Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Chief Technology Officer | June 11, 2025 | June 13, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date June 11, 2025 · Filed June 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 376,358 |
Ending reported balance
After 2025-06-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-06-11 · Grant · Acquired 199,438 · Balance 397,238 F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Row 2 · 2025-06-12 · Sale · Disposed 16,980 · Balance 380,258 F2: The shares were sold by the Reporting Person for tax related purposes. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.35, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Row 3 · 2025-06-13 · Sale · Disposed 3,900 · Balance 376,358 F2: The shares were sold by the Reporting Person for tax related purposes. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.
F2: The shares were sold by the Reporting Person for tax related purposes.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.35, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2025 Filed Jun 13, 2025 23:49 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 3,900 | $1.23 | $4,797.00 |
DisclosureSEC source: 0001437749-25-020345 · rdgdoc.xml · nonDerivative · entry 3 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,358 F2 · kind: The shares were sold by the Reporting Person for tax related purposes. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 23:49 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 16,980 | $1.32 | $22,413.60 |
DisclosureSEC source: 0001437749-25-020345 · rdgdoc.xml · nonDerivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,258 F2 · kind: The shares were sold by the Reporting Person for tax related purposes. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.35, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 23:49 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 199,438 | $1.39 | $277,218.82 |
DisclosureSEC source: 0001437749-25-020345 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,238 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 02:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 3,694 | $2.35 | $8,680.90 |
DisclosureSEC source: 0001437749-24-037672 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,800 F1 · kind: Shares were automatically sold by the Reporting Person solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.39, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 11, 2024 Filed Sep 14, 2024 00:31 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 14,050 | $3.06 | $42,993.00 |
DisclosureSEC source: 0001437749-24-029184 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,494 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.04 to $3.12, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:04 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 103,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-014000 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,544 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 20,082 | $0.44 | $8,836.08 |
DisclosureSEC source: 0001437749-24-008164 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,301,840 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.41 to $0.44, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| December 12, 2023 Filed Dec 15, 2023 23:31 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 17,114 | $0.30 | $5,134.20 |
DisclosureSEC source: 0001437749-23-034601 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,321,922 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.29 to $0.31, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 01:32 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 11,489 | $0.34 | $3,906.26 |
DisclosureSEC source: 0001437749-23-025945 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,339,036 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:14 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 72,631 | $0.51 | $36,976.44 |
DisclosureSEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,350,525 F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:14 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 958,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,423,156 F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:55 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,479 | $0.96 | $4,299.84 |
DisclosureSEC source: 0001437749-23-006945 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,746 F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 02:04 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,175 | $1.00 | $4,175.00 |
DisclosureSEC source: 0001437749-22-029297 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,225 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.01, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock Warrant (right to buy) · Derivative | 7,143 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-033153 · doc4.xml · derivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143 Underlying: Common Stock · 7,143 shares Expires 2028-04-04 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 7,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033153 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,400 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,205 | $2.37 | $9,965.85 |
DisclosureSEC source: 0000899243-22-031207 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,257 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 23,833 | $2.56 | $61,012.48 |
DisclosureSEC source: 0000899243-22-022965 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,462 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. F3 · balance_after: The Reporting Person's previously filed Form 4s overstated the amount of shares beneficially owned in Column 5 by 46,136 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:04 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 12,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020303 · doc4.xml · nonDerivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,431 F2 · shares: Comprised of 12,400 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:04 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 279,471 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020303 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,031 F1 · shares: Comprised of 279,471 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 96,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027260 · doc4.xml · nonDerivative · entry 3 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,560 F4 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12th of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027260 · doc4.xml · nonDerivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,560 F3 · shares: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 10,089 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027260 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,760 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's Amended and Restated 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:49 UTC | Aterian, Inc. MWK · Entity 8078 | SaleCommon Stock | 8,439 | $31.79 | $268,275.81 |
DisclosureSEC source: 0000899243-21-012408 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.56 to $32.03, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 8,439 | $31.79 | $268,317.16 |
DisclosureSEC source: 0000899243-21-027248 · doc4a.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,671 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.56 to $32.03, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:50 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,065 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011832 · doc4.xml · derivative · entry 4 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,165 Underlying: Common Stock · 48,065 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F3 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on January 15, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F4 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:50 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionCommon Stock | 48,065 | $10.00 | $480,650.00 |
DisclosureSEC source: 0000899243-21-011832 · doc4.xml · nonDerivative · entry 3 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:50 UTC | Aterian, Inc. MWK · Entity 8078 | SaleCommon Stock | 19,269 | $34.35 | $661,890.15 |
DisclosureSEC source: 0000899243-21-011832 · doc4.xml · nonDerivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,065 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · derivative · entry 12 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,165 Underlying: Common Stock · 48,065 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F12 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on January 15, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F13 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 33 | $34.05 | $1,123.65 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 11 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 48,032 | $33.16 | $1,592,909.23 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 10 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,143 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.02 to $34.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 48,065 | $10.00 | $480,650.00 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 9 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,065 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · derivative · entry 12 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,165 Underlying: Common Stock · 48,065 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on January 15, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F12 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 33 | $34.05 | $1,123.65 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 11 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,110 Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 48,032 | $33.16 | $1,592,909.23 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 10 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,143 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.02 to $34.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 48,065 | $10.00 | $480,650.00 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 9 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:50 UTC | Aterian, Inc. MWK · Entity 8078 | SaleCommon Stock | 33,330 | $34.34 | $1,144,552.20 |
DisclosureSEC source: 0000899243-21-011832 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,379 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 1,614 | $31.77 | $51,276.30 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 8 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 1,614 | $31.77 | $51,276.30 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 8 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,110 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 1,669 | $37.97 | $63,379.44 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 7 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,724 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 7,777 | $37.16 | $289,027.54 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 6 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,393 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 10,794 | $36.16 | $390,343.42 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 5 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,170 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 6,172 | $35.13 | $216,800.14 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 4 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,964 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 9,332 | $33.96 | $316,940.85 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 3 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 1,674 | $33.13 | $55,461.13 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,468 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 13,567 | $31.67 | $429,601.77 |
DisclosureSEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,142 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 1,669 | $37.97 | $63,379.44 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 7 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,724 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 7,777 | $37.16 | $289,027.54 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 6 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,393 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 10,794 | $36.16 | $390,343.42 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 5 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,170 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 6,172 | $35.13 | $216,800.14 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 4 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,964 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 9,332 | $33.96 | $316,940.85 |
DisclosureSEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 3 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,136 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.