Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SmartKem, Inc.SMTK · Entity 8554 | Chief Technology Officer | May 28, 2025 | May 29, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SmartKem, Inc.
Report date May 28, 2025 · Filed May 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.51 · Expires 2035-04-15 | Direct | 77,656 |
Reported balance
After 2025-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-05-28 · Grant · Acquired 77,656 · Balance 77,656 F1: The stock option grant was approved by the Compensation Committee of SmartKem, Inc.'s (the "Company") board of directors on April 15, 2025, subject to stockholder approval of an Amendment to the SmartKem, Inc. 2021 Equity Incentive Plan (the "Amendment"). The Company's stockholders approved the Amendment on May 28, 2025. F2: The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on May 15, 2025 and on the 15th date of each month thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option grant was approved by the Compensation Committee of SmartKem, Inc.'s (the "Company") board of directors on April 15, 2025, subject to stockholder approval of an Amendment to the SmartKem, Inc. 2021 Equity Incentive Plan (the "Amendment"). The Company's stockholders approved the Amendment on May 28, 2025.
F2: The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on May 15, 2025 and on the 15th date of each month thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2025 Filed May 29, 2025 01:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantStock Option (right to Buy) · Derivative | 77,656 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001641172-25-012766 · ownership.xml · derivative · entry 1 Ogier Simon · CIK 0001846145 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,656 Underlying: Common Stock · 77,656 shares Expires 2035-04-15 F1 · date: The stock option grant was approved by the Compensation Committee of SmartKem, Inc.'s (the "Company") board of directors on April 15, 2025, subject to stockholder approval of an Amendment to the SmartKem, Inc. 2021 Equity Incentive Plan (the "Amendment"). The Company's stockholders approved the Amendment on May 28, 2025. F2 · derivative.exercise_date: The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on May 15, 2025 and on the 15th date of each month thereafter. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 21:07 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantEmployee stock option (Right to Buy) · Derivative | 49,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001493152-24-024162 · ownership.xml · derivative · entry 1 Ogier Simon · CIK 0001846145 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 49,000 shares Expires 2034-06-14 F1 · derivative.exercise_date: The options vested as to 25% upon date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on July 14, 2024. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 22:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-010129 · tm244327-3_4seq1.xml · nonDerivative · entry 1 Ogier Simon · CIK 0001846145 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,760 F1 · shares: Reflects a grant of a stock award issued pursuant to the Issuer's 2021 Equity Incentive Plan, which vested in full upon grant. F1 · price: Reflects a grant of a stock award issued pursuant to the Issuer's 2021 Equity Incentive Plan, which vested in full upon grant. F2 · balance_after: Shares reported reflect a 1-for-35 reverse share split effective September 21, 2023. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 13:15 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantStock option (right to buy) · Derivative | 45,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001104659-22-079023 · tm2220038-3_4seq1.xml · derivative · entry 1 Ogier Simon · CIK 0001846145 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2032-07-08 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on July 8, 2023 with the remaining shares to vest in (i) monthly installments of 937 shares over a period of 35 months commencing on August 1, 2023 and (ii) one installment of 955 shares on August 1, 2026. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 16:02 UTC | SmartKem, Inc. NONE · Entity 8554 | GrantStock option (right to buy) · Derivative | 186,602 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000905718-21-000525 · smartkem_fm4mar312021.xml · derivative · entry 1 Ogier Simon · CIK 0001846145 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,602 Underlying: Common Stock · 186,602 shares Expires 2031-03-31 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. Read SEC document |
| March 31, 2021 Filed Apr 11, 2022 20:59 UTC Amendment | SmartKem, Inc. SMTK · Entity 8554 | GrantStock option (right to buy) · Derivative | 186,602 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000905718-22-000580 · smartkem_fm4amapr22021.xml · derivative · entry 1 Ogier Simon · CIK 0001846145 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,602 Underlying: Common Stock · 186,602 shares Expires 2031-03-31 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 3,887 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 3,907 shares on April 1, 2025. F2 · derivative.exercise_date: The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 18:38 UTC | SmartKem, Inc. NONE · Entity 8554 | OtherCommon Stock | 198,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-027356 · tm217317d9_4.xml · nonDerivative · entry 1 Ogier Simon · CIK 0001846145 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,087 F1 · kind: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, the reporting person exchanged all of their SmartKem Limited shares for 198,087 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. F1 · shares: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, the reporting person exchanged all of their SmartKem Limited shares for 198,087 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. F1 · price: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, the reporting person exchanged all of their SmartKem Limited shares for 198,087 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.