · nonDerivative · entry 2 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Riverwood Capital Partners II (Parallel-B) L.P. Disclosed balance after: 327,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:47 UTC | Vacasa, Inc. VCSA · Entity 80158 | ConversionClass A Common Stock | 583,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-039059 · ownership.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through RW Vacasa AIV L.P. Disclosed balance after: 590,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of Vacasa, Inc. (the "Issuer") and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd. F2 · security: (Continued from Footnote 1) This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F3 · kind: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F3 · price: Pursuant to the terms of the limited liability company agreement of Vacasa Holdings, LLC, limited liability company units of Vacasa Holdings, LLC and an equal number of paired shares of Class B Common Stock are together redeemable by the holder on a one-for-one basis for, at the option of the Issuer into (i) one share of Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash. Upon redemption, Vacasa Holdings, LLC will cancel and retire for no consideration the redeemed shares of Class B Common Stock. Shares of Class B Common Stock of the Issuer have no economic rights and each share of Class B Common Stock entitles its holder to 1 vote per share. F4 · ownership.nature: The general partner of RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P. and RW Industrious Blocker L.P. is Riverwood Capital II L.P. The general partner of Riverwood Capital II L.P. is Riverwood Capital GP II Ltd. Riverwood Capital II L.P. and Riverwood Capital GP II Ltd. may be deemed to beneficially own the securities directly held by RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., and RW Industrious Blocker L.P. Read SEC document |
| May 21, 2024 Filed May 23, 2024 16:30 UTC | Vacasa, Inc. VCSA · Entity 80158 | GrantClass A Common Stock | 20,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-063987 · ownership.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,380 F1 · security: This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of the Issuer and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd. F2 · security: (Continued from Footnote 1) This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F3 · shares: Represents an award of restricted stock units, which vests in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the next annual meeting of stockholders of the Issuer following the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · ownership.direct: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:10 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 568,845 | $23.25 Strike: $0.00 | $13,225,646.25 |
DisclosureSEC source: 0000899243-23-018484 · doc4.xml · derivative · entry 7 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Riverwood Capital Partners Ill (Parallel-B) L.P. Disclosed balance after: 0 Underlying: Common Stock · 568,845 shares Expires not disclosed F8 · shares: In connection with the Merger, these shares were cancelled and converted into the right to receive the Merger Consideration. F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F9 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F9 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F7 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:10 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 341,306 | $23.25 Strike: $0.00 | $7,935,364.50 |
DisclosureSEC source: 0000899243-23-018484 · doc4.xml · derivative · entry 6 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Riverwood Capital Partners III (Parallel-A) L.P. Disclosed balance after: 0 Underlying: Common Stock · 341,306 shares Expires not disclosed F8 · shares: In connection with the Merger, these shares were cancelled and converted into the right to receive the Merger Consideration. F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F9 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F9 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F6 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:10 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 1,641,559 | $23.25 Strike: $0.00 | $38,166,246.75 |
DisclosureSEC source: 0000899243-23-018484 · doc4.xml · derivative · entry 5 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: RCP III AIV L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,641,559 shares Expires not disclosed F8 · shares: In connection with the Merger, these shares were cancelled and converted into the right to receive the Merger Consideration. F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F9 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F9 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement. F5 · ownership.nature: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by RCP III AIV L.P. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:10 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass A Common Stock | 1,018,318 | $23.25 | $23,675,893.50 |
DisclosureSEC source: 0000899243-23-018484 · doc4.xml · nonDerivative · entry 4 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Riverwood Capital Partners Ill (Parallel-B) L.P. Disclosed balance after: 0 F2 · shares: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F7 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:10 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass A Common Stock | 610,992 | $23.25 | $14,205,564.00 |
DisclosureSEC source: 0000899243-23-018484 · doc4.xml · nonDerivative · entry 3 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Riverwood Capital Partners III (Parallel-A) L.P. Disclosed balance after: 0 F2 · shares: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F6 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:10 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass A Common Stock | 2,938,640 | $23.25 | $68,323,380.00 |
DisclosureSEC source: 0000899243-23-018484 · doc4.xml · nonDerivative · entry 2 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: RCP III AIV L.P. Disclosed balance after: 0 F2 · shares: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F5 · ownership.nature: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to beneficially own the shares held by RCP III AIV L.P. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:10 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass A Common Stock | 11,323 | $23.25 | $263,259.75 |
DisclosureSEC source: 0000899243-23-018484 · doc4.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed by Jeffrey T. Parks and RCP III AIV L.P., Riverwood Capital III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. (collectively, the "Riverwood Entities"). Mr. Parks is a member of board of directors of ForgeRock, Inc. (the "Issuer") and a member of the investment committee of Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP III Ltd. This fling shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F2 · shares: Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into Issuer pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F4 · ownership.direct: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. Read SEC document |
