Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC.SPWH · Entity 7236 | Director | May 28, 2025 | May 30, 2025 |
| TUESDAY MORNING CORP/DETUES · Entity 121241 | See Remarks | June 14, 2021 | June 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Report date May 28, 2025 · Filed May 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 192,677 |
Reported balance
After 2025-05-28 transaction · row 1
1 source rowRow 1 · 2025-05-28 · Grant · Acquired 51,546 · Balance 192,677 F1: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.
TUESDAY MORNING CORP/DE
Report date June 14, 2021 · Filed June 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,487,362 |
Ending reported balance
After 2021-06-16 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-06-14 · Sale · Disposed 200,150 · Balance 2,760,718 F1: This price represents the approximate weighted average price per share of common stock of Tuesday Morning Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $4.95 to $4.98 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. Row 2 · 2021-06-15 · Sale · Disposed 77,317 · Balance 2,683,401 F2: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.89 to $4.95 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. Row 3 · 2021-06-15 · Sale · Disposed 100,000 · Balance 2,583,401 Row 4 · 2021-06-16 · Sale · Disposed 80,000 · Balance 2,503,401 F3: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.84 to $4.89 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. Row 5 · 2021-06-16 · Sale · Disposed 16,039 · Balance 2,487,362 F4: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.83 to $4.87 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the approximate weighted average price per share of common stock of Tuesday Morning Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $4.95 to $4.98 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.
F2: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.89 to $4.95 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.
F3: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.84 to $4.89 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.
F4: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.83 to $4.87 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2025 Filed May 30, 2025 20:10 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 51,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014977 · form4-05302025_040507.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,677 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 30, 2024 Filed May 31, 2024 20:48 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 28,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015068 · form4-05312024_080528.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,131 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 22:00 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 8,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-001877 · form4-01262024_100138.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,803 F1 · shares: Grant of restricted stock units that vest in five substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next four months; provided that the outstanding and unvested portion of the award will vest in full immediately prior to (a) the Company's annual meeting of stockholders held in 2024 or (b) a change in control. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| June 16, 2021 Filed Jun 16, 2021 20:06 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | SaleCommon Stock | 16,039 | $4.85 | $77,789.15 |
DisclosureSEC source: 0000899243-21-024298 · doc4.xml · nonDerivative · entry 5 Becker Steven R · CIK 0001349005 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,487,362 F4 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.83 to $4.87 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. Read SEC document |
| June 16, 2021 Filed Jun 16, 2021 20:06 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | SaleCommon Stock | 80,000 | $4.87 | $389,856.00 |
DisclosureSEC source: 0000899243-21-024298 · doc4.xml · nonDerivative · entry 4 Becker Steven R · CIK 0001349005 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,503,401 F3 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.84 to $4.89 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:06 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | SaleCommon Stock | 100,000 | $4.94 | $493,570.00 |
DisclosureSEC source: 0000899243-21-024298 · doc4.xml · nonDerivative · entry 3 Becker Steven R · CIK 0001349005 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583,401 Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:06 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | SaleCommon Stock | 77,317 | $4.93 | $381,157.35 |
DisclosureSEC source: 0000899243-21-024298 · doc4.xml · nonDerivative · entry 2 Becker Steven R · CIK 0001349005 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683,401 F2 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $4.89 to $4.95 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:06 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | SaleCommon Stock | 200,150 | $4.97 | $994,905.62 |
DisclosureSEC source: 0000899243-21-024298 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,760,718 F1 · price: This price represents the approximate weighted average price per share of common stock of Tuesday Morning Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $4.95 to $4.98 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:06 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | OtherSubscription Rights (right to buy) · Derivative | 540,279 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001104659-21-020673 · a4.xml · derivative · entry 2 Becker Steven R · CIK 0001349005 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 540,279 shares Expires 2021-02-01 F1 · date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. F1 · derivative.expiration_date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 16:06 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | OtherCommon Stock | 540,279 | $1.10 | $594,306.90 |
