TapewireFind a company

person · Reporting owner

HALE MARTIN M JR

Disclosed activity across 3 companies

Tapewire entity
79619
SEC CIK
0001272935

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FALCONSTOR SOFTWARE INCFALC · Entity 115263Director · 10% owner · See RemarksMay 21, 2019May 22, 2019
LANTRONIX INCLTRX · Entity 1667DirectorMarch 12, 2020March 16, 2020
Vislink Technologies, Inc.VISL · Entity 963110% ownerMay 15, 2025May 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FALCONSTOR SOFTWARE INC

Report date May 21, 2019 · Filed May 22, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote359,718,164 Reported balance After 2019-05-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-05-21 · Exercise / conversion · Acquired 1,518,107 · Balance 359,718,164

F2: HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Backstop Warrant, dated February 23, 2018 (the "Backstop Warrant"), to purchase 1,543,630 shares of common stock (the "Common Stock") of the Issuer on a cashless exercise basis with respect to all 1,543,630 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 1,518,107 shares of Common Stock.

F3: The shares of Common Stock reported herein are held by HCP-FVA and HCP.

F5: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSee Footnote0 Reported balance After 2019-05-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-21 · Exercise / conversion · Disposed 1,543,630 · Balance 0

F2: HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Backstop Warrant, dated February 23, 2018 (the "Backstop Warrant"), to purchase 1,543,630 shares of common stock (the "Common Stock") of the Issuer on a cashless exercise basis with respect to all 1,543,630 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 1,518,107 shares of Common Stock.

F4: The Backstop Warrant is presently exercisable and expires on February 23,2028.

F5: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Common StockSEC Table I · non-derivativeDirect70,815 Reported balance Holding disclosure · report date 2019-05-21 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 70,815

F1: Represents shares of vested Restricted Stock previously granted to Martin Hale, Jr. ("MH") under the Falconstor Software, Inc. 2016 Outside Director Equity Compensation Plan in consideration for services performed as a member of the Board of Directors of Falconstor Software, Inc. (the "Issuer"). MH holds these shares for the benefit of Hale Capital Partners, LP ("HCP").

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of vested Restricted Stock previously granted to Martin Hale, Jr. ("MH") under the Falconstor Software, Inc. 2016 Outside Director Equity Compensation Plan in consideration for services performed as a member of the Board of Directors of Falconstor Software, Inc. (the "Issuer"). MH holds these shares for the benefit of Hale Capital Partners, LP ("HCP").

F2: HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Backstop Warrant, dated February 23, 2018 (the "Backstop Warrant"), to purchase 1,543,630 shares of common stock (the "Common Stock") of the Issuer on a cashless exercise basis with respect to all 1,543,630 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 1,518,107 shares of Common Stock.

F3: The shares of Common Stock reported herein are held by HCP-FVA and HCP.

F4: The Backstop Warrant is presently exercisable and expires on February 23,2028.

F5: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

LANTRONIX INC

Report date March 12, 2020 · Filed March 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,031,748 Reported balance After 2020-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-03-12 · Purchase · Acquired 80,000 · Balance 2,031,748

F1: This transaction was executed in multiple trades. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Martin Hale, Jr. holds the common stock listed in this Form 4 for the benefit of Hale Capital Partners, LP.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Martin Hale, Jr. holds the common stock listed in this Form 4 for the benefit of Hale Capital Partners, LP.

Vislink Technologies, Inc.

