Anderson Robert John

SEC source: 0001658566-25-000055 · wk-form4_1748471817.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,148

F1 · shares: Represents an award of restricted stock that vests on May 21, 2026.

SEC source: 0001658566-24-000070 · wk-form4_1716590488.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,836

F1 · shares: Represents an award of restricted stock that vests on May 22, 2025.

SEC source: 0001658566-24-000023 · wk-form4_1709940114.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,306

F1 · kind: These shares were sold pursuant to an underwriting agreement, dated March 4, 2024, among the Issuer, the selling stockholders and the underwriter named therein. The shares were sold at a public offering price of $15.76 per share, and the Reporting Person paid an underwriting discount and commission of $0.05 per share, resulting in a net price of $15.71 per share.

F1 · price: These shares were sold pursuant to an underwriting agreement, dated March 4, 2024, among the Issuer, the selling stockholders and the underwriter named therein. The shares were sold at a public offering price of $15.76 per share, and the Reporting Person paid an underwriting discount and commission of $0.05 per share, resulting in a net price of $15.71 per share.

SEC source: 0001658566-24-000002 · wk-form4_1704238539.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476,306

SEC source: 0001658566-23-000096 · wk-form4_1702951397.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,813

SEC source: 0001658566-23-000096 · wk-form4_1702951397.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,594,667

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.201 to $13.54. The Reporting Person undertakes to provide Permian Resourcces Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001658566-23-000094 · wk-form4_1699917968.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,994,667

SEC source: 0000899243-23-020130 · doc4.xml · derivative · entry 8

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · deemedExecutionDate: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · price: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · derivative.exercise_date: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · derivative.expiration_date: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

SEC source: 0000899243-23-020130 · doc4.xml · derivative · entry 7

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 219,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · deemedExecutionDate: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · price: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · derivative.exercise_date: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · derivative.expiration_date: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

SEC source: 0000899243-23-020130 · doc4.xml · derivative · entry 6

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 504,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · deemedExecutionDate: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · price: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · derivative.exercise_date: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F3 · derivative.expiration_date: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

SEC source: 0000899243-23-020130 · doc4.xml · nonDerivative · entry 5

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · price: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

SEC source: 0000899243-23-020130 · doc4.xml · nonDerivative · entry 4

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,805,316

F1 · kind: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · kind: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3 · shares: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · price: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

SEC source: 0000899243-23-020130 · doc4.xml · nonDerivative · entry 3

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,672,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · kind: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3 · shares: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · price: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

SEC source: 0000899243-23-020130 · doc4.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,517,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · kind: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3 · shares: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · price: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

SEC source: 0000899243-23-020130 · doc4.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · kind: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

F3 · shares: Represents shares of Class A Common Stock issued by the Issuer from the vesting and settlement of a performance unit award. Pursuant to the Merger Agreement, the performance criteria of each outstanding performance unit award was deemed satisfied at maximum performance immediately prior to the Merger Effective Time and converted into the right to receive the Merger Consideration.

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.

F2 · price: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of Class A common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares (the "Merger Consideration").

SEC source: 0000950170-23-058865 · ownership.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,620,957

F1 · shares: Represents an award of restricted stock that vests on November 1, 2024.

SEC source: 0000010254-23-000188 · wk-form4_1696277158.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,316

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2023 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-23-000135 · wf-form4_168815576064035.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,547

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on June 30, 2023 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-23-000073 · wf-form4_168055481417772.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,778

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on March 31, 2023 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-23-000062 · wf-form4_167934392867731.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,009

SEC source: 0000010254-23-000062 · wf-form4_167934392867731.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,009

SEC source: 0000010254-23-000042 · wf-form4_167571858112694.xml · derivative · entry 3

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 262,500 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Class A Common Stock issued by the Registrant to the reporting person arising from the vesting and settlement of a performance unit award granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

F1 · derivative.exercise_date: Shares of Class A Common Stock issued by the Registrant to the reporting person arising from the vesting and settlement of a performance unit award granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-23-000042 · wf-form4_167571858112694.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,009

F2 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a performance unit award on February 2, 2023 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-23-000042 · wf-form4_167571858112694.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock issued by the Registrant to the reporting person arising from the vesting and settlement of a performance unit award granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-23-000012 · wf-form4_167330353563127.xml · derivative · entry 2

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,420

Underlying: Class A Common Stock · 77,420 shares

Expires not disclosed

F2 · derivative.exercise_price: This performance unit award is subject to the terms of the performance restricted stock unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning on January 1, 2023 and ending on December 31, 2025. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in stock but a portion may be settled in cash upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above.

F2 · derivative.exercise_date: This performance unit award is subject to the terms of the performance restricted stock unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning on January 1, 2023 and ending on December 31, 2025. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in stock but a portion may be settled in cash upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above.

F2 · derivative.expiration_date: This performance unit award is subject to the terms of the performance restricted stock unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning on January 1, 2023 and ending on December 31, 2025. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in stock but a portion may be settled in cash upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above.

