Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEONC TECHNOLOGIES HOLDINGS, INC.NTHI · Entity 6646 | COO | March 26, 2025 | June 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEONC TECHNOLOGIES HOLDINGS, INC.
Report date March 26, 2025 · Filed June 05, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy HCWG LLC | 66,669 |
Reported balance
After 2025-03-26 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-03-26 · Other · Disposed 1,231 · Balance 66,669 F1: Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. F2: Not applicable. Number of shares transferred was based on a per share value of $18. F3: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy HCWG LLC | 90,732 |
Reported balance
After 2025-03-26 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-03-26 · Other · Acquired 24,063 · Balance 90,732 F4: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. |
| Common StockSEC Table I · non-derivative | IndirectBy HCWG LLC | 79,182 |
Reported balance
After 2025-03-26 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-03-26 · Sale · Disposed 11,550 · Balance 79,182 F5: In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 11,550 warrant shares to pay the exercise price. |
| Common StockSEC Table I · non-derivative | IndirectBy HCWG LLC | 78,885 |
Reported balance
After 2025-03-26 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2025-03-26 · Sale · Disposed 297 · Balance 78,885 |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 | IndirectBy HCWG LLC | 0 |
Reported balance
After 2025-03-26 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2025-03-26 · Other · Disposed 24,063 · Balance 0 F6: Not applicable. |
| Common StockSEC Table I · non-derivative | Direct | 797,488 |
Reported balance
Holding disclosure · report date 2025-03-26 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 797,488 |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement.
F2: Not applicable. Number of shares transferred was based on a per share value of $18.
F3: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC.
F4: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG.
F5: In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 11,550 warrant shares to pay the exercise price.
F6: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2025 Filed Mar 28, 2025 21:31 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 1,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001013762-25-004278 · marketforms-69051.xml · nonDerivative · entry 1 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 66,669 F1 · kind: Transfer of shares of common stock held by HCWG LLC pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 24,063 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-030064 · marketforms-69126.xml · derivative · entry 6 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 0 Underlying: Common Stock · 24,063 shares Expires not disclosed F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 297 | $19.13 | $5,681.58 |
DisclosureSEC source: 0001213900-25-030064 · marketforms-69126.xml · nonDerivative · entry 4 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 78,885 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 11,550 | $25.00 | $288,750.00 |
DisclosureSEC source: 0001213900-25-030064 · marketforms-69126.xml · nonDerivative · entry 3 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 79,182 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 24,063 | $12.00 | $288,756.00 |
DisclosureSEC source: 0001213900-25-030064 · marketforms-69126.xml · nonDerivative · entry 2 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 90,732 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 1,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-030064 · marketforms-69126.xml · nonDerivative · entry 1 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 66,669 F1 · kind: Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:20 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 24,063 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051690 · marketforms-69574.xml · derivative · entry 6 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 0 Underlying: Common Stock · 24,063 shares Expires not disclosed F6 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:20 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 297 | $19.13 | $5,681.58 |
DisclosureSEC source: 0001213900-25-051690 · marketforms-69574.xml · nonDerivative · entry 4 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 78,885 Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:20 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 11,550 | $25.00 | $288,750.00 |
DisclosureSEC source: 0001213900-25-051690 · marketforms-69574.xml · nonDerivative · entry 3 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 79,182 F5 · kind: In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 11,550 warrant shares to pay the exercise price. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:20 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 24,063 | $12.00 | $288,756.00 |
DisclosureSEC source: 0001213900-25-051690 · marketforms-69574.xml · nonDerivative · entry 2 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 90,732 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:20 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 1,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051690 · marketforms-69574.xml · nonDerivative · entry 1 WALTERS PATRICK · CIK 0001997455 · COO 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 66,669 F1 · kind: Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.