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Hu Gaoxiang

Disclosed activity across 6 companies

Tapewire entity
79178
SEC CIK
0001839091

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bausch & Lomb CorpBLCO · Entity 3756DirectorMay 27, 2025May 28, 2025
DANA IncDAN · Entity 6DirectorNovember 29, 2024December 02, 2024
INTERNATIONAL FLAVORS & FRAGRANCES INCIFF · Entity 3234DirectorMay 03, 2024May 07, 2024
NEWELL BRANDS INC.NWL · Entity 4339DirectorMay 16, 2023May 18, 2023
OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999DirectorMay 10, 2021May 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bausch & Lomb Corp

Report date May 27, 2025 · Filed May 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, No Par ValueSEC Table I · non-derivativeDirect61,147 Reported balance After 2025-05-27 transaction · row 1
1 source row

Row 1 · 2025-05-27 · Grant · Acquired 20,338 · Balance 61,147

F1: Reflects the annual grant of restricted share units ("RSUs") to non-employee directors under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan, as amended and restated. Vested RSUs are settled in common shares, no par value, of Bausch + Lomb Corporation. The RSUs are scheduled to vest immediately prior to the next annual meeting of shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the annual grant of restricted share units ("RSUs") to non-employee directors under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan, as amended and restated. Vested RSUs are settled in common shares, no par value, of Bausch + Lomb Corporation. The RSUs are scheduled to vest immediately prior to the next annual meeting of shareholders.

DANA Inc

Report date November 29, 2024 · Filed December 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect425 Reported balance After 2024-11-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-11-29 · Grant · Acquired 126 · Balance 425

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

INTERNATIONAL FLAVORS & FRAGRANCES INC

Report date May 03, 2024 · Filed May 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,105 Reported balance After 2024-05-03 transaction · row 1
1 source row

Row 1 · 2024-05-03 · Exercise / conversion · Acquired 1,671 · Balance 2,105

F1: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 1,671 shares of Common Stock pursuant to the Company's deferred compensation plan.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-05-03Direct0 Reported balance After 2024-05-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-03 · Exercise / conversion · Disposed 1,671 · Balance 0

F2: The RSUs convert to Common Stock on a one-for-one basis.

F1: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 1,671 shares of Common Stock pursuant to the Company's deferred compensation plan.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 1,671 shares of Common Stock pursuant to the Company's deferred compensation plan.

F2: The RSUs convert to Common Stock on a one-for-one basis.

NEWELL BRANDS INC.

Report date May 16, 2023 · Filed May 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,285 Reported balance After 2023-05-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-16 · Grant · Acquired 18,285 · Balance 18,285

F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2024 annual meeting of its stockholders, provided the Reporting Person remains in continuous service on the Board until such date.

F3: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2024 annual meeting of its stockholders, provided the Reporting Person remains in continuous service on the Board until such date.

F3: N/A

OCCIDENTAL PETROLEUM CORP /DE/

Report date May 10, 2021 · Filed May 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,562 Reported balance After 2021-05-10 transaction · row 1
1 source row

Row 1 · 2021-05-10 · Grant · Acquired 7,511 · Balance 9,562

F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cloudera, Inc.

Report date October 08, 2021 · Filed October 13, 2021

Section 16 reporting ended · disclosed 2021-10-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-10-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-10-08 · Exercise / conversion · Acquired 51,076 · Balance 59,398

F3: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

Row 2 · 2021-10-08 · Disposition to issuer · Disposed 59,398 · Balance 0

F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration"), with the Company surviving the merger.

F2: Pursuant to the Merger Agreement, the Reporting Person disposed of all Company Shares beneficially owned by it, and received the Merger Consideration for each Company Share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-10-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-10-08 · Exercise / conversion · Disposed 51,076 · Balance 0

F3: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration"), with the Company surviving the merger.

F2: Pursuant to the Merger Agreement, the Reporting Person disposed of all Company Shares beneficially owned by it, and received the Merger Consideration for each Company Share.