DisclosureSEC source: 0001104659-21-020673 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960,868 F1 · date: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. F1 · shares: Represents the purchase of shares of common stock in a rights offering. The subscription period for exercise of rights expired February 1, 2021, and the rights offering closed on February 9, 2021, the date on which the rights and obligations of each party became fixed. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 16:50 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantCommon Stock | 277,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-049978 · a4.xml · nonDerivative · entry 2 Becker Steven R · CIK 0001349005 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305,203 F2 · shares: Represents time-vesting restricted stock granted to Mr. Becker on September 10, 2019, pursuant to the 2014 LTIP. The restricted stock vest in equal annual installments over four years beginning on the first anniversary of the grant date. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 16:50 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantCommon Stock | 277,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-049978 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,027,764 F1 · shares: Represents performance-based restricted stock granted to Steven R. Becker on September 10, 2019, pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan (the "2014 LTIP"). The performance-based restricted stock vests on the third anniversary of the date of the grant, subject to the satisfaction of certain performance criteria. Reflects the maximum number of shares that may vest. Read SEC document |
| September 10, 2019 Filed Sep 25, 2019 16:05 UTC Amendment | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantCommon Stock | 554,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-051345 · a4a.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,582,642 F1 · shares: The original Form 4, filed on September 12, 2019 , is being amended by this Form 4 amendment solely to correct an administrative error which misreported the maximum number of shares granted on September 10, 2019 as a total of 277,439 shares when in fact 554,878 shares may vest at maximum performance. In addition, the number of shares of common stock beneficially owned by Mr. Becker following the transactions reflected in the Form 4 has been increased by 277,439 shares to 2,582,642. F1 · balance_after: The original Form 4, filed on September 12, 2019 , is being amended by this Form 4 amendment solely to correct an administrative error which misreported the maximum number of shares granted on September 10, 2019 as a total of 277,439 shares when in fact 554,878 shares may vest at maximum performance. In addition, the number of shares of common stock beneficially owned by Mr. Becker following the transactions reflected in the Form 4 has been increased by 277,439 shares to 2,582,642. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 17:55 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 90,000 | $1.44 | $129,411.00 |
DisclosureSEC source: 0001104659-19-048482 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750,325 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.37 to $1.47 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in Footnote 1. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 11:38 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0001104659-19-034459 · a4.xml · nonDerivative · entry 2 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,660,325 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.49 per share to $1.51 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote 1. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 11:38 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0001104659-19-034459 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640,325 Read SEC document |
| May 29, 2019 Filed May 31, 2019 12:53 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 19,030 | $1.51 | $28,735.30 |
DisclosureSEC source: 0001104659-19-033038 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630,325 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.50 per share to $1.52 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote 1. Read SEC document |
| May 24, 2019 Filed May 29, 2019 12:26 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 25,000 | $1.62 | $40,500.00 |
DisclosureSEC source: 0001104659-19-032278 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,295 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 per share to $1.66 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote 1. Read SEC document |
| May 20, 2019 Filed May 22, 2019 15:28 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 5,000 | $1.65 | $8,250.00 |
DisclosureSEC source: 0001104659-19-031085 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,586,295 Read SEC document |
| May 10, 2019 Filed May 13, 2019 16:02 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 10,000 | $1.69 | $16,900.00 |
DisclosureSEC source: 0001104659-19-028899 · a4.xml · nonDerivative · entry 2 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581,295 Read SEC document |
| May 09, 2019 Filed May 13, 2019 16:02 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 180,100 | $1.74 | $313,374.00 |
DisclosureSEC source: 0001104659-19-028899 · a4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571,295 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 per share to $1.79 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote 1. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 16:20 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 248,385 | $0.00 Strike: $3.25 | $0.00 |