| May 23, 2023 Filed Jun 16, 2023 21:52 UTC | Vacasa, Inc. VCSA · Entity 80158 | GrantClass A Common Stock | 170,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015891 · doc4.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,939 F1 · security: This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of the Issuer and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd. F2 · security: (Continued from Footnote 1) This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F3 · shares: Represents an award of restricted stock units, which vests in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the next annual meeting of stockholders of the Issuer following the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · ownership.direct: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. Read SEC document |
| May 25, 2022 Filed May 27, 2022 21:09 UTC | ForgeRock, Inc. FORG · Entity 15406 | GrantClass A Common Stock | 2,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020049 · doc4.xml · nonDerivative · entry 2 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,323 F1 · security: This Form 4 is filed by Jeffrey T. Parks and RCP III AIV L.P., Riverwood Capital III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of the Issuer (the "Board") and a member of the investment committee of Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP III Ltd. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer, subject to the applicable vesting schedule and conditions of each RSU. F5 · shares: The reported securities represent RSUs. 25% of the RSUs will vest on each Quarterly Vesting Date (as defined below) following May 20, 2022, subject to Mr. Park's continued service as a member of the Board, as a member of a committee of the Board, or as chairperson of a committee of the Board, as the case may be, through each applicable vesting date. A "Quarterly Vesting Date" is each of February 20, May 20, August 20 and November 20. F4 · ownership.direct: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. Read SEC document |
| May 25, 2022 Filed May 27, 2022 21:09 UTC | ForgeRock, Inc. FORG · Entity 15406 | GrantClass A Common Stock | 9,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020049 · doc4.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,057 F1 · security: This Form 4 is filed by Jeffrey T. Parks and RCP III AIV L.P., Riverwood Capital III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of the Issuer (the "Board") and a member of the investment committee of Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP III Ltd. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer, subject to the applicable vesting schedule and conditions of each RSU. F3 · shares: The reported securities represent RSUs. 100% of the RSUs will vest on the earlier of (i) May 25, 2023 and (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to Mr. Park's continued service through the applicable vesting date. F4 · ownership.direct: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. Read SEC document |
| May 24, 2022 Filed May 26, 2022 18:49 UTC | Vacasa, Inc. VCSA · Entity 80158 | GrantClass A Common Stock | 33,999 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019812 · doc4.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director · 10% owner RCP III (A) Blocker Feeder L.P. · CIK 0001899563 · 10% owner Riverwood Capital II L.P. · CIK 0001841905 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP II Ltd. · CIK 0001841902 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RW Industrious Blocker L.P. · CIK 0001899541 · 10% owner RCP III Blocker Feeder L.P. · CIK 0001899519 · 10% owner RW Vacasa AIV L.P. · CIK 0001899539 · 10% owner RCP III Vacasa AIV L.P. · CIK 0001899517 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,999 F1 · security: This Form 4 is filed by Jeffrey T. Parks and RW Vacasa AIV L.P., Riverwood Capital Partners II (Parallel-B) L.P., RW Industrious Blocker L.P., Riverwood Capital II L.P., Riverwood Capital GP II Ltd., RCP III Vacasa AIV L.P., RCP III (A) Vacasa AIV L.P., Riverwood Capital Partners III (Parallel-B) L.P., RCP III Blocker Feeder L.P., RCP III (A) Blocker Feeder L.P., Riverwood Capital III L.P., and Riverwood Capital GP III Ltd. (collectively, the "Riverwood Entities"). Mr. Parks is a member of the board of directors of the Issuer and a member of the investment committees of Riverwood Capital II L.P. and Riverwood Capital III L.P. and a shareholder of Riverwood Capital GP II Ltd. and Riverwood Capital GP III Ltd. F2 · security: (Continued from Footnote 1) This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. F3 · shares: Represents an award of restricted stock units (the "RSUs"), which vests in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the next annual meeting of the stockholders of the Issuer following the grant date. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · ownership.direct: These securities are held by Mr. Parks for the benefit of one or more of the Riverwood Entities and/or certain of their affiliates (collectively, "Riverwood"). Mr. Parks is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood. Mr. Parks disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Parks for purposes of Section 16 or any other purposes. Read SEC document |
| May 02, 2022 Filed May 4, 2022 16:46 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 780,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016619 · doc4.xml · derivative · entry 6 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 568,845 Underlying: Class A Common Stock · 780,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities"). Read SEC document |
| May 02, 2022 Filed May 4, 2022 16:46 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 468,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016619 · doc4.xml · derivative · entry 5 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 341,306 Underlying: Class A Common Stock · 468,147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F4 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
| May 02, 2022 Filed May 4, 2022 16:46 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 2,251,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016619 · doc4.xml · derivative · entry 4 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,641,559 Underlying: Class A Common Stock · 2,251,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F2 · ownership.nature: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by RCP III AIV L.P. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| May 02, 2022 Filed May 4, 2022 16:46 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 780,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016619 · doc4.xml · nonDerivative · entry 3 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,018,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities"). Read SEC document |
