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Anderson Robert John

Disclosed activity across 2 companies

Tapewire entity
79171
SEC CIK
0001397146

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Permian Resources CorpPR · Entity 2521DirectorMay 23, 2025May 28, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Permian Resources Corp

Report date May 23, 2025 · Filed May 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect515,148 Reported balance After 2025-05-23 transaction · row 1
1 source row

Row 1 · 2025-05-23 · Grant · Acquired 21,312 · Balance 515,148

F1: Represents an award of restricted stock that vests on May 21, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock that vests on May 21, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EARTHSTONE ENERGY INC

Report date November 01, 2023 · Filed November 02, 2023

Section 16 reporting ended · disclosed 2023-11-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-11-01 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2023-11-01 · Exercise / conversion · Acquired 504,000 · Balance 1,298,316

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Row 2 · 2023-11-01 · Exercise / conversion · Acquired 219,440 · Balance 1,517,756

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Row 3 · 2023-11-01 · Exercise / conversion · Acquired 154,840 · Balance 1,672,596

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Row 4 · 2023-11-01 · Grant · Acquired 132,720 · Balance 1,805,316

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Row 5 · 2023-11-01 · Disposition to issuer · Disposed 1,805,316 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

Performance UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-11-01 · Exercise / conversion · Disposed 504,000 · Balance 0

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Performance UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-11-01 · Exercise / conversion · Disposed 219,440 · Balance 0

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Performance UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-11-01 · Exercise / conversion · Disposed 154,840 · Balance 0

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2019 Filed Aug 27, 2019 16:21 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 PurchaseClass A Common Stock 3,500 $3.20 $11,200.00
Disclosure

SEC source: 0000010254-19-000087 · wf-form4_156693726717580.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,700

Read SEC document
July 01, 2019 Filed Jul 1, 2019 17:02 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 8,866 $6.12 $54,259.92
Disclosure

SEC source: 0000010254-19-000076 · wf-form4_156201495636314.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,200

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on July 1, 2019 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:52 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 8,866 $7.08 $62,771.28
Disclosure

SEC source: 0000010254-19-000046 · wf-form4_155432470463088.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,066

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on April 1, 2019 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 17:14 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 GrantClass A Common Stock 122,850 Not disclosed Not disclosed
Disclosure

SEC source: 0000010254-19-000015 · wf-form4_154888646064057.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,932

F1 · shares: This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2019, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

F1 · price: This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2019, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:35 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 4,837 $4.59 $22,201.83
Disclosure

SEC source: 0000010254-19-000005 · wf-form4_154655127935220.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,082

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on December 31, 2018 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:15 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 4,837 $9.38 $45,371.06
Disclosure

SEC source: 0000010254-18-000042 · wf-form4_153859769608155.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,919

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on October 1, 2018 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:31 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 4,837 $8.85 $42,807.45
Disclosure

SEC source: 0000010254-18-000019 · wf-form4_153082269440497.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,756

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on July 2, 2018 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:45 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 13,117 $10.33 $135,498.61
Disclosure

SEC source: 0001628280-18-005721 · wf-form4_152529388706834.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,593

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on April 30, 2018 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 17:06 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 GrantClass A Common Stock 47,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-015795 · doc4.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,710

F1 · price: This restricted stock unit award is time vested and will vest on an equal quarterly basis over a three year period beginning June 30, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

Read SEC document
January 02, 2018 Filed Feb 2, 2018 16:28 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 4,984 $10.63 $52,979.92
Disclosure

SEC source: 0001209191-18-006879 · doc4.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,210

F1 · shares: Shares of Class A common stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on January 2, 2018 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 17:42 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 GrantClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-064797 · doc4.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,613

F1 · price: This restricted stock award unit vests as to 33,333 units on April 30, 2018 and the remaining 66,667 units will vest in eight equal quarterly installments beginning on June 30, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

F2 · balance_after: Includes a restricted stock unit award that vests as to 4,166 units on December 31, 2017, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

Read SEC document
October 02, 2017 Filed Feb 2, 2018 16:15 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 Tax withholdingClass A Common Stock 3,419 $10.99 $37,574.81
Disclosure

SEC source: 0001209191-18-006834 · doc5.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,194

F1 · shares: Shares of Class A common stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on October 2, 2017 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 16:31 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 SaleClass A Common Stock 15,000 $10.00 $150,000.00
Disclosure

SEC source: 0001209191-17-045680 · doc4.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,613

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 plan adopted by Mr. Anderson.

Read SEC document
May 17, 2017 Filed May 19, 2017 16:44 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 OtherClass A Common Stock 25,613 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033954 · doc4.xml · nonDerivative · entry 3

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,613

F3 · kind: Represents 25,613 shares of Class A Common Stock distributed to the reporting person as part of a pro rata distribution by Oak Valley Management, LLC to its members for no consideration. Oak Valley Management, LLC received the shares pursuant to a pro rata distribution by Oak Valley Resources, LLC to its members for no consideration.

Read SEC document
May 09, 2017 Filed May 19, 2017 16:44 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 OtherClass A Common Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-033954 · doc4.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share.

F2 · shares: Includes a restricted stock unit award that vests as to 33,333 units in eight equal monthly installments with the next vesting date on May 31, 2017, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share.

Read SEC document
May 09, 2017 Filed May 19, 2017 16:44 UTC EARTHSTONE ENERGY INC ESTE · Entity 108644 OtherCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-033954 · doc4.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share.

F2 · shares: Includes a restricted stock unit award that vests as to 33,333 units in eight equal monthly installments with the next vesting date on May 31, 2017, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.