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Carter James S

Disclosed activity across 2 companies

Tapewire entity
78633
SEC CIK
0001351915

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Calumet Specialty Products Partners, L.P.CLMT · Entity 91042DirectorMay 07, 2024May 09, 2024
Calumet, Inc. /DECLMT · Entity 3988DirectorJune 09, 2025June 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Calumet Specialty Products Partners, L.P.

Report date May 07, 2024 · Filed May 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom UnitSEC Table II · derivative / convertible securityDirect1,594 Reported balance After 2024-05-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-07 · Grant · Acquired 1,594 · Balance 1,594

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Phantom UnitsSEC Table II · derivative / convertible securityDirect531 Reported balance After 2024-05-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-07 · Grant · Acquired 531 · Balance 531

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F3: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

Calumet, Inc. /DE

Report date June 09, 2025 · Filed June 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,796 Reported balance After 2025-06-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-09 · Grant · Acquired 3,796 · Balance 3,796

F1: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2: Restricted Stock Units are 100% vested. Restricted Stock Units will be settled upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2: Restricted Stock Units are 100% vested. Restricted Stock Units will be settled upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2025 Filed Jun 12, 2025 00:15 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Unit · Derivative 3,796 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016774 · form4-06122025_120606.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,796

Underlying: Common Stock, par value $0.01 per share · 3,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: Restricted Stock Units are 100% vested. Restricted Stock Units will be settled upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units are 100% vested. Restricted Stock Units will be settled upon vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC Calumet, Inc. /DE CLMT · Entity 3988 PurchaseCall Option (right to buy) · Derivative 50 $210.00 Strike: $18.00 $10,500.00
Disclosure

SEC source: 0001415889-25-015556 · form4-06042025_080659.xml · derivative · entry 4

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2026-01-16

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC Calumet, Inc. /DE CLMT · Entity 3988 PurchaseCall Option (right to buy) · Derivative 45 $185.00 Strike: $18.00 $8,325.00
Disclosure

SEC source: 0001415889-25-015556 · form4-06042025_080659.xml · derivative · entry 3

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235

Underlying: Common Stock, par value $0.01 per share · 4,500 shares

Expires 2026-01-16

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC Calumet, Inc. /DE CLMT · Entity 3988 PurchaseCall Option (right to buy) · Derivative 100 $160.00 Strike: $20.00 $16,000.00
Disclosure

SEC source: 0001415889-25-015556 · form4-06042025_080659.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190

Underlying: Common Stock, par value $0.01 per share · 10,000 shares

Expires 2026-01-16

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC Calumet, Inc. /DE CLMT · Entity 3988 PurchaseCall Option (right to buy) · Derivative 90 $143.00 Strike: $20.00 $12,870.00
Disclosure

SEC source: 0001415889-25-015556 · form4-06042025_080659.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90

Underlying: Common Stock, par value $0.01 per share · 9,000 shares

Expires 2026-01-16

Read SEC document
May 06, 2025 Filed May 9, 2025 00:14 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Units · Derivative 801 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012410 · form4-05092025_120557.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801

Underlying: Common Stock, par value $0.01 per share · 801 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F3 · derivative.exercise_date: Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2026.

F3 · derivative.expiration_date: Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2026.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:14 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Unit · Derivative 2,403 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012410 · form4-05092025_120557.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,403

Underlying: Common Stock, par value $0.01 per share · 2,403 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: Each Restricted Stock Unit will become settled upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

F2 · derivative.expiration_date: Each Restricted Stock Unit will become settled upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 23:43 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Units · Derivative 595 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005909 · form4-02272025_110205.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock, par value $0.01 per share · 595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F3 · derivative.exercise_date: Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2026.