SEC source: 0000010254-23-000012 · wf-form4_167330353563127.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,803

F1 · price: This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2023, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

SEC source: 0000010254-23-000006 · wf-form4_167277997179090.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,383

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on December 31, 2022 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-22-000201 · wf-form4_166482814642892.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,355

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2022 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-22-000142 · wf-form4_165705150730905.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,326

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on June 30, 2022 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-22-000063 · wf-form4_164875903861447.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,298

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on March 31, 2022 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-22-000029 · wf-form4_164384018670117.xml · derivative · entry 4

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,720

Underlying: Class A Common Stock · 109,720 shares

Expires 2024-12-31

F4 · derivative.exercise_price: This performance unit award is subject to the terms of the performance unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning January 1, 2022 and ending December 31, 2024. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in cash but may be settled in stock upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above.

F4 · derivative.exercise_date: This performance unit award is subject to the terms of the performance unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning January 1, 2022 and ending December 31, 2024. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in cash but may be settled in stock upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above.

SEC source: 0000010254-22-000029 · wf-form4_164384018670117.xml · nonDerivative · entry 3

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,265

F3 · price: This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2022, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

SEC source: 0000010254-22-000029 · wf-form4_164384018670117.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,185

F2 · shares: Shares of Class A common stock withheld by the Issuer to cover tax withholding obligations of the reporting person arising from the settlement of a performance unit award on January 31, 2022 granted under the Earthstone Energy, Inc. Amended and Restated 2014 Long-Term Incentive Plan.

SEC source: 0000010254-22-000029 · wf-form4_164384018670117.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,531

F1 · price: Shares of Class A common stock issued by the Issuer to the reporting person arising from the vesting and settlement of a performance unit award granted under the Earthstone Energy, Inc. Amended and Restated 2014 Long-Term Incentive Plan.

SEC source: 0000010254-22-000006 · wf-form4_164124392660815.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,681

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on December 31, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-21-000155 · wf-form4_163303238731762.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,744

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-21-000115 · wf-form4_162516991265819.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,806

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on June 30, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-21-000065 · wf-form4_161730826322228.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,869

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on March 31, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-21-000057 · wf-form4_161618474014728.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,489

F2 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a performance unit award on March 18, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-21-000057 · wf-form4_161618474014728.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,872

F1 · price: Shares of Class A Common Stock issued by the Registrant to the reporting person arising from the vesting and settlement of a performance unit award granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-21-000026 · wf-form4_161195441265332.xml · derivative · entry 2

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,000

Underlying: Class A Common Stock · 252,000 shares

Expires 2023-12-31

F2 · derivative.exercise_price: This performance unit award is subject to the terms of the performance unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning January 1, 2021 and ending December 31, 2023. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in cash but may be settled in stock upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above.

F2 · derivative.exercise_date: This performance unit award is subject to the terms of the performance unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning January 1, 2021 and ending December 31, 2023. The units are valued on a one-to-one basis to the Class A common stock of the Issuer and are intended to be settled in cash but may be settled in stock upon vesting. The number of shares of Class A common stock applicable to the award can range from 0% to 200% of the number presented above.

SEC source: 0000010254-21-000026 · wf-form4_161195441265332.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,872

F1 · price: This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2021, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

SEC source: 0000010254-21-000008 · wf-form4_160979807506942.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,872

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on December 31, 2020 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-20-000112 · wf-form4_160158291047364.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,738

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2020 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-20-000087 · wf-form4_159363857462254.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,603

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on June 30, 2020 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-20-000076 · wf-form4_159138806592108.xml · derivative · entry 1

Anderson Robert John · CIK 0001397146 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Class A Common Stock · 262,500 shares

Expires 2023-01-31

F1 · derivative.exercise_price: This performance stock unit award is subject to the terms of the performance stock unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning February 1, 2020 and ending January 31, 2023. The number of shares of Class A common stock delivered upon vesting can range from 0% to 200% of the number presented above. Each performance stock unit ("PSU") represents the contingent right to receive one share of Class A common stock of the Issuer.

F1 · derivative.exercise_date: This performance stock unit award is subject to the terms of the performance stock unit agreement. The vesting of the award is subject to the satisfaction of certain performance criteria in the period beginning February 1, 2020 and ending January 31, 2023. The number of shares of Class A common stock delivered upon vesting can range from 0% to 200% of the number presented above. Each performance stock unit ("PSU") represents the contingent right to receive one share of Class A common stock of the Issuer.

SEC source: 0000010254-20-000016 · wf-form4_158050594062954.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,469

F1 · price: This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2020, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.

SEC source: 0000010254-20-000006 · wf-form4_157800370108278.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,469

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on December 31, 2019 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-19-000098 · wf-form4_156996373285250.xml · nonDerivative · entry 1

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,335

F1 · shares: Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2019 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.

SEC source: 0000010254-19-000087 · wf-form4_156693726717580.xml · nonDerivative · entry 2

Anderson Robert John · CIK 0001397146 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,200