person · Reporting owner

WARNOCK GREG

Disclosed activity across 3 companies

Tapewire entity: 79163
SEC CIK: 0001522008

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
MNTN, Inc.MNTN · Entity 4997	10% owner	May 23, 2025	May 28, 2025
Mercato Partners Acquisition CorpMPRA · Entity 111323	Director · Chief Executive Officer	July 18, 2023	July 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MNTN, Inc.

Report date May 23, 2025 · Filed May 28, 2025

Jointly reported with MERCATO PARTNERS GROWTH III GP, LLC, Mercato Partners Growth III, L.P., Mercato Partners Growth AI III, L.P., Mercato Partners Traverse IIIe, L.P., Mercato Traverse MNTN Series D Coinvest, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnotes	6,468,022	Reported balance After 2025-05-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-05-23 · Conversion · Acquired 164,807 · Balance 6,468,022 F1: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F2: Following the transactions reported in this Form 4, consists of (i) 5,761,058 shares of Class A common stock held by Mercato Partners Growth III, L.P. ("MPG III"); (ii) 170,776 shares of Class A common stock held by Mercato Partners Growth AI III L.P. ("MPG AI III"); (iii) 25,000 shares of Class A common stock held by Mercato Partners Traverse IIIe, L.P. ("MPG IIIe"); and (iv) 211,188 shares of Class A common stock held by Fund 00103, a Series of MERCATO TRAVERSE MNTN SERIES D COINVEST, LLC ("Fund 00103"). F3: Mercato Partners Growth III GP, LLC ("MPG III GP") is the sole general partner of MPG III, MPG AI III and MPG IIIe, and the sole manager of Fund 01003. Greg Warnock is the manager of MPG III GP and as such, MPG III GP and Mr. Warnock may be deemed to share beneficial ownership of the securities held of record by MPG III, MPG AI III, MPG IIIe and Fund 01003. Each of MPG III GP and Mr. Warnock disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein.
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnotes	6,168,022	Reported balance After 2025-05-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-05-23 · Sale · Disposed 300,000 · Balance 6,168,022 F4: Represents shares sold in the secondary component of the Issuer's initial public offering by MPG III. F2: Following the transactions reported in this Form 4, consists of (i) 5,761,058 shares of Class A common stock held by Mercato Partners Growth III, L.P. ("MPG III"); (ii) 170,776 shares of Class A common stock held by Mercato Partners Growth AI III L.P. ("MPG AI III"); (iii) 25,000 shares of Class A common stock held by Mercato Partners Traverse IIIe, L.P. ("MPG IIIe"); and (iv) 211,188 shares of Class A common stock held by Fund 00103, a Series of MERCATO TRAVERSE MNTN SERIES D COINVEST, LLC ("Fund 00103"). F3: Mercato Partners Growth III GP, LLC ("MPG III GP") is the sole general partner of MPG III, MPG AI III and MPG IIIe, and the sole manager of Fund 01003. Greg Warnock is the manager of MPG III GP and as such, MPG III GP and Mr. Warnock may be deemed to share beneficial ownership of the securities held of record by MPG III, MPG AI III, MPG IIIe and Fund 01003. Each of MPG III GP and Mr. Warnock disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein.
Convertible NotesSEC Table II · derivative / convertible security	IndirectSee Footnotes	0	Reported balance After 2025-05-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-05-23 · Conversion · Disposed Not disclosed · Balance 0 F1: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F3: Mercato Partners Growth III GP, LLC ("MPG III GP") is the sole general partner of MPG III, MPG AI III and MPG IIIe, and the sole manager of Fund 01003. Greg Warnock is the manager of MPG III GP and as such, MPG III GP and Mr. Warnock may be deemed to share beneficial ownership of the securities held of record by MPG III, MPG AI III, MPG IIIe and Fund 01003. Each of MPG III GP and Mr. Warnock disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III.

F2: Following the transactions reported in this Form 4, consists of (i) 5,761,058 shares of Class A common stock held by Mercato Partners Growth III, L.P. ("MPG III"); (ii) 170,776 shares of Class A common stock held by Mercato Partners Growth AI III L.P. ("MPG AI III"); (iii) 25,000 shares of Class A common stock held by Mercato Partners Traverse IIIe, L.P. ("MPG IIIe"); and (iv) 211,188 shares of Class A common stock held by Fund 00103, a Series of MERCATO TRAVERSE MNTN SERIES D COINVEST, LLC ("Fund 00103").