F3 · derivative.expiration_date: Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2026.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 23:43 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Unit · Derivative 1,786 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005909 · form4-02272025_110205.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,786

Underlying: Common Stock, par value $0.01 per share · 1,786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

F2 · derivative.expiration_date: Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:43 UTC Calumet, Inc. /DE CLMT · Entity 3988 Exercise / conversionRestricted Stock Units · Derivative 66,573 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001815 · form4-01212025_100126.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 66,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

F2 · derivative.expiration_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:43 UTC Calumet, Inc. /DE CLMT · Entity 3988 Exercise / conversionCommon Stock, par value $0.01 per share 66,573 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001815 · form4-01212025_100126.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 21:35 UTC Calumet, Inc. /DE CLMT · Entity 3988 Exercise / conversionRestricted Stock Units · Derivative 8,921 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028407 · form4-12052024_091209.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 8,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units vested on November 3, 2024.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units vested on November 3, 2024.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 21:35 UTC Calumet, Inc. /DE CLMT · Entity 3988 Exercise / conversionCommon Stock, par value $0.01 per share 8,921 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028407 · form4-12052024_091209.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:40 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Unit · Derivative 4,935 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026505 · form4-11122024_021107.xml · derivative · entry 3

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,935

Underlying: Common Stock, par value $0.01 per share · 4,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F4 · derivative.exercise_date: Restricted Stock Units vest on November 7, 2027. Restricted Stock Units will be settled upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units vest on November 7, 2027. Restricted Stock Units will be settled upon vesting.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:40 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Units · Derivative 427 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026505 · form4-11122024_021107.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427

Underlying: Common Stock, par value $0.01 per share · 427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F3 · derivative.exercise_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2025.

F3 · derivative.expiration_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2025.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:40 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Unit · Derivative 1,283 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026505 · form4-11122024_021107.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283

Underlying: Common Stock, par value $0.01 per share · 1,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

F2 · derivative.expiration_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:47 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Units · Derivative 731 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021001 · form4-08082024_090851.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock, par value $0.01 per share · 731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F3 · derivative.exercise_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2025.

F3 · derivative.expiration_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2025.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:47 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Unit · Derivative 2,195 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021001 · form4-08082024_090851.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,195

Underlying: Common Stock, par value $0.01 per share · 2,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

F2 · derivative.expiration_date: Each Restricted Stock Unit becomes payable either in the form of one share of Calumet, Inc. common stock, par value $0.01 per share, or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.

Read SEC document
May 07, 2024 Filed May 9, 2024 15:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012712 · form4-05092024_070504.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Units · 531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

Read SEC document
May 07, 2024 Filed May 9, 2024 15:44 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Unit · Derivative 1,594 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012712 · form4-05092024_070504.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,594

Underlying: Common Units · 1,594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 14:33 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004993 · form4-02232024_070250.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Units · 506 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2025.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 14:33 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Unit · Derivative 1,518 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004993 · form4-02232024_070250.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,518

Underlying: Common Units · 1,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 17:22 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 7,490 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014961 · form4-11092023_101114.xml · derivative · entry 3

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,490

Underlying: Common Units · 7,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F4 · derivative.exercise_date: Phantom Units vest on November 7, 2026. Phantom Units will be settled upon vesting.

F4 · derivative.expiration_date: Phantom Units vest on November 7, 2026. Phantom Units will be settled upon vesting.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 17:22 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 649 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014961 · form4-11092023_101114.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 649

Underlying: Common Units · 649 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 17:22 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,947 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014961 · form4-11092023_101114.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,947

Underlying: Common Units · 1,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

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August 01, 2023 Filed Aug 3, 2023 17:46 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 583 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000065 · wf-form4_169109916084235.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Units · 583 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

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August 01, 2023 Filed Aug 3, 2023 17:46 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000065 · wf-form4_169109916084235.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Units · 1,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

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May 02, 2023 Filed May 4, 2023 17:28 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000047 · wf-form4_168323568393208.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455

Underlying: Common Units · 455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

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May 02, 2023 Filed May 4, 2023 17:28 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,365 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000047 · wf-form4_168323568393208.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Common Units · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

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February 21, 2023 Filed Feb 23, 2023 17:11 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 401 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000013 · wf-form4_167719026786081.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401

Underlying: Common Units · 401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

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February 21, 2023 Filed Feb 23, 2023 17:11 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,204 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000013 · wf-form4_167719026786081.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Units · 1,204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 15:19 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 27,855 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000001 · wf-form4_167580117838536.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 27,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: 100% of the Phantom Units vest on December 31, 2022.