DisclosureSEC source: 0000899243-18-025494 · doc4.xml · derivative · entry 3 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,385 Underlying: Common Stock · 248,385 shares Expires 2028-09-26 F4 · price: The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Granted to Mr. Becker on September 26, 2018, pursuant to the 2014 LTIP. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 16:20 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantCommon Stock | 230,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025494 · doc4.xml · nonDerivative · entry 2 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391,195 F2 · shares: Represents restricted stock units granted to Mr. Becker on September 26, 2018, pursuant to the 2014 LTIP. The restricted stock units vest in equal annual installments over four years beginning on the first anniversary of the grant date. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 16:20 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantCommon Stock | 208,644 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025494 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160,425 F1 · shares: Represents performance-based restricted stock granted to Steven R. Becker on September 26, 2018, pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan (the "2014 LTIP"). The performance-based restricted stock vests on the third anniversary of the date of the grant, subject to the satisfaction of certain performance criteria. Reflects the maximum number of shares that may vest. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:46 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 248,385 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000899243-17-022421 · doc4.xml · derivative · entry 2 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,385 Underlying: Common Stock · 248,385 shares Expires 2027-09-19 F3 · price: Granted to Mr. Becker on September 19, 2017 pursuant to the 2014 LTIP. F2 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:46 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantCommon Stock | 208,644 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-022421 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,781 F1 · shares: Represents performance-based restricted stock granted to Steven R. Becker on September 19, 2017 pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan (the "2014 LTIP"). The performance-based restricted stock vests on the third anniversary of the date of the grant, subject to the satisfaction of certain performance criteria. Reflects the maximum number of shares that may vest. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 18:53 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 50,000 | $1.75 | $87,275.00 |
DisclosureSEC source: 0000899243-17-015399 · doc4.xml · nonDerivative · entry 3 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,137 F1 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 18:53 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 25,000 | $1.70 | $42,500.00 |
DisclosureSEC source: 0000899243-17-015399 · doc4.xml · nonDerivative · entry 2 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,137 F1 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:53 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 25,000 | $1.73 | $43,125.00 |
DisclosureSEC source: 0000899243-17-015399 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,137 F1 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| May 26, 2017 Filed May 26, 2017 16:38 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | OtherCommon Stock | 20,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014556 · doc4.xml · nonDerivative · entry 5 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · shares: Represents shares of common stock of Tuesday Morning Corporation, par value $0.01 per share ("Shares"), that were distributed by Western Family Value I, L.P. ("WFV I") on a pro rata basis to partners of WFV I (the "WFV Distribution"). F2 · ownership.nature: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and WFV I are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F4 · ownership.nature: Mr. Becker is a limited partner of, and may be deemed to beneficially own certain securities owned by, WFV I. Western Family Value, LLC ("WFV") is the general partner of, and may be deemed to beneficially own securities owned by, WFV I. Mr. Becker is the sole member of, and may be deemed to beneficially own securities owned by, WFV. F5 · ownership.nature: Represents Shares directly beneficially owned by WFV I. Read SEC document |
| May 25, 2017 Filed May 26, 2017 16:38 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 50,000 | $1.80 | $89,990.00 |
DisclosureSEC source: 0000899243-17-014556 · doc4.xml · nonDerivative · entry 4 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,137 F6 · balance_after: Includes 204,635 Shares received by Mr. Becker from WFV I as a result of the WFV Distribution. The acquisition of such Shares by Mr. Becker in the WFV Distribution constituted a change in the form of beneficial ownership without a change in pecuniary interest that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Shares by Mr. Becker in the WFV Distribution from Section 16 of the Exchange Act. F2 · ownership.direct: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and WFV I are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| May 25, 2017 Filed May 26, 2017 16:38 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | OtherCommon Stock | 173,941 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014556 · doc4.xml · nonDerivative · entry 3 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 20,464 F1 · shares: Represents shares of common stock of Tuesday Morning Corporation, par value $0.01 per share ("Shares"), that were distributed by Western Family Value I, L.P. ("WFV I") on a pro rata basis to partners of WFV I (the "WFV Distribution"). F2 · ownership.nature: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and WFV I are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F4 · ownership.nature: Mr. Becker is a limited partner of, and may be deemed to beneficially own certain securities owned by, WFV I. Western Family Value, LLC ("WFV") is the general partner of, and may be deemed to beneficially own securities owned by, WFV I. Mr. Becker is the sole member of, and may be deemed to beneficially own securities owned by, WFV. F5 · ownership.nature: Represents Shares directly beneficially owned by WFV I. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:38 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 40,100 | $1.85 | $74,185.00 |
