Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| nCino, Inc.NCNO · Entity 4391 | Director | June 02, 2025 | June 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
nCino, Inc.
Report date June 02, 2025 · Filed June 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,646 |
Ending reported balance
After 2025-06-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2025-06-02 · Exercise / conversion · Acquired 16,000 · Balance 29,665 Row 2 · 2025-06-02 · Exercise / conversion · Acquired 21,100 · Balance 50,765 Row 3 · 2025-06-02 · Sale · Disposed 3,074 · Balance 47,691 Row 4 · 2025-06-02 · Sale · Disposed 4,045 · Balance 43,646 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-06-01 | Direct | 21,100 |
Reported balance
After 2025-06-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-06-02 · Exercise / conversion · Disposed 16,000 · Balance 21,100 F1: This option is currently exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-06-01 | Direct | 0 |
Reported balance
After 2025-06-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-06-02 · Exercise / conversion · Disposed 21,100 · Balance 0 F1: This option is currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This option is currently exercisable.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
nCino OpCo, Inc.
Report date January 07, 2022 · Filed January 11, 2022
Section 16 reporting ended · disclosed 2022-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Disposition to issuer · Disposed 9,125 · Balance 2,688 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Row 2 · 2022-01-07 · Disposition to issuer · Disposed 2,688 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-06-01 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-07 · Disposition to issuer · Disposed 37,100 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F5: This option is currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.
F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82.
F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time.
F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time.
F5: This option is currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2025 Filed Jun 4, 2025 16:16 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,100 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · derivative · entry 6 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,100 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:16 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · derivative · entry 5 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,100 Underlying: Common Stock · 16,000 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:16 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 4,045 | $25.98 | $105,089.91 |
DisclosureSEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 4 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,646 Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:16 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 3,074 | $25.94 | $79,747.86 |
DisclosureSEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 3 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,691 Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:16 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionCommon Stock | 21,100 | $4.98 | $105,078.00 |
DisclosureSEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 2 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:16 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionCommon Stock | 16,000 | $4.98 | $79,680.00 |
DisclosureSEC source: 0001902733-25-000078 · wk-form4_1749067998.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 16:07 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 5,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001902733-24-000135 · wk-form4_1719259641.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,665 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on the earlier of June 20, 2025 and the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date. These RSUs vest fully upon a change in control of the Issuer. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 16:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 5,000 | $35.30 | $176,500.00 |
DisclosureSEC source: 0001902733-24-000076 · wk-form4_1712606669.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,791 Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 16:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 10,000 | $34.55 | $345,491.00 |
DisclosureSEC source: 0001902733-24-000073 · wk-form4_1712261077.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,791 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.50 to $34.78, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1). Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 16:26 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 5,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001902733-23-000039 · wk-form4_1687811154.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,791 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on the earlier of June 22, 2024 and the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date. These RSUs vest fully upon a change in control of the Issuer. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 18:45 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-024193 · form4.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,021 F1 · shares: Represents restricted stock units (''RSUs'') that vest in full on the earlier of June 23, 2023 and the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantStock Option (Right to Buy) · Derivative | 37,100 | Not disclosed Strike: $4.98 | Not disclosed |
DisclosureSEC source: 0001140361-22-001354 · form4.xml · derivative · entry 3 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,100 Underlying: Common Stock · 37,100 shares Expires 2027-06-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase Old nCino Shares ("Old nCino Option") converted automatically into an option to purchase Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such Old nCino Option immediately prior to the Effective Time. F6 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 2,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001354 · form4.xml · nonDerivative · entry 2 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,813 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit granted by Old nCino ("Old nCino RSU") converted automatically into a restricted stock unit of the Issuer on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such Old nCino RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 9,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001354 · form4.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,125 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), each share of old nCino common stock, par value $0.0005 per share, ("Old nCino Shares") converted automatically into one share of common stock, par value $0.0005 per share, of the Issuer ("Shares"). As of January 7, 2022, the closing market price of the old nCino Shares was $50.82. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerStock Option (Right to Buy) · Derivative | 37,100 | Not disclosed Strike: $4.98 | Not disclosed |