Report date May 15, 2025 · Filed May 19, 2025

Jointly reported with Hale Capital Partners, LP, Hale Fund Management, LLC, Hale Capital Management, LP, Hale Fund Partners, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock par value $0.00001 per shareSEC Table I · non-derivativeIndirectSee footnote416,503 Reported balance After 2025-05-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-05-15 · Purchase · Acquired 20,500 · Balance 416,503

F1: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2025 Filed May 19, 2025 19:16 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 20,500 $2.51 $51,455.00
Disclosure

SEC source: 0000921895-25-001591 · form414196003_05192025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 416,503

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
May 08, 2025 Filed May 8, 2025 19:09 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 10,500 $2.45 $25,725.00
Disclosure

SEC source: 0000921895-25-001351 · form414196003_05082025.xml · nonDerivative · entry 3

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 396,003

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
May 07, 2025 Filed May 8, 2025 19:09 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0000921895-25-001351 · form414196003_05082025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 385,503

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
May 06, 2025 Filed May 8, 2025 19:09 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 5,909 $2.34 $13,850.70
Disclosure

SEC source: 0000921895-25-001351 · form414196003_05082025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 383,503

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 29, 2025 Filed May 1, 2025 20:59 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 1,000 $2.40 $2,398.00
Disclosure

SEC source: 0001193805-25-000598 · e664466_4-visl.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 377,594

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 25, 2025 Filed Apr 28, 2025 18:43 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 700 $2.35 $1,644.30
Disclosure

SEC source: 0000921895-25-001196 · form414196003_04282025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 376,594

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 18:43 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 1,100 $2.30 $2,534.40
Disclosure

SEC source: 0000921895-25-001196 · form414196003_04282025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 375,894

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 15, 2025 Filed Apr 15, 2025 19:30 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 2,500 $2.41 $6,022.50
Disclosure

SEC source: 0000921895-25-001091 · form414196003_04152025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 374,794

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 19:30 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 528 $2.45 $1,295.18
Disclosure

SEC source: 0000921895-25-001091 · form414196003_04152025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 372,294

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 09, 2025 Filed Apr 10, 2025 18:49 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 434 $2.52 $1,094.98
Disclosure

SEC source: 0000921895-25-001056 · form414196003_04102025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 371,766

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 18:49 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 300 $2.53 $759.00
Disclosure

SEC source: 0000921895-25-001056 · form414196003_04102025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 371,332

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 07, 2025 Filed Apr 7, 2025 19:39 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 2,006 $2.48 $4,980.90
Disclosure

SEC source: 0000921895-25-001011 · form414196003_04072025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 371,032

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 19:39 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 2 $9.99 $19.97
Disclosure

SEC source: 0000921895-25-001011 · form414196003_04072025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 369,026

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 18:35 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 2,735 $2.51 $6,851.18
Disclosure

SEC source: 0000921895-25-000950 · form414196003_04022025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 369,024

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 24, 2025 Filed Mar 27, 2025 11:52 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 163 $2.59 $422.50
Disclosure

SEC source: 0000921895-25-000892 · form414196003_03272025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 366,289

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 13, 2025 Filed Mar 14, 2025 18:39 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 400 $2.54 $1,015.20
Disclosure

SEC source: 0000921895-25-000777 · form414196003_03142025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 366,126

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 18:39 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 185 $2,554.00 $472,490.00
Disclosure

SEC source: 0000921895-25-000777 · form414196003_03142025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 365,726

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 11, 2025 Filed Mar 11, 2025 20:25 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 2,112 $2.51 $5,290.56
Disclosure

SEC source: 0000921895-25-000742 · form414196003_03112025.xml · nonDerivative · entry 3

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 365,541

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 20:25 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 5,280 $2.50 $13,215.84
Disclosure

SEC source: 0000921895-25-000742 · form414196003_03112025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 363,429

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 6,492 $2.47 $16,035.24
Disclosure

SEC source: 0000921895-25-000742 · form414196003_03112025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 358,149

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 21:51 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 4,383 $2.49 $10,904.90
Disclosure

SEC source: 0001193805-25-000278 · e664257_4-hale.xml · nonDerivative · entry 3

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 351,657

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 21:51 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 6,978 $2.51 $17,479.89
Disclosure

SEC source: 0001193805-25-000278 · e664257_4-hale.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 347,274

