Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DWS MUNICIPAL INCOME TRUSTKTF · Entity 5805 | Director | November 18, 2021 | November 22, 2021 |
| DWS STRATEGIC MUNICIPAL INCOME TRUSTKSM · Entity 15747 | Director | November 18, 2021 | November 22, 2021 |
| Great Elm Capital Corp.GECC · Entity 6877 | Director | June 04, 2025 | June 06, 2025 |
| RLJ Lodging TrustRLJ · Entity 4629 | EVP, GC & Corp Secretary | April 27, 2025 | April 29, 2025 |
| TANGER INC.SKT · Entity 3969 | EVP,General Counsel,Secretary | February 15, 2023 | February 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DWS MUNICIPAL INCOME TRUST
Report date November 18, 2021 · Filed November 22, 2021
This filing explicitly reported no securities owned.
DWS STRATEGIC MUNICIPAL INCOME TRUST
Report date November 18, 2021 · Filed November 22, 2021
This filing explicitly reported no securities owned.
Great Elm Capital Corp.
Report date June 04, 2025 · Filed June 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,850 |
Reported balance
After 2025-06-04 transaction · row 1
1 source rowRow 1 · 2025-06-04 · Purchase · Acquired 1,850 · Balance 1,850 |
RLJ Lodging Trust
Report date April 27, 2025 · Filed April 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 150,576 |
Reported balance
After 2025-04-27 transaction · row 1
1 source rowRow 1 · 2025-04-27 · Tax withholding · Disposed 32,565 · Balance 150,576 F1: These restricted shares, vesting ratably over three years on the yearly anniversary of the date of grant, were granted to the reporting person pursuant to the RLJ Lodging Trust 2021 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted shares, vesting ratably over three years on the yearly anniversary of the date of grant, were granted to the reporting person pursuant to the RLJ Lodging Trust 2021 Equity Incentive Plan.
TANGER INC.
Report date February 15, 2023 · Filed February 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 191,604 |
Ending reported balance
After 2023-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-15 · Exercise / conversion · Acquired 83,274 · Balance 226,484 F1: Represents restricted common shares received from the conversion of notional units. Based on the share price targets achieved, each notional unit was converted into one restricted common share. 50% of the shares vested on February 15, 2023 and the remaining 50% will vest on February 15, 2024, contingent upon continued employment with the Company through the vesting dates. Row 2 · 2023-02-15 · Tax withholding · Disposed 34,880 · Balance 191,604 |
| Notional UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-15 · Exercise / conversion · Disposed 83,274 · Balance 0 F2: Represents notional units, each of which converted into an equivalent number of restricted common shares based on the Company's share price appreciation inclusive of all dividends (TSR), and its TSR relative to its peer group, over the three-year measurement period from February 11, 2020 through February 10, 2023, as certified by the Compensation Committee on February 14, 2023. F3: With respect to 33.30% of the performance shares, 20% of this portion of the award was earned if the Company's aggregate TSR equals 36.8% over the 3-year measurement period, 60% of this portion of the award was earned if the Company's aggregate TSR equals 44.3%, and 100% of this portion of the award was earned if the Company's aggregate TSR equals or exceeds 52.1%. With respect to the other 66.70% of the performance shares, 20% of this portion of the award was earned if the Company's TSR is in the 30th percentile of its peer group over the 3-year measurement period, 60% of this portion of the award was earned if the Company's TSR is in the 55th percentile of its peer group during this period, and 100% of this portion of the award was earned if the Company's TSR is in the 80th percentile of its peer group or greater during this period. The performance shares converted on a pro-rata basis by linear interpolation between share price appreciation thresholds. F4: 100% of the absolute and relative portions were actually earned. The notional units convert on a pro-rata basis by linear interpolation between share price appreciation thresholds. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted common shares received from the conversion of notional units. Based on the share price targets achieved, each notional unit was converted into one restricted common share. 50% of the shares vested on February 15, 2023 and the remaining 50% will vest on February 15, 2024, contingent upon continued employment with the Company through the vesting dates.
F2: Represents notional units, each of which converted into an equivalent number of restricted common shares based on the Company's share price appreciation inclusive of all dividends (TSR), and its TSR relative to its peer group, over the three-year measurement period from February 11, 2020 through February 10, 2023, as certified by the Compensation Committee on February 14, 2023.
F3: With respect to 33.30% of the performance shares, 20% of this portion of the award was earned if the Company's aggregate TSR equals 36.8% over the 3-year measurement period, 60% of this portion of the award was earned if the Company's aggregate TSR equals 44.3%, and 100% of this portion of the award was earned if the Company's aggregate TSR equals or exceeds 52.1%. With respect to the other 66.70% of the performance shares, 20% of this portion of the award was earned if the Company's TSR is in the 30th percentile of its peer group over the 3-year measurement period, 60% of this portion of the award was earned if the Company's TSR is in the 55th percentile of its peer group during this period, and 100% of this portion of the award was earned if the Company's TSR is in the 80th percentile of its peer group or greater during this period. The performance shares converted on a pro-rata basis by linear interpolation between share price appreciation thresholds.
F4: 100% of the absolute and relative portions were actually earned. The notional units convert on a pro-rata basis by linear interpolation between share price appreciation thresholds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2017 Filed Jan 4, 2017 23:23 UTC | TANGER INC. SKT · Entity 3969 | Tax withholdingCommon Stock | 2,943 | $35.78 | $105,300.54 |
DisclosureSEC source: 0000899715-17-000021 · wf-form4_148357216725308.xml · nonDerivative · entry 2 Perry Chad · CIK 0001537306 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,226 Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 23:23 UTC | TANGER INC. SKT · Entity 3969 | Exercise / conversionCommon Stock | 16,831 | $0.00 | $0.00 |
DisclosureSEC source: 0000899715-17-000021 · wf-form4_148357216725308.xml · nonDerivative · entry 1 Perry Chad · CIK 0001537306 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents restricted shares received from the conversion of notional units. Based on the share price targets achieved, each notional unit was converted into .6575 restricted common shares. 50% of the shares vest on January 2, 2017 and the remaining 50% will vest on January 2, 2018, contingent upon continued employment with the Company through the vesting dates. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 21:39 UTC | TANGER INC. SKT · Entity 3969 | SaleCommon Stock | 650 | $35.03 | $22,769.50 |
DisclosureSEC source: 0000899715-16-000396 · wf-form4_148226996663896.xml · nonDerivative · entry 1 Perry Chad · CIK 0001537306 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,338 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted plan intended to comply with Rule 10b5-1. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:17 UTC | TANGER INC. SKT · Entity 3969 | Tax withholdingCommon Stock | 333 | $35.81 | $11,924.73 |
DisclosureSEC source: 0000899715-16-000390 · wf-form4_148166381754562.xml · nonDerivative · entry 1 Perry Chad · CIK 0001537306 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,988 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.