F3: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2025 Filed May 28, 2025 20:03 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantCommon Shares, No Par Value 20,338 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015800 · form4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,147

F1 · shares: Reflects the annual grant of restricted share units ("RSUs") to non-employee directors under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan, as amended and restated. Vested RSUs are settled in common shares, no par value, of Bausch + Lomb Corporation. The RSUs are scheduled to vest immediately prior to the next annual meeting of shareholders.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:34 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010312 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock, par value $0.01 · 126 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:40 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 111 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-008458 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299

Underlying: Common Stock, par value $0.01 · 111 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 21:50 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantCommon Shares, No Par Value 14,696 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-021753 · form4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,809

F1 · shares: Reflects the annual grant of restricted stock units ("RSUs") to non-employee directors under the Amended and Restated Bausch + Lomb Corporation 2022 Omnibus Incentive Plan. Vested RSUs are settled in common shares, no par value, of Bausch + Lomb Corporation. The RSUs are scheduled to vest immediately prior to the next annual meeting of shareholders.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:43 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 88 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006571 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock, par value $0.01 · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:04 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Exercise / conversionRestricted Stock Units · Derivative 1,671 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005773 · doc4.xml · derivative · entry 2

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,671 shares

Expires 2024-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs convert to Common Stock on a one-for-one basis.

F1 · price: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 1,671 shares of Common Stock pursuant to the Company's deferred compensation plan.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:04 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Exercise / conversionCommon Stock 1,671 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005773 · doc4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 1,671 shares of Common Stock pursuant to the Company's deferred compensation plan.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:35 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005623 · doc4.xml · derivative · entry 2

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2025-05-01

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F2 · shares: Represent RSUs granted under the Non-Employee Director Compensation Program.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 20:37 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004515 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock, par value $0.01 · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:14 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002477 · doc4.xml · derivative · entry 4

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 7,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:14 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 223 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002477 · doc4.xml · derivative · entry 3

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:14 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 223 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002477 · doc4.xml · nonDerivative · entry 2

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:14 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 7,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002477 · doc4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 22:32 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 12,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002199 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,359

Underlying: Common Stock, par value $0.01 · 12,359 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:37 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 59 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010756 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223

Underlying: Common Stock, par value $0.01 · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:39 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008689 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock, par value $0.01 · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:40 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006599 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115

Underlying: Common Stock, par value $0.01 · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 18,285 $0.00 $0.00
Disclosure

SEC source: 0000814453-23-000103 · wf-form4_168444044350750.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,285

Underlying: Common Stock · 18,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2024 annual meeting of its stockholders, provided the Reporting Person remains in continuous service on the Board until such date.

F3 · derivative.expiration_date: N/A

Read SEC document
May 04, 2023 Filed May 5, 2023 23:35 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Exercise / conversionRestricted Stock Units · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005527 · doc4.xml · derivative · entry 2

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 434 shares

Expires 2023-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs convert to Common Stock on a one-for-one basis.

F1 · price: Upon the vesting of Restricted Stock Units ("RSUs") on May 4, 2023, the reporting person did not defer the receipt of 434 shares of Common Stock pursuant to the Company's deferred compensation plan.

Read SEC document
May 04, 2023 Filed May 5, 2023 23:35 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Exercise / conversionCommon Stock 434 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005527 · doc4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the vesting of Restricted Stock Units ("RSUs") on May 4, 2023, the reporting person did not defer the receipt of 434 shares of Common Stock pursuant to the Company's deferred compensation plan.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:20 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantCommon Shares, No Par Value 12,857 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014688 · form4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,113

F1 · shares: Reflects the annual grant of restricted stock units ("RSUs") to non-employee directors under the Amended and Restated Bausch + Lomb Corporation 2022 Omnibus Incentive Plan. Vested RSUs are settled in common shares, no par value, of Bausch + Lomb Corporation. The RSUs are scheduled to vest immediately prior to the next annual meeting of shareholders.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:36 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004285 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Stock, par value $0.01 · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

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March 01, 2023 Filed Mar 2, 2023 21:38 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantRestricted Stock Units · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003150 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 434 shares

Expires 2023-05-04

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

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February 16, 2023 Filed Feb 21, 2023 21:42 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 6,578 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002408 · doc4.xml · derivative · entry 4

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 6,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

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February 16, 2023 Filed Feb 21, 2023 21:42 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 159 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002408 · doc4.xml · derivative · entry 3

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

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February 16, 2023 Filed Feb 21, 2023 21:42 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 159 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002408 · doc4.xml · nonDerivative · entry 2

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:42 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 6,578 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002408 · doc4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:49 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002115 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

Underlying: Common Stock, par value $0.01 · 7,982 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

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December 02, 2022 Filed Dec 5, 2022 21:40 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012313 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Underlying: Common Stock, par value $0.01 · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:45 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010138 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121

Underlying: Common Stock, par value $0.01 · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:31 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantCommon Shares, No Par Value 13,256 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018300 · form4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,256

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan (the "Plan"). Vested RSUs are settled in common shares, no par value, of Bausch + Lomb Corporation (the "Company"). The RSUs are scheduled to vest on the date of the first regular annual meeting of the Company's shareholders in 2023, subject to the reporting person's continued service through such date.