F3: Mercato Partners Growth III GP, LLC ("MPG III GP") is the sole general partner of MPG III, MPG AI III and MPG IIIe, and the sole manager of Fund 01003. Greg Warnock is the manager of MPG III GP and as such, MPG III GP and Mr. Warnock may be deemed to share beneficial ownership of the securities held of record by MPG III, MPG AI III, MPG IIIe and Fund 01003. Each of MPG III GP and Mr. Warnock disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein.

F4: Represents shares sold in the secondary component of the Issuer's initial public offering by MPG III.

Mercato Partners Acquisition Corp

Report date July 18, 2023 · Filed July 18, 2023

Jointly reported with Mercato Partners Acquisition Group, LLC, Bullfrog Bay Trust

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	5,573,000	Reported balance After 2023-07-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2023-07-18 · Other · Disposed 2,000 · Balance 5,573,000 F1: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F2: Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to John Brent Henricksen, a member of the board of directors of the Issuer, pursuant to the terms of a securities assignment agreement between Mr. Henricksen and the Sponsor. F3: Represents shares held by Sponsor. Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the Board). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment.

F2: Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to John Brent Henricksen, a member of the board of directors of the Issuer, pursuant to the terms of a securities assignment agreement between Mr. Henricksen and the Sponsor.

F3: Represents shares held by Sponsor. Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the Board). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SKULLCANDY, INC.

Report date October 03, 2016 · Filed October 03, 2016

Section 16 reporting ended · disclosed 2016-10-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	0	Reported balance After 2016-10-03 transaction · row 1 1 source row Row 1 · 2016-10-03 · Disposition to issuer · Disposed 117,796 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 23, 2016, by and among Skullcandy, Inc., a Delaware corporation (the "Company"), MRSK Hold Co., a Delaware corporation ("Parent"), and MRSL Merger Co., a Delaware corporation and a direct wholly owned subsidiary of Parent, the reporting person disposed of 87,683 shares of the Company's common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $6.35 per share in cash (the "Offer Price"), and 30,113 unvested time-based restricted stock units, which were cancelled in exchange for the Offer Price.
STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $19.99 · Expires 2021-07-27	Direct	0	Reported balance After 2016-10-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-10-03 · Disposition to issuer · Disposed 28,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement, each stock option of the Company, whether vested or unvested, was cancelled in exchange for a cash payment with respect thereto equal to the product of (A) the excess, if any, of (1) the Offer Price over (2) the exercise price per share of such option, and (B) the number of shares of common stock underlying such option F3: The original vesting term of the option was as follows: vests (i) with respect to 33% of the shares underlying the option, on July 27, 2012; and (ii) with respect to the remaining 67% of the shares underlying the option, in twenty-four substantially equal installments on each monthly anniversary thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 23, 2016, by and among Skullcandy, Inc., a Delaware corporation (the "Company"), MRSK Hold Co., a Delaware corporation ("Parent"), and MRSL Merger Co., a Delaware corporation and a direct wholly owned subsidiary of Parent, the reporting person disposed of 87,683 shares of the Company's common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $6.35 per share in cash (the "Offer Price"), and 30,113 unvested time-based restricted stock units, which were cancelled in exchange for the Offer Price.

F2: Pursuant to the terms of the Merger Agreement, each stock option of the Company, whether vested or unvested, was cancelled in exchange for a cash payment with respect thereto equal to the product of (A) the excess, if any, of (1) the Offer Price over (2) the exercise price per share of such option, and (B) the number of shares of common stock underlying such option