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:51 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 6,094 $2.47 $15,064.37
Disclosure

SEC source: 0001193805-25-000278 · e664257_4-hale.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 340,296

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 19:14 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 1,270 $2.49 $3,155.95
Disclosure

SEC source: 0000921895-25-000656 · form414196003_02282025.xml · nonDerivative · entry 3

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 334,202

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 19:14 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 312 $2.55 $794.98
Disclosure

SEC source: 0000921895-25-000656 · form414196003_02282025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 332,932

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 19:14 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 107 $2.48 $265.57
Disclosure

SEC source: 0000921895-25-000656 · form414196003_02282025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 324,620

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 25, 2025 Filed Feb 25, 2025 20:19 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 7,024 $2.51 $17,595.12
Disclosure

SEC source: 0000921895-25-000608 · form414196003_02252025.xml · nonDerivative · entry 3

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 332,513

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 20:19 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 1,084 $2.51 $2,725.18
Disclosure

SEC source: 0000921895-25-000608 · form414196003_02252025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 325,489

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 20:19 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 91 $2.50 $227.50
Disclosure

SEC source: 0000921895-25-000608 · form414196003_02252025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 324,405

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 20, 2025 Filed Feb 20, 2025 20:10 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 332 $2.55 $844.94
Disclosure

SEC source: 0000921895-25-000559 · form414196003_02202025.xml · nonDerivative · entry 3

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 324,314

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 20:10 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 14,807 $2.50 $36,943.47
Disclosure

SEC source: 0000921895-25-000559 · form414196003_02202025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 323,982

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 20:10 UTC Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 4,767 $2.50 $11,917.50
Disclosure

SEC source: 0000921895-25-000559 · form414196003_02202025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 309,175

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 20:04 UTC Amendment Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 8,148 $2.48 $20,174.45
Disclosure

SEC source: 0000921895-25-000547 · form4a14196003_02192025.xml · nonDerivative · entry 3

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 304,408

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 13, 2025 Filed Feb 19, 2025 20:04 UTC Amendment Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 845 $2.52 $2,127.71
Disclosure

SEC source: 0000921895-25-000547 · form4a14196003_02192025.xml · nonDerivative · entry 2

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 296,260

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
February 12, 2025 Filed Feb 19, 2025 20:04 UTC Amendment Vislink Technologies, Inc. VISL · Entity 9631 PurchaseCommon Stock par value $0.00001 per share 20,000 $2.45 $49,040.00
Disclosure

SEC source: 0000921895-25-000547 · form4a14196003_02192025.xml · nonDerivative · entry 1

Hale Capital Partners, LP · CIK 0001458726 · 10% owner

HALE MARTIN M JR · CIK 0001272935 · 10% owner

Hale Fund Management, LLC · CIK 0002057028 · 10% owner

Hale Capital Management, LP · CIK 0002057027 · 10% owner

Hale Fund Partners, LLC · CIK 0001458727 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 295,415

F1 · ownership.nature: The shares of Common Stock par value $0.00001 per share (the "Shares") of Vislink Technologies, Inc. are directly beneficially owned by Hale Capital Partners, LP ("HCP"). As the CEO of HCP and managing member of Hale Fund Partners, LLC ("HFP"), Martin M. Hale, Jr. may be deemed to beneficially own the shares. As the general partner of Hale Capital Management, LP ("HCM"), the investment manager of HCP, Hale Fund Management, LLC ("HFM") may be deemed to beneficially own the Shares. As the general partner of HCP, Hale Fund Partners, LLC may be deemed to beneficially own the Shares.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:30 UTC LANTRONIX INC LTRX · Entity 1667 PurchaseCommon Stock 80,000 $2.07 $165,360.00
Disclosure

SEC source: 0001683168-20-000833 · ownership.xml · nonDerivative · entry 1

HALE MARTIN M JR · CIK 0001272935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031,748

F1 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: Martin Hale, Jr. holds the common stock listed in this Form 4 for the benefit of Hale Capital Partners, LP.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:32 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-003682 · ownership.xml · derivative · entry 2

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F4 · ownership.direct: Martin Hale, Jr. holds the common stock and RSUs listed in this Form 4 (and any shares of Common Stock issuable upon vesting thereof) for the benefit of Hale Capital Partners, LP.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:32 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-003682 · ownership.xml · nonDerivative · entry 1

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 13, 2018 (the "Grant Date").

