TapewireFind a company

person · Reporting owner

Lake Spencer

Disclosed activity across 2 companies

Tapewire entity
78892
SEC CIK
0001814524

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
nCino, Inc.NCNO · Entity 4391DirectorJune 02, 2025June 04, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

nCino, Inc.

Report date June 02, 2025 · Filed June 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,646 Ending reported balance After 2025-06-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-06-02 · Exercise / conversion · Acquired 16,000 · Balance 29,665

Row 2 · 2025-06-02 · Exercise / conversion · Acquired 21,100 · Balance 50,765

Row 3 · 2025-06-02 · Sale · Disposed 3,074 · Balance 47,691

Row 4 · 2025-06-02 · Sale · Disposed 4,045 · Balance 43,646

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-06-01Direct21,100 Reported balance After 2025-06-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-06-02 · Exercise / conversion · Disposed 16,000 · Balance 21,100

F1: This option is currently exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-06-01Direct0 Reported balance After 2025-06-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-06-02 · Exercise / conversion · Disposed 21,100 · Balance 0

F1: This option is currently exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: This option is currently exercisable.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

nCino OpCo, Inc.

Report date January 07, 2022 · Filed January 11, 2022

Section 16 reporting ended · disclosed 2022-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-01-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-01-07 · Disposition to issuer · Disposed 9,125 · Balance 2,688

F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.

F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82.

Row 2 · 2022-01-07 · Disposition to issuer · Disposed 2,688 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.

F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-06-01Direct0 Reported balance After 2022-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-07 · Disposition to issuer · Disposed 37,100 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.

F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time.

F5: This option is currently exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.

F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82.

F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time.

F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time.

F5: This option is currently exercisable.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2025 Filed Jun 4, 2025 16:16 UTC nCino, Inc. NCNO · Entity 4391 Exercise / conversionStock Option (Right to Buy) · Derivative 21,100 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · derivative · entry 6

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,100 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:16 UTC nCino, Inc. NCNO · Entity 4391 Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · derivative · entry 5

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,100

Underlying: Common Stock · 16,000 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:16 UTC nCino, Inc. NCNO · Entity 4391 SaleCommon Stock 4,045 $25.98 $105,089.91
Disclosure

SEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 4

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,646

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:16 UTC nCino, Inc. NCNO · Entity 4391 SaleCommon Stock 3,074 $25.94 $79,747.86
Disclosure

SEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 3

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,691

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:16 UTC nCino, Inc. NCNO · Entity 4391 Exercise / conversionCommon Stock 21,100 $4.98 $105,078.00
Disclosure

SEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 2

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:16 UTC nCino, Inc. NCNO · Entity 4391 Exercise / conversionCommon Stock 16,000 $4.98 $79,680.00
Disclosure

SEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 16:07 UTC nCino, Inc. NCNO · Entity 4391 GrantCommon Stock 5,874 $0.00 $0.00
Disclosure

SEC source: 0001902733-24-000135 · wk-form4_1719259641.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,665

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on the earlier of June 20, 2025 and the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date. These RSUs vest fully upon a change in control of the Issuer.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 16:04 UTC nCino, Inc. NCNO · Entity 4391 SaleCommon Stock 5,000 $35.30 $176,500.00
Disclosure

SEC source: 0001902733-24-000076 · wk-form4_1712606669.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,791

Read SEC document
April 02, 2024 Filed Apr 4, 2024 16:04 UTC nCino, Inc. NCNO · Entity 4391 SaleCommon Stock 10,000 $34.55 $345,491.00
Disclosure

SEC source: 0001902733-24-000073 · wk-form4_1712261077.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,791

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.50 to $34.78, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

Read SEC document
June 22, 2023 Filed Jun 26, 2023 16:26 UTC nCino, Inc. NCNO · Entity 4391 GrantCommon Stock 5,770 $0.00 $0.00
Disclosure

SEC source: 0001902733-23-000039 · wk-form4_1687811154.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,791

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on the earlier of June 22, 2024 and the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date. These RSUs vest fully upon a change in control of the Issuer.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 18:45 UTC nCino, Inc. NCNO · Entity 4391 GrantCommon Stock 5,208 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024193 · form4.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,021

F1 · shares: Represents restricted stock units (''RSUs'') that vest in full on the earlier of June 23, 2023 and the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 16:25 UTC nCino, Inc. NCNO · Entity 4391 GrantStock Option (Right to Buy) · Derivative 37,100 Not disclosed Strike: $4.98 Not disclosed
Disclosure

SEC source: 0001140361-22-001354 · form4.xml · derivative · entry 3

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,100

Underlying: Common Stock · 37,100 shares

Expires 2027-06-01

F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers").

F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc.

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase Old nCino Shares ("Old nCino Option") converted automatically into an option to purchase Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such Old nCino Option immediately prior to the Effective Time.

F6 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 16:25 UTC nCino, Inc. NCNO · Entity 4391 GrantCommon Stock 2,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001354 · form4.xml · nonDerivative · entry 2

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,813

F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers").

F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc.

F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit granted by Old nCino ("Old nCino RSU") converted automatically into a restricted stock unit of the Issuer on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such Old nCino RSU immediately prior to the Effective Time.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 16:25 UTC nCino, Inc. NCNO · Entity 4391 GrantCommon Stock 9,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001354 · form4.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers").