F3: The original vesting term of the option was as follows: vests (i) with respect to 33% of the shares underlying the option, on July 27, 2012; and (ii) with respect to the remaining 67% of the shares underlying the option, in twenty-four substantially equal installments on each monthly anniversary thereafter.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 23, 2025 Filed May 28, 2025 16:37 UTC	MNTN, Inc. MNTN · Entity 4997	ConversionConvertible Notes · Derivative	Not disclosed	Not disclosed	$1,136,931.51	Disclosure SEC source: 0001104659-25-053596 · tm2516122-1_4seq1.xml · derivative · entry 3 Mercato Partners Growth III GP, LLC · CIK 0002060676 · 10% owner Mercato Partners Growth III, L.P. · CIK 0001631695 · 10% owner Mercato Partners Growth AI III, L.P. · CIK 0001631694 · 10% owner Mercato Partners Traverse IIIe, L.P. · CIK 0001990107 · 10% owner Mercato Traverse MNTN Series D Coinvest, LLC · CIK 0002060678 · 10% owner WARNOCK GREG · CIK 0001522008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 164,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F1 · price: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F1 · ownership.nature: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F3 · ownership.nature: Mercato Partners Growth III GP, LLC ("MPG III GP") is the sole general partner of MPG III, MPG AI III and MPG IIIe, and the sole manager of Fund 01003. Greg Warnock is the manager of MPG III GP and as such, MPG III GP and Mr. Warnock may be deemed to share beneficial ownership of the securities held of record by MPG III, MPG AI III, MPG IIIe and Fund 01003. Each of MPG III GP and Mr. Warnock disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Read SEC document
May 23, 2025 Filed May 28, 2025 16:37 UTC	MNTN, Inc. MNTN · Entity 4997	SaleClass A Common Stock	300,000	$16.00	$4,800,000.00	Disclosure SEC source: 0001104659-25-053596 · tm2516122-1_4seq1.xml · nonDerivative · entry 2 Mercato Partners Growth III GP, LLC · CIK 0002060676 · 10% owner Mercato Partners Growth III, L.P. · CIK 0001631695 · 10% owner Mercato Partners Growth AI III, L.P. · CIK 0001631694 · 10% owner Mercato Partners Traverse IIIe, L.P. · CIK 0001990107 · 10% owner Mercato Traverse MNTN Series D Coinvest, LLC · CIK 0002060678 · 10% owner WARNOCK GREG · CIK 0001522008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 6,168,022 F4 · shares: Represents shares sold in the secondary component of the Issuer's initial public offering by MPG III. F2 · ownership.nature: Following the transactions reported in this Form 4, consists of (i) 5,761,058 shares of Class A common stock held by Mercato Partners Growth III, L.P. ("MPG III"); (ii) 170,776 shares of Class A common stock held by Mercato Partners Growth AI III L.P. ("MPG AI III"); (iii) 25,000 shares of Class A common stock held by Mercato Partners Traverse IIIe, L.P. ("MPG IIIe"); and (iv) 211,188 shares of Class A common stock held by Fund 00103, a Series of MERCATO TRAVERSE MNTN SERIES D COINVEST, LLC ("Fund 00103"). F3 · ownership.nature: Mercato Partners Growth III GP, LLC ("MPG III GP") is the sole general partner of MPG III, MPG AI III and MPG IIIe, and the sole manager of Fund 01003. Greg Warnock is the manager of MPG III GP and as such, MPG III GP and Mr. Warnock may be deemed to share beneficial ownership of the securities held of record by MPG III, MPG AI III, MPG IIIe and Fund 01003. Each of MPG III GP and Mr. Warnock disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Read SEC document
May 23, 2025 Filed May 28, 2025 16:37 UTC	MNTN, Inc. MNTN · Entity 4997	ConversionClass A Common Stock	164,807	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-25-053596 · tm2516122-1_4seq1.xml · nonDerivative · entry 1 Mercato Partners Growth III GP, LLC · CIK 0002060676 · 10% owner Mercato Partners Growth III, L.P. · CIK 0001631695 · 10% owner Mercato Partners Growth AI III, L.P. · CIK 0001631694 · 10% owner Mercato Partners Traverse IIIe, L.P. · CIK 0001990107 · 10% owner Mercato Traverse MNTN Series D Coinvest, LLC · CIK 0002060678 · 10% owner WARNOCK GREG · CIK 0001522008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 6,468,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F1 · ownership.nature: Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III. F2 · ownership.nature: Following the transactions reported in this Form 4, consists of (i) 5,761,058 shares of Class A common stock held by Mercato Partners Growth III, L.P. ("MPG III"); (ii) 170,776 shares of Class A common stock held by Mercato Partners Growth AI III L.P. ("MPG AI III"); (iii) 25,000 shares of Class A common stock held by Mercato Partners Traverse IIIe, L.P. ("MPG IIIe"); and (iv) 211,188 shares of Class A common stock held by Fund 00103, a Series of MERCATO TRAVERSE MNTN SERIES D COINVEST, LLC ("Fund 00103"). F3 · ownership.nature: Mercato Partners Growth III GP, LLC ("MPG III GP") is the sole general partner of MPG III, MPG AI III and MPG IIIe, and the sole manager of Fund 01003. Greg Warnock is the manager of MPG III GP and as such, MPG III GP and Mr. Warnock may be deemed to share beneficial ownership of the securities held of record by MPG III, MPG AI III, MPG IIIe and Fund 01003. Each of MPG III GP and Mr. Warnock disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Read SEC document