F4 · balance_after: Martin Hale, Jr. holds the common stock and RSUs listed in this Form 4 (and any shares of Common Stock issuable upon vesting thereof) for the benefit of Hale Capital Partners, LP.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:34 UTC LANTRONIX INC LTRX · Entity 1667 GrantStock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001683168-19-003489 · ownership.xml · derivative · entry 1

HALE MARTIN M JR · CIK 0001272935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-11-05

F1 · derivative.exercise_date: The stock options shall vest monthly at the rate of 1/12 of the Shares per month, such that one hundred percent (100%) of the Shares will be fully vested on the one (1) year anniversary of the Grant Date.

F2 · ownership.direct: Martin Hale, Jr. holds the Stock Options listed in this Form 4 (and any shares of Common Stock issuable upon vesting thereof) for the benefit of Hale Capital Partners, LP.

Read SEC document
May 21, 2019 Filed May 22, 2019 16:01 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 Exercise / conversionWarrants · Derivative 1,543,630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001144204-19-027713 · tv522248_form4.xml · derivative · entry 3

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,518,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Backstop Warrant, dated February 23, 2018 (the "Backstop Warrant"), to purchase 1,543,630 shares of common stock (the "Common Stock") of the Issuer on a cashless exercise basis with respect to all 1,543,630 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 1,518,107 shares of Common Stock.

F4 · derivative.exercise_date: The Backstop Warrant is presently exercisable and expires on February 23,2028.

F4 · derivative.expiration_date: The Backstop Warrant is presently exercisable and expires on February 23,2028.

F5 · ownership.nature: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
May 21, 2019 Filed May 22, 2019 16:01 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 Exercise / conversionCommon Stock 1,518,107 $0.00 $1,518.11
Disclosure

SEC source: 0001144204-19-027713 · tv522248_form4.xml · nonDerivative · entry 2

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 359,718,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Backstop Warrant, dated February 23, 2018 (the "Backstop Warrant"), to purchase 1,543,630 shares of common stock (the "Common Stock") of the Issuer on a cashless exercise basis with respect to all 1,543,630 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 1,518,107 shares of Common Stock.

F3 · balance_after: The shares of Common Stock reported herein are held by HCP-FVA and HCP.

F3 · ownership.nature: The shares of Common Stock reported herein are held by HCP-FVA and HCP.

F5 · ownership.nature: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:30 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-001511 · ownership.xml · derivative · entry 2

HALE MARTIN M JR · CIK 0001272935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F4 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · ownership.direct: Martin Hale, Jr. holds the RSUs listed in this Form 4 (and any shares of Common Stock issuable upon vesting thereof) for the benefit of Hale Capital Partners, LP.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:30 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-001511 · ownership.xml · nonDerivative · entry 1

HALE MARTIN M JR · CIK 0001272935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 13, 2018 (the "Grant Date").

F2 · balance_after: Includes 1,941,748 shares of common stock of Lantronix Inc. (the "Issuer") held by Hale Capital Partners, LP, a Delaware limited partnership ("HCP"). Martin Hale, Jr. is the Chief Executive Officer of HCP. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP. Each of Martin Hale, Jr., HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 12:51 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 Exercise / conversionWarrants · Derivative 303,379,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065636 · tv509616_4.xml · derivative · entry 3

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,543,630

Underlying: Common Stock · 303,379,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Financing Unit Warrant, dated February 23, 2018 (the "Financing Unit Warrant"), to purchase 303,379,065 shares of common stock (the "Common Stock") of the Issuer.

