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person · Reporting owner

Carter James S

Disclosed activity across 2 companies

Tapewire entity
78633
SEC CIK
0001351915

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Calumet Specialty Products Partners, L.P.CLMT · Entity 91042DirectorMay 07, 2024May 09, 2024
Calumet, Inc. /DECLMT · Entity 3988DirectorJune 09, 2025June 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Calumet Specialty Products Partners, L.P.

Report date May 07, 2024 · Filed May 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom UnitSEC Table II · derivative / convertible securityDirect1,594 Reported balance After 2024-05-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-07 · Grant · Acquired 1,594 · Balance 1,594

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Phantom UnitsSEC Table II · derivative / convertible securityDirect531 Reported balance After 2024-05-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-07 · Grant · Acquired 531 · Balance 531

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F3: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

Calumet, Inc. /DE

Report date June 09, 2025 · Filed June 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,796 Reported balance After 2025-06-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-09 · Grant · Acquired 3,796 · Balance 3,796

F1: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2: Restricted Stock Units are 100% vested. Restricted Stock Units will be settled upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2: Restricted Stock Units are 100% vested. Restricted Stock Units will be settled upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed May 9, 2019 18:53 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 6,510 $3.61 $23,501.10
Disclosure

SEC source: 0001340122-19-000066 · wf-form4_155744238940798.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,159

Underlying: Common Units · 6,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:53 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Unit · Derivative 2,170 $3.61 $7,833.70
Disclosure

SEC source: 0001340122-19-000066 · wf-form4_155744238940798.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,170

Underlying: Common Units · 2,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2020.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2020.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · derivative · entry 14

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,649

Underlying: Common Units · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F7 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F7 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 155 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · derivative · entry 13

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684

Underlying: Common Units · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F6 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2016.

F6 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2016.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 694 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · derivative · entry 12

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F5 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2015.

F5 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2015.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · derivative · entry 11

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Unit · 5,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F4 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018.

F4 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 2,674 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · derivative · entry 10

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

Underlying: Common Units · 2,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F4 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018.

F4 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 7,937 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · derivative · entry 9

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,935

Underlying: Common Units · 7,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016.

F3 · derivative.expiration_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · derivative · entry 8

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 1,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.

F2 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 2,542 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · nonDerivative · entry 7

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 155 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · nonDerivative · entry 6

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 694 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · nonDerivative · entry 5

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Unit 5,208 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · nonDerivative · entry 4

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 2,674 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · nonDerivative · entry 3

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 7,937 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · nonDerivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 06:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 1,322 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000025 · wf-form4_155066307902688.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 17:36 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 14,178 $0.00 $0.00
Disclosure

SEC source: 0001340122-19-000005 · wf-form4_154646854596594.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,724

Underlying: Common Units · 14,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Phantom Units vest on December 31, 2021. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: Phantom Units vest on December 31, 2021. Phantom Units will be settled upon vesting.

Read SEC document
December 10, 2018 Filed Dec 10, 2018 16:36 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000177 · wf-form4_154447774822697.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Unit · 5,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom units will be settled upon vesting

F2 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom units will be settled upon vesting

Read SEC document
December 10, 2018 Filed Dec 10, 2018 16:36 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Unit 5,208 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000177 · wf-form4_154447774822697.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 18:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 20,833 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000162 · wf-form4_154180448450705.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,833

Underlying: Common Unit · 20,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom units will be settled upon vesting

F3 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom units will be settled upon vesting

Read SEC document
November 07, 2018 Filed Nov 9, 2018 18:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 13,546 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000162 · wf-form4_154180448450705.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,546

Underlying: Common Units · 13,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Phantom Units vest on December 31, 2021. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: Phantom Units vest on December 31, 2021. Phantom Units will be settled upon vesting.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 17:10 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 2,674 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000073 · wf-form4_152469057761980.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,021

Underlying: Common Units · 2,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom Units will be settled upon vesting.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 17:10 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 2,674 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000073 · wf-form4_152469057761980.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 17:54 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 20,945 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000026 · wf-form4_152063603285806.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,945

Underlying: Common Units · 20,945 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Phantom Units vest on March 7, 2021. Phantom Units will be settled upon vesting.

