TapewireFind a company

person · Reporting owner

PAISLEY CHRISTOPHER B

Disclosed activity across 7 companies

Tapewire entity
786
SEC CIK
0001189229

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMBARELLA INCAMBA · Entity 4248DirectorSeptember 25, 2026September 28, 2026
EQUINIX INCEQIX · Entity 2047DirectorAugust 18, 2026August 18, 2026
Enterprise 4.0 Technology Acquisition CorpENTFU · Entity 129952Director · Chief Financial OfficerOctober 18, 2021October 19, 2021
Fastly, Inc.FSLY · Entity 785DirectorAugust 31, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMBARELLA INC

Report date September 25, 2026 · Filed September 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect43,930 Reported balance After 2026-09-25 transaction · row 1
1 source row

Row 1 · 2026-09-25 · Sale · Disposed 250 · Balance 43,930

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 22, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 22, 2025.

EQUINIX INC

Report date August 18, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectPaisley Family Trust13,734 Reported balance After 2026-08-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-18 · Sale · Disposed 125 · Balance 13,734

F1: Shares sold pursuant to a 10b5-1 Trading Plan.

Common StockSEC Table I · non-derivativeIndirectBy Trust for Brother209 Reported balance Holding disclosure · report date 2026-08-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 209

Common StockSEC Table I · non-derivativeIndirectBy Trust for Son318 Reported balance Holding disclosure · report date 2026-08-18 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 318

Common StockSEC Table I · non-derivativeIndirectBy Trust for Son318 Reported balance Holding disclosure · report date 2026-08-18 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 318

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 Trading Plan.

Enterprise 4.0 Technology Acquisition Corp

Report date October 18, 2021 · Filed October 19, 2021

This filing explicitly reported no securities owned.

Fastly, Inc.

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote280,485 Reported balance After 2026-08-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-31 · Sale · Disposed 3,000 · Balance 280,485

F1: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026.

F2: Amounts reflect the shift from indirect to direct ownership of 1,000 shares to correct an administrative error in the reporting person's Form 4 filed on June 2, 2026, which was carried over on the reporting person's Form 4 filed on June 5, 2026. The June 2, 2026 filing inadvertently reported that the sale of 1,000 shares was deducted from the reporting person directly, rather than the Christopher Paisley TTEE Paisley Living Trust DTD 12/28/94. Total beneficial ownership was correctly reported on both prior filings.

F3: The shares are held by the Christopher Paisley TTEE Paisley Living Trust DTD 12/28/94.

Class A Common StockSEC Table I · non-derivativeDirect15,828 Reported balance Holding disclosure · report date 2026-08-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,828

F2: Amounts reflect the shift from indirect to direct ownership of 1,000 shares to correct an administrative error in the reporting person's Form 4 filed on June 2, 2026, which was carried over on the reporting person's Form 4 filed on June 5, 2026. The June 2, 2026 filing inadvertently reported that the sale of 1,000 shares was deducted from the reporting person directly, rather than the Christopher Paisley TTEE Paisley Living Trust DTD 12/28/94. Total beneficial ownership was correctly reported on both prior filings.

Filing footnotes · ownership attribution and instrument terms

F1: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026.

F2: Amounts reflect the shift from indirect to direct ownership of 1,000 shares to correct an administrative error in the reporting person's Form 4 filed on June 2, 2026, which was carried over on the reporting person's Form 4 filed on June 5, 2026. The June 2, 2026 filing inadvertently reported that the sale of 1,000 shares was deducted from the reporting person directly, rather than the Christopher Paisley TTEE Paisley Living Trust DTD 12/28/94. Total beneficial ownership was correctly reported on both prior filings.

F3: The shares are held by the Christopher Paisley TTEE Paisley Living Trust DTD 12/28/94.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FITBIT, INC.

Report date May 21, 2020 · Filed May 26, 2020

Section 16 reporting ended · disclosed 2020-05-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect132,607 Reported balance After 2020-05-21 transaction · row 1
1 source row

Row 1 · 2020-05-21 · Exercise / conversion · Acquired 31,037 · Balance 132,607

F1: Represents the vesting of restricted stock units ("RSUs") granted on May 23, 2019 that fully vested on May 21, 2020.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-05-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-21 · Exercise / conversion · Disposed 31,037 · Balance 0

F2: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F3: 100% of the RSUs vested on May 21, 2020, the date of the 2020 annual meeting of stockholders (the Reporting Person did not stand for re-election but provided continuous service to the Board until the date of such meeting). Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of restricted stock units ("RSUs") granted on May 23, 2019 that fully vested on May 21, 2020.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F3: 100% of the RSUs vested on May 21, 2020, the date of the 2020 annual meeting of stockholders (the Reporting Person did not stand for re-election but provided continuous service to the Board until the date of such meeting). Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting.