| May 02, 2022 Filed May 4, 2022 16:46 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 468,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016619 · doc4.xml · nonDerivative · entry 2 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 610,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F4 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
| May 02, 2022 Filed May 4, 2022 16:46 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 2,251,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016619 · doc4.xml · nonDerivative · entry 1 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,938,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F2 · ownership.nature: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by RCP III AIV L.P. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| December 10, 2021 Filed Feb 14, 2022 06:17 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 238,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006041 · doc4.xml · derivative · entry 6 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,349,089 Underlying: Class A Common Stock · 238,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities"). Read SEC document |
| December 10, 2021 Filed Feb 14, 2022 06:17 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 142,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006041 · doc4.xml · derivative · entry 5 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 809,453 Underlying: Class A Common Stock · 142,845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F4 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
| December 10, 2021 Filed Feb 14, 2022 06:17 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionClass B Common Stock · Derivative | 687,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006041 · doc4.xml · derivative · entry 4 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,893,169 Underlying: Class A Common Stock · 687,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F2 · ownership.nature: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by RCP III AIV L.P. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| December 10, 2021 Filed Feb 14, 2022 06:17 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 238,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006041 · doc4.xml · nonDerivative · entry 3 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 238,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities"). Read SEC document |
| December 10, 2021 Filed Feb 14, 2022 06:17 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 142,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006041 · doc4.xml · nonDerivative · entry 2 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 142,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F4 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
| December 10, 2021 Filed Feb 14, 2022 06:17 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 687,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-006041 · doc4.xml · nonDerivative · entry 1 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 687,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F2 · ownership.nature: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by RCP III AIV L.P. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 20, 2021 Filed Sep 27, 2021 21:32 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 1,587,163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037917 · doc4.xml · derivative · entry 18 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,587,163 Underlying: Class A Common Stock · 1,587,163 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · kind: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · price: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F6 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities"). Read SEC document |
| September 20, 2021 Filed Sep 27, 2021 21:32 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 952,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037917 · doc4.xml · derivative · entry 17 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 952,298 Underlying: Class A Common Stock · 952,298 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · kind: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · price: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
| September 20, 2021 Filed Sep 27, 2021 21:32 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 4,580,199 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037917 · doc4.xml · derivative · entry 16 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,580,199 Underlying: Class A Common Stock · 4,580,199 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F1 · kind: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · price: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. F3 · ownership.nature: Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by RCP III AIV L.P. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 20, 2021 Filed Sep 27, 2021 21:32 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries E-1 Preferred Stock · Derivative | 431,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-037917 · doc4.xml · derivative · entry 15 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 431,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · kind: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · derivative.exercise_date: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · derivative.expiration_date: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · derivative.underlying: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F6 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities"). Read SEC document |
| September 20, 2021 Filed Sep 27, 2021 21:32 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries E-1 Preferred Stock · Derivative | 258,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-037917 · doc4.xml · derivative · entry 14 Riverwood Capital Partners III (Parallel - A) L.P. · CIK 0001818732 · 10% owner Riverwood Capital III L.P. · CIK 0001884103 · 10% owner Riverwood Capital GP III Ltd. · CIK 0001883779 · 10% owner RCP III AIV L.P. · CIK 0001883778 · 10% owner Riverwood Capital Partners III (Parallel - B) L.P. · CIK 0001746848 · 10% owner Parks Jeffrey T · CIK 0001550469 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 258,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · kind: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · derivative.exercise_date: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · derivative.expiration_date: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F1 · derivative.underlying: All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock were reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.