F3 · derivative.expiration_date: Phantom Units vest on March 7, 2021. Phantom Units will be settled upon vesting.

F4 · balance_after: Number reflects correction of clerical error from previous Form 4 filings.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 17:54 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 10,695 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000026 · wf-form4_152063603285806.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,695

Underlying: Common Units · 10,695 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. Phantom Units will be settled upon vesting.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 7,937 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · derivative · entry 12

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,872

Underlying: Common Units · 7,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F7 · derivative.exercise_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016.

F7 · derivative.expiration_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · derivative · entry 11

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: Common Units · 1,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F6 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.

F6 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · derivative · entry 10

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F5 · derivative.exercise_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2014.

F5 · derivative.expiration_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2014.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 635 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · derivative · entry 9

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F4 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2014.

F4 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2014.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 153 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · derivative · entry 8

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694

Underlying: Common Units · 153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2015.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2015.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 2,395 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · derivative · entry 7

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,615

Underlying: Common Units · 2,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 7,937 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · nonDerivative · entry 6

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 1,322 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · nonDerivative · entry 5

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 550 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · nonDerivative · entry 4

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 635 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · nonDerivative · entry 3

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 153 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · nonDerivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 2,395 $0.00 $0.00
Disclosure

SEC source: 0001340122-18-000009 · wf-form4_151873930011647.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:42 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 782 $8.95 $6,998.90
Disclosure

SEC source: 0001340122-17-000181 · wf-form4_150974534474613.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,891

Underlying: Common Units · 782 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:42 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 2,346 $8.95 $20,996.70
Disclosure

SEC source: 0001340122-17-000181 · wf-form4_150974534474613.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,010

Underlying: Common Units · 2,346 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 17:16 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,359 $5.15 $6,998.85
Disclosure

SEC source: 0001340122-17-000152 · wf-form4_150188135599129.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109

Underlying: Common Units · 1,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 17:16 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 4,078 $5.15 $21,001.70
Disclosure

SEC source: 0001340122-17-000152 · wf-form4_150188135599129.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,664

Underlying: Common Units · 4,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
May 03, 2017 Filed May 5, 2017 16:50 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,746 $3.50 $6,111.00
Disclosure

SEC source: 0001340122-17-000087 · wf-form4_149401740170392.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Underlying: Common Units · 1,746 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

Read SEC document
May 03, 2017 Filed May 5, 2017 16:50 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 5,237 $3.50 $18,329.50
Disclosure

SEC source: 0001340122-17-000087 · wf-form4_149401740170392.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,823

Underlying: Common Units · 5,237 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
May 03, 2017 Filed Aug 4, 2017 16:57 UTC Amendment Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 2,000 $3.50 $7,000.00
Disclosure

SEC source: 0001340122-17-000146 · wf-form4a_150188022585730.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Units · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2018.

Read SEC document
May 03, 2017 Filed Aug 4, 2017 16:57 UTC Amendment Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 6,000 $3.50 $21,000.00
Disclosure

SEC source: 0001340122-17-000146 · wf-form4a_150188022585730.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,586

Underlying: Common Units · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:37 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 7,937 $0.00 $0.00
Disclosure

SEC source: 0001340122-17-000061 · wf-form4_148858060843488.xml · derivative · entry 12

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,809

Underlying: Common Units · 7,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F7 · derivative.exercise_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016.

F7 · derivative.expiration_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:37 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001340122-17-000061 · wf-form4_148858060843488.xml · derivative · entry 11

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

Underlying: Common Units · 1,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F6 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.

F6 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:37 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001340122-17-000061 · wf-form4_148858060843488.xml · derivative · entry 10

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Units · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F5 · derivative.exercise_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2014.

F5 · derivative.expiration_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2014.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:37 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001340122-17-000061 · wf-form4_148858060843488.xml · derivative · entry 9

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F4 · derivative.exercise_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2013.

F4 · derivative.expiration_date: 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2013.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:37 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 865 $0.00 $0.00
Disclosure

SEC source: 0001340122-17-000061 · wf-form4_148858060843488.xml · derivative · entry 8

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174

Underlying: Common Units · 865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2013.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.