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May 27, 2022 Filed Jun 1, 2022 20:39 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007535 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77

Underlying: Common Stock, par value $0.01 · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:40 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005178 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37

Underlying: Common Stock, par value $0.01 · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:16 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 6,578 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002783 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,578

Underlying: Common Stock, par value $0.01 · 6,578 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 20:52 UTC Cloudera, Inc. CLDR · Entity 11702 Exercise / conversionRestricted Stock Units · Derivative 51,076 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-040176 · doc4.xml · derivative · entry 3

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

F3 · kind: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

F3 · price: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

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October 08, 2021 Filed Oct 13, 2021 20:52 UTC Cloudera, Inc. CLDR · Entity 11702 Disposition to issuerCommon Stock 59,398 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-040176 · doc4.xml · nonDerivative · entry 2

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration"), with the Company surviving the merger.

F2 · price: Pursuant to the Merger Agreement, the Reporting Person disposed of all Company Shares beneficially owned by it, and received the Merger Consideration for each Company Share.

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October 08, 2021 Filed Oct 13, 2021 20:52 UTC Cloudera, Inc. CLDR · Entity 11702 Exercise / conversionCommon Stock 51,076 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-040176 · doc4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

F3 · price: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:01 UTC Cloudera, Inc. CLDR · Entity 11702 GrantRestricted Stock Units · Derivative 14,521 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041760 · doc4.xml · derivative · entry 3

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,521

Underlying: Common Stock · 14,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: RSUs will vest as to 100% of the shares on June 15, 2022, subject to continued service with the Company through such date, provided, however, that (i) 100% of the shares will vest in the event of a Company Transaction that is not a Related Party Transaction (each as defined in the Plan) and (ii) in the event that the reporting person does not stand for reelection at, or is not re-elected at, or resigns effective as of, the 2022 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2022 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: RSUs will vest as to 100% of the shares on June 15, 2022, subject to continued service with the Company through such date, provided, however, that (i) 100% of the shares will vest in the event of a Company Transaction that is not a Related Party Transaction (each as defined in the Plan) and (ii) in the event that the reporting person does not stand for reelection at, or is not re-elected at, or resigns effective as of, the 2022 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2022 Annual Meeting of Stockholders.

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June 15, 2021 Filed Jun 17, 2021 20:01 UTC Cloudera, Inc. CLDR · Entity 11702 Exercise / conversionRestricted Stock Units · Derivative 8,322 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041760 · doc4.xml · derivative · entry 2

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in full on June 15, 2021, subject to the continuing employment of the Reporting Person through such date.

F2 · derivative.expiration_date: The RSUs vest in full on June 15, 2021, subject to the continuing employment of the Reporting Person through such date.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:01 UTC Cloudera, Inc. CLDR · Entity 11702 Exercise / conversionCommon Stock 8,322 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041760 · doc4.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:57 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 GrantCommon Stock 7,511 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009718 · doc1.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

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April 22, 2021 Filed Apr 23, 2021 20:00 UTC Cloudera, Inc. CLDR · Entity 11702 GrantRestricted Stock UNit (RSU) · Derivative 36,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028194 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,555

Underlying: Common Stock · 36,555 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs will vest 1/3 of the total shares on December 15, 2021 and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting person on each vesting date.

F2 · derivative.expiration_date: The RSUs will vest 1/3 of the total shares on December 15, 2021 and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting person on each vesting date.

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February 10, 2021 Filed Feb 12, 2021 00:49 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 GrantCommon Stock 2,051 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003197 · doc1.xml · nonDerivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,051

F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:05 UTC Cloudera, Inc. CLDR · Entity 11702 GrantRestricted Stock Units · Derivative 8,322 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002973 · doc4.xml · derivative · entry 1

Hu Gaoxiang · CIK 0001839091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322

Underlying: Common Stock · 8,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in full on June 15, 2021, subject to the continuing employment of the Reporting Person through such date.

F2 · derivative.expiration_date: The RSUs vest in full on June 15, 2021, subject to the continuing employment of the Reporting Person through such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.