July 18, 2023 Filed Jul 18, 2023 16:48 UTC	Mercato Partners Acquisition Corp MPRA · Entity 111323	OtherClass B Common Stock · Derivative	2,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-017435 · doc4.xml · derivative · entry 1 Mercato Partners Acquisition Group, LLC · CIK 0001890128 · 10% owner Bullfrog Bay Trust · CIK 0001890494 · 10% owner WARNOCK GREG · CIK 0001522008 · Director · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,573,000 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F2 · kind: Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to John Brent Henricksen, a member of the board of directors of the Issuer, pursuant to the terms of a securities assignment agreement between Mr. Henricksen and the Sponsor. F2 · price: Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to John Brent Henricksen, a member of the board of directors of the Issuer, pursuant to the terms of a securities assignment agreement between Mr. Henricksen and the Sponsor. F1 · derivative.exercise_date: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F1 · derivative.expiration_date: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F3 · ownership.nature: Represents shares held by Sponsor. Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the Board). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor. Read SEC document
February 06, 2023 Filed Feb 7, 2023 16:25 UTC	Mercato Partners Acquisition Corp MPRA · Entity 111323	OtherClass B Common Stock · Derivative	60,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-004190 · doc4.xml · derivative · entry 1 Mercato Partners Acquisition Group, LLC · CIK 0001890128 · 10% owner Bullfrog Bay Trust · CIK 0001890494 · 10% owner WARNOCK GREG · CIK 0001522008 · Director · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,575,000 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F2 · kind: Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to Scott E. Klossner and two transferees not affiliated with the Issuer (collectively, the "Transferees"), each pursuant to the terms of securities assignment agreements between the Transferees and Sponsor. F2 · price: Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to Scott E. Klossner and two transferees not affiliated with the Issuer (collectively, the "Transferees"), each pursuant to the terms of securities assignment agreements between the Transferees and Sponsor. F1 · derivative.exercise_date: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F1 · derivative.expiration_date: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F3 · ownership.nature: Represents shares held by Sponsor. Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the Board). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor. Read SEC document
July 19, 2022 Filed Aug 4, 2022 06:05 UTC	Mercato Partners Acquisition Corp MPRA · Entity 111323	OtherClass B Common Stock · Derivative	40,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-027670 · doc4.xml · derivative · entry 1 Mercato Partners Acquisition Group, LLC · CIK 0001890128 · 10% owner Bullfrog Bay Trust · CIK 0001890494 · 10% owner WARNOCK GREG · CIK 0001522008 · Director · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,635,000 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F2 · kind: Reflects the acquisition of securities from the forfeiture of Class B Common Stock by Joshua G. James in connection with his resignation from the board of directors of the Issuer (the "Board"), pursuant to the terms of such director's securities assignment agreement with Mercato Partners Acquisition Group, LLC ("Sponsor"). F2 · price: Reflects the acquisition of securities from the forfeiture of Class B Common Stock by Joshua G. James in connection with his resignation from the board of directors of the Issuer (the "Board"), pursuant to the terms of such director's securities assignment agreement with Mercato Partners Acquisition Group, LLC ("Sponsor"). F1 · derivative.exercise_date: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F1 · derivative.expiration_date: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. F3 · ownership.nature: Represents shares held by Sponsor. Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the Board). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor. Read SEC document