F4 · derivative.exercise_date: The Financing Unit Warrant is presently exercisable and expires on February 23,2028, unless the expiration date of the Financing Unit Warrant is accelerated by the Issuer in accordance with the terms of the Financing Unit Warrant. The Issuer accelerated the expiration date of the Financing Unit Warrant to December 31, 2018.

F4 · derivative.expiration_date: The Financing Unit Warrant is presently exercisable and expires on February 23,2028, unless the expiration date of the Financing Unit Warrant is accelerated by the Issuer in accordance with the terms of the Financing Unit Warrant. The Issuer accelerated the expiration date of the Financing Unit Warrant to December 31, 2018.

F5 · balance_after: Represents the remaining backstop warrants held by HCP-FVA to purchase 1,543,630 shares of Common Stock as set forth in the previous filings of HCP-FVA and MH.

F6 · ownership.nature: The derivative securities reported herein are held by HCP-FVA.

F7 · ownership.nature: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 12:51 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 Exercise / conversionCommon Stock 303,379,065 $0.00 $303,379.07
Disclosure

SEC source: 0001144204-18-065636 · tv509616_4.xml · nonDerivative · entry 2

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 358,200,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Financing Unit Warrant, dated February 23, 2018 (the "Financing Unit Warrant"), to purchase 303,379,065 shares of common stock (the "Common Stock") of the Issuer.

F3 · balance_after: The shares of Common Stock reported herein are held by HCP-FVA and HCP.

F3 · ownership.nature: The shares of Common Stock reported herein are held by HCP-FVA and HCP.

F7 · ownership.nature: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:36 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-003462 · ownership.xml · derivative · entry 1

HALE MARTIN M JR · CIK 0001272935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · ownership.direct: Martin Hale, Jr. holds the RSUs listed in this Form 4 (and any shares of Common Stock issuable upon exercise thereof) for the benefit of Hale Capital Partners, LP.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 16:02 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 Disposition to issuerWarrants · Derivative 63,610,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001144204-18-053468 · tv504674_4.xml · derivative · entry 2

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 304,922,695

Underlying: Common Stock · 63,610,935 shares

Expires not disclosed

F5 · price: In connection with the closing of the Financing, 63,610,935 of the warrants previously issued by the Issuer to HCP-FVA in connection with HCP-FVA's purchase of $3,000,000 of units upon the closing of the Commitment were cancelled for no consideration.

F4 · derivative.exercise_date: The warrants to purchase Common Stock reported herein are presently exercisable and expire on February 23, 2028.

F4 · derivative.expiration_date: The warrants to purchase Common Stock reported herein are presently exercisable and expire on February 23, 2028.

F6 · balance_after: Includes the backstop warrants held by HCP-FVA to purchase 1,543,630 shares of Common Stock as set forth in the previous filings of HCP-FVA and Martin Hale, Jr. ("MH").

F7 · ownership.nature: The derivative securities reported herein are held by HCP-FVA.

F8 · ownership.nature: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 16:02 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 SaleSeries A Convertible Preferred Stock · Derivative 342,000 $12.05 $4,121,100.00
Disclosure

SEC source: 0001144204-18-053468 · tv504674_4.xml · derivative · entry 1

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 558,000

Underlying: Common Stock · 3,336,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock ("Preferred Stock") of Falconstor Software Inc. (the "Issuer") has a stated value of $10 (the "Stated Value"). Each share of Preferred Stock is initially convertible into such number of shares of common stock of Issuer ("Common Stock") determined by dividing the Stated Value by $1.02488, the initial conversion price of the Preferred Stock. The conversion price of the Preferred Stock is subject to adjustment from time to time in accordance with the terms of the Amended and Restated Certificate of Designations of the Preferred Stock.