F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), each share of old nCino common stock, par value $0.0005 per share, ("Old nCino Shares") converted automatically into one share of common stock, par value $0.0005 per share, of the Issuer ("Shares"). As of January 7, 2022, the closing market price of the old nCino Shares was $50.82.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 16:16 UTC nCino OpCo, Inc. NCNO · Entity 15709 Disposition to issuerStock Option (Right to Buy) · Derivative 37,100 Not disclosed Strike: $4.98 Not disclosed
Disclosure

SEC source: 0001140361-22-001333 · form4.xml · derivative · entry 3

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,100 shares

Expires 2027-06-01

F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.

F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time.

F5 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 16:16 UTC nCino OpCo, Inc. NCNO · Entity 15709 Disposition to issuerCommon Stock 2,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001333 · form4.xml · nonDerivative · entry 2

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 16:16 UTC nCino OpCo, Inc. NCNO · Entity 15709 Disposition to issuerCommon Stock 9,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-001333 · form4.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,688

F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 17:01 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantCommon Stock 2,688 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-024775 · form4.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,813

F1 · shares: These RSUs will vest in full on July 15, 2022, subject to the reporting person's continued service through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 17:40 UTC nCino OpCo, Inc. NCNO · Entity 15709 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000905148-21-000506 · form4.xml · derivative · entry 2

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full on June 8, 2021.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full on June 8, 2021.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 17:40 UTC nCino OpCo, Inc. NCNO · Entity 15709 Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-21-000506 · form4.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full on June 8, 2021.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 19:34 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantPerformance Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001140361-21-007236 · form4.xml · derivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,100

Underlying: Common Stock · 1,250 shares

Expires 2027-06-01

F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.

F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.

F3 · derivative.exercise_date: On March 2, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 17:00 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantPerformance Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0000905148-21-000119 · form4.xml · derivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,850

Underlying: Common Stock · 1,250 shares

Expires 2027-06-01

F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.

F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.

F3 · derivative.exercise_date: On February 1, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 21:44 UTC nCino OpCo, Inc. NCNO · Entity 15709 SaleCommon Stock 875 $70.62 $61,789.09
Disclosure

SEC source: 0001140361-21-001124 · form4.xml · nonDerivative · entry 2

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

F2 · kind: These sales were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging between $70.61 to $70.62. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:44 UTC nCino OpCo, Inc. NCNO · Entity 15709 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-001124 · form4.xml · derivative · entry 3

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:44 UTC nCino OpCo, Inc. NCNO · Entity 15709 Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-001124 · form4.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 21:42 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantPerformance Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0000905148-21-000005 · form4.xml · derivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 2,500 shares

Expires 2027-06-01

F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.

F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.

F3 · derivative.exercise_date: On January 5, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $2,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 2,500 Shares vested under this performance option.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 17:00 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantPerformance Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001140361-20-024356 · form4.xml · derivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 1,250 shares

Expires 2027-06-01

F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.

F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.

F3 · derivative.exercise_date: On November 2, 2020, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option.

Read SEC document
October 13, 2020 Filed Oct 13, 2020 17:00 UTC nCino OpCo, Inc. NCNO · Entity 15709 Exercise / conversionPerformance Stock Option (Right to Buy) · Derivative 11,400 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001140361-20-022920 · form4.xml · derivative · entry 3

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,850

Underlying: Common Stock · 11,400 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.

F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.

Read SEC document
October 13, 2020 Filed Oct 13, 2020 17:00 UTC nCino OpCo, Inc. NCNO · Entity 15709 SaleCommon Stock 11,400 $72.00 $820,800.00
Disclosure

SEC source: 0001140361-20-022920 · form4.xml · nonDerivative · entry 2

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 13, 2020 Filed Oct 13, 2020 17:00 UTC nCino OpCo, Inc. NCNO · Entity 15709 Exercise / conversionCommon Stock 11,400 $4.98 $56,772.00
Disclosure

SEC source: 0001140361-20-022920 · form4.xml · nonDerivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 18:59 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantPerformance Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0000905148-20-000855 · form4.xml · derivative · entry 4

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 3,750 shares

Expires 2027-06-01

F1 · security: These options were granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.

F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.

F4 · derivative.exercise_date: On August 3, 2020, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $3,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 3,750 Shares vested under this performance option.

Read SEC document
July 01, 2020 Filed Aug 3, 2020 18:59 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantPerformance Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0000905148-20-000855 · form4.xml · derivative · entry 3

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 1,250 shares

Expires 2027-06-01

F1 · security: These options were granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017.

F7 · security: This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3.

F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting.

F3 · derivative.exercise_date: On July 1, 2020, the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option.

Read SEC document
June 08, 2020 Filed Aug 3, 2020 18:59 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000905148-20-000855 · form4.xml · derivative · entry 2

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-06-08

F7 · security: This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering.

F6 · derivative.exercise_date: Each RSU represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering.

Read SEC document
June 08, 2020 Filed Aug 3, 2020 18:59 UTC nCino OpCo, Inc. NCNO · Entity 15709 GrantRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000905148-20-000855 · form4.xml · derivative · entry 1

Lake Spencer · CIK 0001814524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-08

F7 · security: This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3.

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in full on June 8, 2021, subject to the reporting person's continued service through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer.

F5 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in full on June 8, 2021, subject to the reporting person's continued service through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.