Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuburu, Inc.TWND · Entity 7846 | 10% owner | October 18, 2020 | October 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuburu, Inc.
Report date October 18, 2020 · Filed October 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | 8,355,393 |
Reported balance
After 2020-10-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-10-18 · Other · Disposed 269,607 · Balance 8,355,393 F1: This Form 4 reflects the automatic surrender to Tailwind Acquisition Corp. (the "issuer") of 269,607 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the election by the underwriter of the issuer's initial public offering only to partially exercise its option to purchase additional units. F2: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class B common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3: Philip Krim controls the reporting person, and as such has voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the reporting person. The business address of Mr. Krim is c/o Tailwind Acquisition Corp., 1545 Courtney Ave, Los Angeles, California 90046. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reflects the automatic surrender to Tailwind Acquisition Corp. (the "issuer") of 269,607 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the election by the underwriter of the issuer's initial public offering only to partially exercise its option to purchase additional units.
F2: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class B common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F3: Philip Krim controls the reporting person, and as such has voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the reporting person. The business address of Mr. Krim is c/o Tailwind Acquisition Corp., 1545 Courtney Ave, Los Angeles, California 90046.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2020 Filed Oct 19, 2020 12:30 UTC | Nuburu, Inc. TWND · Entity 7846 | OtherClass B common stock · Derivative | 269,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-115837 · a4.xml · derivative · entry 1 Tailwind Acquisition Corp. · CIK 0001814215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,355,393 Underlying: Class A Common Stock · 269,607 shares Expires not disclosed F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to Tailwind Acquisition Corp. (the "issuer") of 269,607 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the election by the underwriter of the issuer's initial public offering only to partially exercise its option to purchase additional units. F1 · kind: This Form 4 reflects the automatic surrender to Tailwind Acquisition Corp. (the "issuer") of 269,607 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the election by the underwriter of the issuer's initial public offering only to partially exercise its option to purchase additional units. F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class B common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class B common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class B common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.direct: Philip Krim controls the reporting person, and as such has voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the reporting person. The business address of Mr. Krim is c/o Tailwind Acquisition Corp., 1545 Courtney Ave, Los Angeles, California 90046. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.