Fishback Daniel R

SEC source: 0000816761-25-000147 · wk-form4_1747687459.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,522

F1 · kind: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal quarterly installments commencing three months after the grant date.

SEC source: 0000816761-24-000113 · wk-form4_1715816025.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,033

F1 · kind: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

SEC source: 0001209191-23-028923 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,106

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

SEC source: 0000892482-23-000012 · wf-form4_167597684817854.xml · derivative · entry 4

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,353 shares

Expires not disclosed

F2 · derivative.exercise_price: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · price: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · derivative.exercise_date: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · derivative.expiration_date: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

SEC source: 0000892482-23-000012 · wf-form4_167597684817854.xml · derivative · entry 3

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,967 shares

Expires not disclosed

F2 · derivative.exercise_price: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · price: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · derivative.exercise_date: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · derivative.expiration_date: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

SEC source: 0000892482-23-000012 · wf-form4_167597684817854.xml · derivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · price: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · derivative.exercise_date: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

F2 · derivative.expiration_date: On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.

SEC source: 0000892482-23-000012 · wf-form4_167597684817854.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is the trustee.

SEC source: 0000892482-22-000046 · wf-form4_165420603059308.xml · derivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the first business day prior to the 2023 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions.

F4 · derivative.expiration_date: The reporting person has elected to defer the maturity of 100% of the shares to the first January 1 following the date of separation from service with Qumu.

SEC source: 0001209191-22-028592 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,930

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

SEC source: 0001209191-21-051399 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,102

F1 · kind: Shares of Teradata Corporation common stock that the reporting person donated to a charitable fund.

SEC source: 0000892482-21-000031 · wf-form4_162042802549859.xml · derivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,967

Underlying: Common Stock · 14,967 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the first business day prior to the 2022 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions.

F4 · derivative.expiration_date: The reporting person has elected to defer the maturity of 100% of the shares to the first January 1 following the date of separation from service with Qumu.

SEC source: 0001209191-21-030674 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,127

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date. The reporting person has elected to defer receipt of the shares until the termination of his service as a director.

SEC source: 0000892482-20-000056 · wf-form4_160434029547520.xml · nonDerivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 124,659

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is the trustee.

SEC source: 0000892482-20-000056 · wf-form4_160434029547520.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 123,559

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is the trustee.

SEC source: 0000892482-20-000050 · wf-form4_160157647237946.xml · derivative · entry 5

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353

Underlying: Common Stock · 17,353 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F5 · derivative.exercise_date: The restricted stock units vest on the first business day prior to the 2021 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions.

F6 · derivative.expiration_date: Delivery of the shares in this grant is deferred to the first January 1 following the date of separation from service with Qumu.

SEC source: 0000892482-20-000050 · wf-form4_160157647237946.xml · derivative · entry 4

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F3 · derivative.exercise_date: The restricted stock units vested on the first business day prior to the 2020 Annual Meeting of the Shareholders.

F4 · derivative.expiration_date: The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.

SEC source: 0000892482-20-000050 · wf-form4_160157647237946.xml · nonDerivative · entry 3

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 119,659

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is the trustee.

SEC source: 0000892482-20-000050 · wf-form4_160157647237946.xml · nonDerivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000892482-20-000050 · wf-form4_160157647237946.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-027729 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,470

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date. The reporting person has elected to defer receipt of the shares until the termination of his service as a director.

SEC source: 0001615594-19-000043 · primary_doc.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 101,560

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is a Trustee.

SEC source: 0000892482-19-000033 · wf-form4_155751621847445.xml · derivative · entry 5

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,099

Underlying: Common Stock · 18,099 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F5 · derivative.exercise_date: The restricted stock units vested the first business day prior to the 2020 Annual Meeting of Shareholders provided the director continued to provide services to Qumu on that date, subject to certain exceptions.

F4 · derivative.expiration_date: The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.

SEC source: 0000892482-19-000033 · wf-form4_155751621847445.xml · derivative · entry 4

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F3 · derivative.exercise_date: The restricted stock units vested on the first business day prior to the 2019 Annual Meeting of Shareholders.

F4 · derivative.expiration_date: The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.

SEC source: 0000892482-19-000033 · wf-form4_155751621847445.xml · nonDerivative · entry 3

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 91,560

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is the trustee.

SEC source: 0000892482-19-000033 · wf-form4_155751621847445.xml · nonDerivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000892482-19-000033 · wf-form4_155751621847445.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-027095 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,557

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

SEC source: 0000892482-18-000057 · wf-form4_152607103323494.xml · derivative · entry 5

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F5 · derivative.exercise_date: The restricted stock units vest on the first business day prior to the 2019 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions.

F4 · derivative.expiration_date: The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.

SEC source: 0000892482-18-000057 · wf-form4_152607103323494.xml · derivative · entry 4

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F3 · derivative.exercise_date: The restricted stock units vested the first business day prior to the 2018 Annual Meeting of Shareholders provided the director continued to provide services to Qumu on that date, subject to certain exceptions.

F4 · derivative.expiration_date: The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.

SEC source: 0000892482-18-000057 · wf-form4_152607103323494.xml · nonDerivative · entry 3

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 66,560

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is the trustee.

SEC source: 0000892482-18-000057 · wf-form4_152607103323494.xml · nonDerivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000892482-18-000057 · wf-form4_152607103323494.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-025562 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,929

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

SEC source: 0000892482-17-000038 · wf-form4_149460539097253.xml · derivative · entry 5

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F5 · derivative.exercise_date: The restricted stock units vest on the first business day prior to the 2018 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions.

F4 · derivative.expiration_date: The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.

SEC source: 0000892482-17-000038 · wf-form4_149460539097253.xml · derivative · entry 4

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock units represents the contingent right to receive one share of Qumu common stock.

F3 · derivative.exercise_date: The restricted stock units vested the first business day prior to the 2017 Annual Meeting of Shareholders provided the director continued to provide services to Qumu on that date, subject to certain exceptions.

F4 · derivative.expiration_date: The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.

SEC source: 0000892482-17-000038 · wf-form4_149460539097253.xml · nonDerivative · entry 3

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,650

F1 · ownership.nature: Fishback Family Revocable Trust, of which reporting person is the trustee.

SEC source: 0000892482-17-000038 · wf-form4_149460539097253.xml · nonDerivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000892482-17-000038 · wf-form4_149460539097253.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-027678 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,713

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date. The reporting person has elected to defer receipt of the shares until the termination of his service as a director.

SEC source: 0001209191-17-014393 · doc4.xml · nonDerivative · entry 2

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,530

F2 · kind: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

SEC source: 0001209191-17-014393 · doc4.xml · nonDerivative · entry 1

Fishback Daniel R · CIK 0001297845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,471

F1 · kind: Award of restricted share units issued under the Director Compensation Program in connection with Mr. Fishback's election to the board of directors. The units vest in four equal, quarterly installments commencing three months after the grant date.