November 23, 2021 Filed Nov 23, 2021 16:50 UTC	Mercato Partners Acquisition Corp MPRA · Entity 111323	PurchaseWarrants · Derivative	1,050,000	$1.00 Strike: $11.50	$1,050,000.00	Disclosure SEC source: 0000899243-21-045795 · doc4.xml · derivative · entry 1 Mercato Partners Acquisition Group, LLC · CIK 0001890128 · 10% owner Bullfrog Bay Trust · CIK 0001890494 · 10% owner WARNOCK GREG · CIK 0001522008 · Director · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,050,000 Underlying: Class A Common Stock · 1,050,000 shares Expires not disclosed F1 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or the Issuer's liquidation. F1 · derivative.expiration_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or the Issuer's liquidation. F2 · ownership.nature: Represents shares held by Mercato Partners Acquisition Group, LLC ("Sponsor"). Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the board of directors of the Issuer). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor. Read SEC document
November 08, 2021 Filed Nov 8, 2021 19:17 UTC	Mercato Partners Acquisition Corp MPRA · Entity 111323	PurchaseWarrants · Derivative	9,000,000	$1.00 Strike: $11.50	$9,000,000.00	Disclosure SEC source: 0000899243-21-043515 · doc4.xml · derivative · entry 1 Mercato Partners Acquisition Group, LLC · CIK 0001890128 · 10% owner Bullfrog Bay Trust · CIK 0001890494 · 10% owner WARNOCK GREG · CIK 0001522008 · Director · Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,000,000 Underlying: Class A Common Stock · 9,000,000 shares Expires not disclosed F1 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or the Issuer's liquidation. F1 · derivative.expiration_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or the Issuer's liquidation. F2 · ownership.nature: Represents shares held by Mercato Partners Acquisition Group, LLC ("Sponsor"). Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the board of directors of the Issuer). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor. Read SEC document
October 03, 2016 Filed Oct 3, 2016 18:40 UTC	SKULLCANDY, INC. SKUL · Entity 181930	Disposition to issuerSTOCK OPTION (RIGHT TO BUY) · Derivative	28,000	Not disclosed Strike: $19.99	Not disclosed	Disclosure SEC source: 0001423542-16-000258 · wf-form4_147553442356059.xml · derivative · entry 2 WARNOCK GREG · CIK 0001522008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 28,000 shares Expires 2021-07-27 F2 · price: Pursuant to the terms of the Merger Agreement, each stock option of the Company, whether vested or unvested, was cancelled in exchange for a cash payment with respect thereto equal to the product of (A) the excess, if any, of (1) the Offer Price over (2) the exercise price per share of such option, and (B) the number of shares of common stock underlying such option F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each stock option of the Company, whether vested or unvested, was cancelled in exchange for a cash payment with respect thereto equal to the product of (A) the excess, if any, of (1) the Offer Price over (2) the exercise price per share of such option, and (B) the number of shares of common stock underlying such option F3 · derivative.exercise_date: The original vesting term of the option was as follows: vests (i) with respect to 33% of the shares underlying the option, on July 27, 2012; and (ii) with respect to the remaining 67% of the shares underlying the option, in twenty-four substantially equal installments on each monthly anniversary thereafter. Read SEC document
October 03, 2016 Filed Oct 3, 2016 18:40 UTC	SKULLCANDY, INC. SKUL · Entity 181930	Disposition to issuerCOMMON STOCK	117,796	Not disclosed	Not disclosed	Disclosure SEC source: 0001423542-16-000258 · wf-form4_147553442356059.xml · nonDerivative · entry 1 WARNOCK GREG · CIK 0001522008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 23, 2016, by and among Skullcandy, Inc., a Delaware corporation (the "Company"), MRSK Hold Co., a Delaware corporation ("Parent"), and MRSL Merger Co., a Delaware corporation and a direct wholly owned subsidiary of Parent, the reporting person disposed of 87,683 shares of the Company's common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $6.35 per share in cash (the "Offer Price"), and 30,113 unvested time-based restricted stock units, which were cancelled in exchange for the Offer Price. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.