F3 · price: In connection with the closing of the private placement of units (the "Financing") to certain stockholders of the Issuer as contemplated by that certain commitment letter, dated as of November 17, 2017, by and between Hale Capital Partners, LP ("HCP") and the Issuer (the "Commitment"), HCP-FVA, LLC ("HCP-FVA") sold 342,000 shares of Preferred Stock to such participating stockholders for an aggregate purchase price of $4,120,152.23, which equates to a per share purchase price of $12.05.

F2 · derivative.exercise_date: The Preferred Stock is convertible at any time, at the holder's election, into Common Stock and has no expiration date.

F2 · derivative.expiration_date: The Preferred Stock is convertible at any time, at the holder's election, into Common Stock and has no expiration date.

F1 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock ("Preferred Stock") of Falconstor Software Inc. (the "Issuer") has a stated value of $10 (the "Stated Value"). Each share of Preferred Stock is initially convertible into such number of shares of common stock of Issuer ("Common Stock") determined by dividing the Stated Value by $1.02488, the initial conversion price of the Preferred Stock. The conversion price of the Preferred Stock is subject to adjustment from time to time in accordance with the terms of the Amended and Restated Certificate of Designations of the Preferred Stock.

F7 · ownership.nature: The derivative securities reported herein are held by HCP-FVA.

F8 · ownership.nature: MH is the Chief Executive Officer of HCP, the sole member of HCP-FVA. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 16:00 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 Exercise / conversionWarrants · Derivative 40,033,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001144204-18-022356 · tv491995_4.xml · derivative · entry 5

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,543,630

Underlying: Common Stock · 39,645,783 shares

Expires 2028-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: HCP-FVA exercised that certain Warrant, dated February 23, 2018, to purchase 41,577,382 shares of Common Stock on a cashless exercise basis with respect to 40,033,752 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 39,645,783 shares of Common Stock and retained the right to purchase 1,543,630 shares of Common Stock under such Warrant.

F4 · balance_after: As set forth in the previous filings of Martin Hale, Jr. ("MH") and HCP-FVA, HCP-FVA also holds that certain Warrant, dated February 23, 2018, to purchase 366,990,000 shares of Common Stock and shares of Series A Convertible Preferred Stock of the Issuer that are convertible into 8,781,515 shares of Common Stock.

F4 · ownership.nature: As set forth in the previous filings of Martin Hale, Jr. ("MH") and HCP-FVA, HCP-FVA also holds that certain Warrant, dated February 23, 2018, to purchase 366,990,000 shares of Common Stock and shares of Series A Convertible Preferred Stock of the Issuer that are convertible into 8,781,515 shares of Common Stock.

F5 · ownership.nature: MH is the Chief Executive Officer of HCP. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 16:00 UTC FALCONSTOR SOFTWARE INC FALC · Entity 115263 Exercise / conversionWarrants · Derivative 13,859,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001144204-18-022356 · tv491995_4.xml · derivative · entry 4

HALE MARTIN M JR · CIK 0001272935 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 13,724,818 shares

Expires 2027-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: HCP-FVA, LLC, a Delaware limited liability company ("HCP-FVA"), exercised that certain Warrant, dated November 17, 2017, to purchase 13,859,128 shares of common stock ("Common Stock") of Falconstor Software, Inc. (the "Issuer") on a cashless exercise basis with respect to all 13,859,128 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 13,724,818 shares of Common Stock.

F4 · ownership.nature: As set forth in the previous filings of Martin Hale, Jr. ("MH") and HCP-FVA, HCP-FVA also holds that certain Warrant, dated February 23, 2018, to purchase 366,990,000 shares of Common Stock and shares of Series A Convertible Preferred Stock of the Issuer that are convertible into 8,781,515 shares of Common Stock.

F5 · ownership.nature: MH is the Chief Executive Officer of HCP. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"). HFM is (i) the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP and (ii) the manager of HCP-FVA. Each of MH, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.