F2 · derivative.expiration_date: 100% of the Phantom Units vest on December 31, 2022.

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February 03, 2023 Filed Feb 7, 2023 15:19 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 27,855 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000001 · wf-form4_167580117838536.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 17:51 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 PurchaseCommon Units 2,000 $15.70 $31,400.00
Disclosure

SEC source: 0001340122-22-000135 · wf-form4_166993507269357.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,283

Read SEC document
November 28, 2022 Filed Nov 30, 2022 10:58 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 PurchaseCommon Units 1,000 $16.20 $16,200.00
Disclosure

SEC source: 0001340122-22-000134 · wf-form4_166982387758729.xml · nonDerivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,283

Read SEC document
November 28, 2022 Filed Nov 30, 2022 10:58 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 PurchaseCommon Units 1,000 $16.15 $16,150.00
Disclosure

SEC source: 0001340122-22-000134 · wf-form4_166982387758729.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,283

Read SEC document
November 15, 2022 Filed Nov 17, 2022 15:37 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 PurchaseCommon Units 2,000 $17.80 $35,600.00
Disclosure

SEC source: 0001340122-22-000132 · wf-form4_166871745769747.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,283

Read SEC document
November 14, 2022 Filed Nov 16, 2022 10:28 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 PurchaseCommon Units 1,000 $17.70 $17,700.00
Disclosure

SEC source: 0001340122-22-000131 · wf-form4_166861249507494.xml · nonDerivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,283

Read SEC document
November 14, 2022 Filed Nov 16, 2022 10:28 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 PurchaseCommon Units 1,000 $17.75 $17,750.00
Disclosure

SEC source: 0001340122-22-000131 · wf-form4_166861249507494.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,283

Read SEC document
November 11, 2022 Filed Nov 14, 2022 14:22 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 PurchaseCommon Units 2,000 $18.00 $36,000.00
Disclosure

SEC source: 0001340122-22-000130 · wf-form4_166845372964713.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,283

Read SEC document
November 01, 2022 Filed Nov 3, 2022 16:39 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 396 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000110 · wf-form4_166750794931594.xml · derivative · entry 3

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

Underlying: Common Units · 396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F4 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023.

F4 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 16:39 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 5,053 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000110 · wf-form4_166750794931594.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053

Underlying: Common Units · 5,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Phantom Units vest on November 1, 2025. Phantom Units will be settled upon vesting.

F3 · derivative.expiration_date: Phantom Units vest on November 1, 2025. Phantom Units will be settled upon vesting.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 16:39 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,187 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000110 · wf-form4_166750794931594.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

Underlying: Common Units · 1,187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date.Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date.Phantom Units are 100% vested.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 16:23 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000080 · wf-form4_165964458648266.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Underlying: Common Units · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023

Read SEC document
August 02, 2022 Filed Aug 4, 2022 16:23 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,745 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000080 · wf-form4_165964458648266.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,293

Underlying: Common Units · 1,745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:55 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 516 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000058 · wf-form4_165180212822566.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Units · 516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:55 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 1,548 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000058 · wf-form4_165180212822566.xml · derivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548

Underlying: Common Units · 1,548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 09:36 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Units · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000038 · wf-form4_164675015422959.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 7,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2019.

F2 · derivative.expiration_date: 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2019.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 09:36 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Units 7,103 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000038 · wf-form4_164675015422959.xml · nonDerivative · entry 1

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 17:56 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 535 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000020 · wf-form4_164574338350324.xml · derivative · entry 2

Carter James S · CIK 0001351915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Underlying: Common Units · 535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.