Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 24, 2017 | August 28, 2017 |
| EarthLink Holdings, LLCELNK · Entity 178509 | Director · Chief Executive Officer | February 27, 2017 | February 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMVAULT SYSTEMS INC
Report date August 24, 2017 · Filed August 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,045 |
Reported balance
After 2017-08-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-08-24 · Grant · Acquired 3,407 · Balance 12,045 F1: The common stock is being granted as restricted stock units, 100% of which shall vest on August 24, 2018. F2: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock is being granted as restricted stock units, 100% of which shall vest on August 24, 2018.
F2: Not applicable.
EarthLink Holdings, LLC
Report date February 27, 2017 · Filed February 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 645,483 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 775,386 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. |
| Stock OptionsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-27 · Disposition to issuer · Disposed 300,000 · Balance 0 F2: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream.
F2: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Discover Financial Services
Report date May 15, 2025 · Filed May 19, 2025
Section 16 reporting ended · disclosed 2025-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,724 |
Reported balance
After 2025-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-15 · Grant · Acquired 948 · Balance 15,724 F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-05-18 · Disposition to issuer · Disposed 15,724 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time. F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan.
F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash.
F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time.
F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2025 Filed May 19, 2025 17:08 UTC | Discover Financial Services DFS · Entity 13531 | Disposition to issuerCommon Stock | 15,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074549 · ownership.xml · nonDerivative · entry 2 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F3 · shares: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time. F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F4 · balance_after: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| May 15, 2025 Filed May 19, 2025 17:08 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074549 · ownership.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,724 F1 · shares: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. Read SEC document |
| May 09, 2024 Filed May 13, 2024 18:54 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-058943 · ownership.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,776 F1 · shares: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:22 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029454 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,244 Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:41 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031340 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,470 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 16:33 UTC | Discover Financial Services DFS · Entity 13531 | OtherCommon Stock | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054267 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,836 F1 · kind: Transfer of 4,721 shares to ex-spouse. F1 · price: Transfer of 4,721 shares to ex-spouse. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-009239 · doc1.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,557 Read SEC document |
| May 14, 2020 Filed May 18, 2020 19:43 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 3,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-000643 · form4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,266 Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:16 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031360 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,442 Read SEC document |
| May 02, 2018 Filed May 4, 2018 16:11 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028088 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,522 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:30 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-050392 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,045 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 24, 2018. F2 · price: Not applicable. Read SEC document |
| May 11, 2017 Filed May 12, 2017 16:39 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 2,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031989 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,537 F1 · shares: Upon vesting, each restricted stock unit is converted into one share of DFS common stock. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 16:31 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Disposition to issuerStock Options · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000025 · primary_doc.xml · derivative · entry 3 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires not disclosed F2 · security: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement. F2 · derivative.exercise_price: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement. F2 · kind: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement. F2 · price: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement. F2 · derivative.exercise_date: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement. F2 · derivative.expiration_date: At the effective time of the Merger, each outstanding option to purchase EarthLink common stock was cancelled and converted into the right to receive shares of Windstream common stock, determined by a ratio set forth in the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 16:31 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Disposition to issuerRestricted Stock Units · Derivative | 775,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000025 · primary_doc.xml · derivative · entry 2 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 775,386 shares Expires not disclosed F1 · security: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · derivative.exercise_price: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · kind: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · price: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · derivative.exercise_date: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · derivative.expiration_date: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 16:31 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Disposition to issuerCommon Stock | 645,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000025 · primary_doc.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · kind: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · price: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionRestricted Stock Units · Derivative | 353,343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · derivative · entry 9 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,386 Underlying: Common Stock · 353,343 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · derivative.exercise_price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F5 · balance_after: Includes options to purchase 300,000 shares of common stock and 775,386 Restricted Stock Units. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Tax withholdingCommon Stock | 148,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · nonDerivative · entry 6 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,483 F2 · security: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. F2 · price: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionCommon Stock | 353,343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · nonDerivative · entry 5 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. Read SEC document |
| February 19, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionRestricetd Stock Units · Derivative | 89,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · derivative · entry 8 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428,729 Underlying: Common Stock · 89,887 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · derivative.exercise_price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F4 · balance_after: Includes options to purchase 300,000 shares of common stock and 1,128,729 Restricted Stock Units. Read SEC document |
| February 19, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Tax withholdingCommon Stock | 37,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · nonDerivative · entry 4 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,366 F2 · security: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. F2 · price: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. Read SEC document |
| February 19, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionCommon Stock | 89,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · nonDerivative · entry 3 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionRestricted Stock Units · Derivative | 83,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · derivative · entry 7 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518,616 Underlying: Common Stock · 83,167 shares Expires 2026-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · derivative.exercise_price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F3 · balance_after: Includes options to purchase 300,000 shares of common stock and 1,218,616 Restricted Stock Units. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Tax withholdingCommon Stock | 34,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · nonDerivative · entry 2 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,186 F2 · security: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. F2 · price: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 20:09 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionCommon Stock | 83,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000008 · primary_doc.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 16:18 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionRestricted Stock Units · Derivative | 83,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000001 · primary_doc.xml · derivative · entry 3 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601,783 Underlying: Common Stock · 83,334 shares Expires 2024-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · derivative.exercise_price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F3 · balance_after: Includes options to purchase 300,000 shares of common stock and 1,301,783 Restricted Stock Units. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 16:18 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Tax withholdingCommon Stock | 31,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000001 · primary_doc.xml · nonDerivative · entry 2 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,907 F2 · security: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. F2 · price: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 16:18 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionCommon Stock | 83,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000001 · primary_doc.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 21:07 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143351 · doc4.xml · nonDerivative · entry 1 Eazor Joseph F · CIK 0001597057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,638 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 24, 2017. F2 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.