Fortinet, Inc.

Report date June 17, 2021 · Filed June 21, 2021

Section 16 reporting ended · disclosed 2021-06-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,271 Reported balance After 2021-06-17 transaction · row 1
1 source row

Row 1 · 2021-06-17 · Exercise / conversion · Acquired 448 · Balance 77,271

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-17 · Exercise / conversion · Disposed 448 · Balance 0

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2020.

F3: The RSUs will vest in substantially equal increments on each of September 30, 2020, December 31, 2020, March 31, 2021, and the earlier of (i) June 30, 2021 and (ii) the date immediately preceding the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4: RSUs do not expire; they either vest or are canceled prior to vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2020.

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3: The RSUs will vest in substantially equal increments on each of September 30, 2020, December 31, 2020, March 31, 2021, and the earlier of (i) June 30, 2021 and (ii) the date immediately preceding the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4: RSUs do not expire; they either vest or are canceled prior to vest date.

YuMe Inc

Report date February 02, 2018 · Filed February 07, 2018

Section 16 reporting ended · disclosed 2018-02-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-02-02 transaction · row 1
1 source row

Row 1 · 2018-02-02 · Other · Disposed 92,469 · Balance 0

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

Common StockSEC Table I · non-derivativeIndirectBy Child's Trust 10 Reported balance After 2018-02-02 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-02-02 · Other · Disposed 2,000 · Balance 0

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

Common StockSEC Table I · non-derivativeIndirectBy Child's Trust 20 Reported balance After 2018-02-02 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-02-02 · Other · Disposed 2,000 · Balance 0

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.94 · Expires 2022-12-20Direct0 Reported balance After 2018-02-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-02-02 · Disposition to issuer · Disposed 78,333 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby each option to acquire Issuer Common Stock with an exercise price in excess of the Transaction Consideration Value was automatically cancelled.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

F2: Disposed of pursuant to the Merger Agreement, whereby each option to acquire Issuer Common Stock with an exercise price in excess of the Transaction Consideration Value was automatically cancelled.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 13, 2019 20:43 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-19-000020 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 20:43 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 1,000 $43.73 $43,730.00
Disclosure

SEC source: 0001280263-19-000020 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 20:43 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-19-000020 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 23:04 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 200 $422.00 $84,400.00
Disclosure

SEC source: 0001645635-19-000016 · edgar.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paisely Family Trust

Disclosed balance after: 18,238

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 01:05 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 1,000 $83.18 $83,182.90
Disclosure

SEC source: 0001567619-19-005046 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,621

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2018.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:37 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 1,312 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000131 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

Underlying: Ordinary Shares · 1,312 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:37 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000131 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:50 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-18-000115 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:50 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 1,000 $40.00 $40,000.00
Disclosure

SEC source: 0001280263-18-000115 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:50 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-18-000115 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 22:40 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 1,000 $65.77 $65,770.00
Disclosure

SEC source: 0001567619-18-006784 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,621

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:59 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000104 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,232 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:59 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000104 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 22:06 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 22:06 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 1,000 $40.00 $40,000.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,765

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 22:06 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:06 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 5,248 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000078 · edgardoc.xml · derivative · entry 4

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Ordinary Shares · 5,248 shares

Expires 2019-09-15

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:44 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 3,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001324 · doc1.xml · derivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 3,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:36 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 6,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000407 · doc1.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:36 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 6,021 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000407 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:32 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035631 · doc1.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:32 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035631 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000057 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Ordinary Shares · 1,231 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 22:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000057 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 22:15 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 629 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000045 · edgar.xml · derivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

Underlying: Common Stock · 629 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that the reporting person in continuous service through such vesting date.

F2 · derivative.expiration_date: Restricted Stock Unit award expires upon reporting person's termination of services.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 23:12 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000035 · edgar.xml · derivative · entry 5

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that, in either case, the reporting person in continuous Serivec through such vesting date.