DisclosureSEC source: 0000899243-17-014556 · doc4.xml · nonDerivative · entry 2 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,137 F6 · balance_after: Includes 204,635 Shares received by Mr. Becker from WFV I as a result of the WFV Distribution. The acquisition of such Shares by Mr. Becker in the WFV Distribution constituted a change in the form of beneficial ownership without a change in pecuniary interest that is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 thereunder. Rule 16a-9(a) under the Exchange Act may also exempt the acquisition of such Shares by Mr. Becker in the WFV Distribution from Section 16 of the Exchange Act. F2 · ownership.direct: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and WFV I are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:38 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | OtherCommon Stock | 1,049,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014556 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 194,405 F1 · shares: Represents shares of common stock of Tuesday Morning Corporation, par value $0.01 per share ("Shares"), that were distributed by Western Family Value I, L.P. ("WFV I") on a pro rata basis to partners of WFV I (the "WFV Distribution"). F2 · ownership.nature: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and WFV I are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F4 · ownership.nature: Mr. Becker is a limited partner of, and may be deemed to beneficially own certain securities owned by, WFV I. Western Family Value, LLC ("WFV") is the general partner of, and may be deemed to beneficially own securities owned by, WFV I. Mr. Becker is the sole member of, and may be deemed to beneficially own securities owned by, WFV. F5 · ownership.nature: Represents Shares directly beneficially owned by WFV I. Read SEC document |
| May 04, 2017 Filed May 8, 2017 16:30 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 100,000 | $2.42 | $241,590.00 |
DisclosureSEC source: 0000899243-17-012200 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,402 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Steven R. Becker on March 8, 2017. F2 · ownership.direct: This statement is filed by and on behalf of Mr. Becker. Mr. Becker and Western Family Value I, L.P. ("WFV I") are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:03 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 200,000 | $3.66 | $731,840.00 |
DisclosureSEC source: 0000899243-17-003125 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,402 F1 · ownership.direct: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and Western Family Value I, L.P. ("WFV I") are the direct beneficial owners of the securities covered by this statement. F2 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 20:08 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | PurchaseCommon Stock | 40,000 | $4.49 | $179,416.00 |
DisclosureSEC source: 0000899243-16-032868 · doc4.xml · nonDerivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,402 F1 · ownership.direct: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and Western Family Value I, L.P. ("WFV I") are the direct beneficial owners of the securities covered by this statement. F2 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 18:25 UTC | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 186,289 | $0.00 Strike: $6.71 | $0.00 |
DisclosureSEC source: 0000899243-16-028558 · doc4.xml · derivative · entry 3 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,289 Underlying: Common Stock · 186,289 shares Expires 2026-09-01 F6 · price: Granted to Mr. Becker on September 1, 2016 pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan. F5 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. F1 · ownership.direct: This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and Western Family Value I, L.P. ("WFV I") are the direct beneficial owners of the securities covered by this statement. F2 · ownership.direct: Mr. Becker is a limited partner of, and may be deemed to beneficially own certain securities owned by, WFV I. Western Family Value, LLC ("WFV") is the general partner of, and may be deemed to beneficially own securities owned by, WFV I. Mr. Becker is the sole member of, and may be deemed to beneficially own securities owned by, WFV. F3 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| September 01, 2016 Filed Sep 26, 2016 16:55 UTC Amendment | TUESDAY MORNING CORP/DE TUES · Entity 121241 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 248,385 | $0.00 Strike: $6.71 | $0.00 |
DisclosureSEC source: 0000899243-16-030012 · doc4a.xml · derivative · entry 1 Becker Steven R · CIK 0001349005 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,385 Underlying: Common Stock · 248,385 shares Expires 2026-09-01 F1 · shares: The Form 4 originally filed by the reporting person with the Securities and Exchange Commission on September 6, 2016 (the "Original Filing") did not include 62,096 options that were part of the grant of an aggregate of 248,385 options to Steven R. Becker on September 1, 2016 pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan (the "2014 LTIP"). The Original Filing is amended by this Form 4 amendment to reflect the reporting person's beneficial ownership. No other changes have been made to the Original Filing. F3 · price: Granted to Mr. Becker on September 1, 2016 pursuant to the 2014 LTIP. F2 · derivative.exercise_date: The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. F4 · ownership.direct: This statement is filed by and on behalf of Mr. Becker, and Mr. Becker is the direct beneficial owners of the securities covered by this statement. F5 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.