DisclosureSEC source: 0001140361-22-001333 · form4.xml · derivative · entry 3 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,100 shares Expires 2027-06-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F5 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 2,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001333 · form4.xml · nonDerivative · entry 2 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 9,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001333 · form4.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,688 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 17:01 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantCommon Stock | 2,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-024775 · form4.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,813 F1 · shares: These RSUs will vest in full on July 15, 2022, subject to the reporting person's continued service through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:40 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000506 · form4.xml · derivative · entry 2 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full on June 8, 2021. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full on June 8, 2021. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:40 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-21-000506 · form4.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full on June 8, 2021. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 19:34 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantPerformance Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001140361-21-007236 · form4.xml · derivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,100 Underlying: Common Stock · 1,250 shares Expires 2027-06-01 F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017. F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting. F3 · derivative.exercise_date: On March 2, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 17:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantPerformance Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000905148-21-000119 · form4.xml · derivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,850 Underlying: Common Stock · 1,250 shares Expires 2027-06-01 F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017. F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting. F3 · derivative.exercise_date: On February 1, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 21:44 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 875 | $70.62 | $61,789.09 |
DisclosureSEC source: 0001140361-21-001124 · form4.xml · nonDerivative · entry 2 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 F2 · kind: These sales were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging between $70.61 to $70.62. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 21:44 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-001124 · form4.xml · derivative · entry 3 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 21:44 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-001124 · form4.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 21:42 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantPerformance Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000905148-21-000005 · form4.xml · derivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 2,500 shares Expires 2027-06-01 F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017. F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting. F3 · derivative.exercise_date: On January 5, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $2,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 2,500 Shares vested under this performance option. Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 17:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantPerformance Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001140361-20-024356 · form4.xml · derivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 1,250 shares Expires 2027-06-01 F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017. F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting. F3 · derivative.exercise_date: On November 2, 2020, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 17:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionPerformance Stock Option (Right to Buy) · Derivative | 11,400 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001140361-20-022920 · form4.xml · derivative · entry 3 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,850 Underlying: Common Stock · 11,400 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017. F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 17:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 11,400 | $72.00 | $820,800.00 |
DisclosureSEC source: 0001140361-20-022920 · form4.xml · nonDerivative · entry 2 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 17:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 11,400 | $4.98 | $56,772.00 |
DisclosureSEC source: 0001140361-20-022920 · form4.xml · nonDerivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 3, 2020 18:59 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantPerformance Stock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000905148-20-000855 · form4.xml · derivative · entry 4 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 3,750 shares Expires 2027-06-01 F1 · security: These options were granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017. F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting. F4 · derivative.exercise_date: On August 3, 2020, the Compensation Committee of the Issuer's Board of Directors confirmed that an additional $3,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 3,750 Shares vested under this performance option. Read SEC document |
| July 01, 2020 Filed Aug 3, 2020 18:59 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantPerformance Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000905148-20-000855 · form4.xml · derivative · entry 3 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 1,250 shares Expires 2027-06-01 F1 · security: These options were granted to the reporting person pursuant to a Non-Qualified Stock Option Agreement ("Stock Option Agreement") entered into in connection with a Consulting Agreement between the reporting person and the Issuer effective as of May 1, 2017. F7 · security: This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3. F2 · derivative.exercise_date: On May 1, 2017, the reporting person was granted an option to purchase 50,000 shares of common stock of the Issuer ("Shares"), subject to the satisfaction of certain performance criteria set forth in the Stock Option Agreement. The performance criteria for this option are as follows: 1,250 Shares vest for each $1 million of Annual Contract Value (as defined in the Stock Option Agreement) contracted for by the Issuer outside of the Americas during the time period beginning on May 1, 2017 and ending on May 1, 2021, subject to a maximum of 50,000 Shares vesting. F3 · derivative.exercise_date: On July 1, 2020, the Issuer's Board of Directors confirmed that an additional $1,000,000 of Annual Contract Value was contracted for by the Issuer outside of the Americas, and so an additional 1,250 Shares vested under this performance option. Read SEC document |
| June 08, 2020 Filed Aug 3, 2020 18:59 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-000855 · form4.xml · derivative · entry 2 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-06-08 F7 · security: This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. F6 · derivative.exercise_date: Each RSU represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vested in full upon the effectiveness of the Securities Act registration statement for the Shares, provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. Read SEC document |
| June 08, 2020 Filed Aug 3, 2020 18:59 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-000855 · form4.xml · derivative · entry 1 Lake Spencer · CIK 0001814524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2027-06-08 F7 · security: This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in full on June 8, 2021, subject to the reporting person's continued service through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. F5 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in full on June 8, 2021, subject to the reporting person's continued service through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.