F4 · derivative.expiration_date: Restricted Stock Unit award expires upon reporting person's termination of services.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 23:12 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 566 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000035 · edgar.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paisely Family Trust

Disclosed balance after: 18,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 29, 2018 16:59 UTC FITBIT, INC. FIT · Entity 16380 Exercise / conversionRestricted Stock Units · Derivative 30,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019095 · form4.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F3 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018. Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018. Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 25, 2018 Filed May 29, 2018 16:59 UTC FITBIT, INC. FIT · Entity 16380 Exercise / conversionClass A Common Stock 30,890 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019095 · form4.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 29, 2018 16:59 UTC FITBIT, INC. FIT · Entity 16380 GrantRestricted Stock Units · Derivative 34,238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019095 · form4.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,238

Underlying: Class A Common Stock · 34,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (but only for a non-employee director who does not stand for re-election at, or is not re-elected at, the following year's annual meeting of stockholders but who otherwise serves on the Board until the date of such meeting) or (ii) the date that is one year following the date of grant. Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 100% of the RSUs will vest on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (but only for a non-employee director who does not stand for re-election at, or is not re-elected at, the following year's annual meeting of stockholders but who otherwise serves on the Board until the date of such meeting) or (ii) the date that is one year following the date of grant. Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 11, 2018 Filed May 14, 2018 21:38 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $20.13 $0.00
Disclosure

SEC source: 0001140361-18-023421 · doc1.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

F4 · derivative.exercise_date: The option is 100% vested and exercisable.

Read SEC document
May 11, 2018 Filed May 14, 2018 21:38 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 3,000 $60.20 $180,590.40
Disclosure

SEC source: 0001140361-18-023421 · doc1.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,268

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $59.78 to $60.48 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 11, 2018 Filed May 14, 2018 21:38 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 3,000 $20.13 $60,390.00
Disclosure

SEC source: 0001140361-18-023421 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:56 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022284 · doc1.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:56 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022284 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:05 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001280263-18-000029 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463

Underlying: Ordinary Shares · 1,232 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:05 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-18-000029 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-18-000013 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667

Underlying: Ordinary Shares · 1,000 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:19 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 1,000 $54.87 $54,870.00
Disclosure

SEC source: 0001280263-18-000013 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,302

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2017.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:19 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001280263-18-000013 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 01:27 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $20.13 $0.00
Disclosure

SEC source: 0001140361-18-006720 · doc1.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 4,000 shares

Expires 2018-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

F4 · derivative.exercise_date: The option is 100% vested and exercisable.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 01:27 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 4,000 $46.71 $186,841.60
Disclosure

SEC source: 0001140361-18-006720 · doc1.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,937

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $46.45 to $47.00 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 01:27 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 4,000 $20.13 $80,520.00
Disclosure

SEC source: 0001140361-18-006720 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:24 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-005844 · doc1.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:24 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-005844 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 13:48 UTC YuMe Inc YUME · Entity 169668 Disposition to issuerStock Options (right to buy) · Derivative 78,333 Not disclosed Strike: $5.94 Not disclosed
Disclosure

SEC source: 0001437749-18-001892 · rdgdoc.xml · derivative · entry 4

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,333 shares

Expires 2022-12-20

F2 · derivative.exercise_price: Disposed of pursuant to the Merger Agreement, whereby each option to acquire Issuer Common Stock with an exercise price in excess of the Transaction Consideration Value was automatically cancelled.

F2 · price: Disposed of pursuant to the Merger Agreement, whereby each option to acquire Issuer Common Stock with an exercise price in excess of the Transaction Consideration Value was automatically cancelled.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby each option to acquire Issuer Common Stock with an exercise price in excess of the Transaction Consideration Value was automatically cancelled.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 13:48 UTC YuMe Inc YUME · Entity 169668 OtherCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-001892 · rdgdoc.xml · nonDerivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child's Trust 2

Disclosed balance after: 0

F1 · kind: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

F1 · price: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

Read SEC document
February 02, 2018 Filed Feb 7, 2018 13:48 UTC YuMe Inc YUME · Entity 169668 OtherCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-001892 · rdgdoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child's Trust 1

Disclosed balance after: 0

F1 · kind: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

F1 · price: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

Read SEC document
February 02, 2018 Filed Feb 7, 2018 13:48 UTC YuMe Inc YUME · Entity 169668 OtherCommon Stock 92,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-001892 · rdgdoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

F1 · price: Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:38 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001280263-17-000095 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695

Underlying: Ordinary Shares · 1,231 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.