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person · Reporting owner

Carey David W

Disclosed activity across 2 companies

Tapewire entity
78430
SEC CIK
0001355416

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMAGEWARE SYSTEMS INCIWSY · Entity 125373DirectorFebruary 20, 2019February 21, 2019
Leonardo DRS, Inc.DRS · Entity 2710DirectorJune 13, 2025June 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMAGEWARE SYSTEMS INC

Report date February 20, 2019 · Filed February 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.87 · Expires 2029-02-20Direct10,000 Reported balance After 2019-02-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-02-20 · Grant · Acquired 10,000 · Balance 10,000

F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.

Leonardo DRS, Inc.

Report date June 13, 2025 · Filed June 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,882 Reported balance After 2025-06-13 transaction · row 1
1 source row

Row 1 · 2025-06-13 · Sale · Disposed 6,438 · Balance 23,882

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.93 - $45.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.93 - $45.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 16, 2025 19:26 UTC Leonardo DRS, Inc. DRS · Entity 2710 SaleCommon Stock 6,438 $45.94 $295,761.72
Disclosure

SEC source: 0001127602-25-017595 · form4.xml · nonDerivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,882

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.93 - $45.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 17:36 UTC Leonardo DRS, Inc. DRS · Entity 2710 GrantRestricted Stock Unit · Derivative 3,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016885 · form4.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,556

Underlying: Common Stock · 3,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on June 4, 2025, under the Issuer's 2022 Omnibus Equity Compensation Plan. The RSUs will vest in full on June 4, 2026, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: The RSUs were granted on June 4, 2025, under the Issuer's 2022 Omnibus Equity Compensation Plan. The RSUs will vest in full on June 4, 2026, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:13 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionRestricted Stock Unit · Derivative 6,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-014668 · form4.xml · derivative · entry 2

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on May 15, 2025.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on May 15, 2025.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on May 15, 2025.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:13 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionCommon Stock 6,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-014668 · form4.xml · nonDerivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on May 15, 2025.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 12:18 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionRestricted Stock Unit · Derivative 3,572 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028375 · form4.xml · derivative · entry 2

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each RSU granted under the Issuer's 2022 Omnibus Equity Compensation Plan represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof and has no expiration date. The RSUs were granted to the Reporting Person in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated June 21, 2022, by and among Leonardo DRS, Inc., RADA Electronic Industries Limited and Blackstart Ltd. One-half of the RSUs vested and settled in common stock on November 29, 2023 and the remaining one-half of the RSUs vested on November 29, 2024.

F2 · derivative.expiration_date: Each RSU granted under the Issuer's 2022 Omnibus Equity Compensation Plan represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof and has no expiration date. The RSUs were granted to the Reporting Person in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated June 21, 2022, by and among Leonardo DRS, Inc., RADA Electronic Industries Limited and Blackstart Ltd. One-half of the RSUs vested and settled in common stock on November 29, 2023 and the remaining one-half of the RSUs vested on November 29, 2024.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 12:18 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionCommon Stock 3,572 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028375 · form4.xml · nonDerivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 16:19 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionRestricted Stock Unit · Derivative 9,785 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017669 · form4.xml · derivative · entry 2

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on June 1, 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on June 1, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on June 1, 2024.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 16:19 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionCommon Stock 9,785 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017669 · form4.xml · nonDerivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 17, 2024 16:43 UTC Leonardo DRS, Inc. DRS · Entity 2710 GrantRestricted Stock Unit · Derivative 6,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015847 · form4.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock · 6,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on May 16, 2024, under the Issuer's 2022 Omnibus Equity Compensation Plan. The RSUs will vest in full on June 1, 2025, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: The RSUs were granted on May 16, 2024, under the Issuer's 2022 Omnibus Equity Compensation Plan. The RSUs will vest in full on June 1, 2025, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 11:01 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028518 · form4.xml · derivative · entry 2

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,572

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each RSU granted under the Issuer's 2022 Omnibus Equity Compensation Plan represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof and has no expiration date. The RSUs were granted to the Reporting Person in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated June 21, 2022, by and among Leonardo DRS, Inc., RADA Electronic Industries Limited and Blackstart Ltd. One-half of the RSUs vested and settled in common stock on November 29, 2023 and the remaining one-half of the RSUs vest on November 29, 2024.

F2 · derivative.expiration_date: Each RSU granted under the Issuer's 2022 Omnibus Equity Compensation Plan represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof and has no expiration date. The RSUs were granted to the Reporting Person in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated June 21, 2022, by and among Leonardo DRS, Inc., RADA Electronic Industries Limited and Blackstart Ltd. One-half of the RSUs vested and settled in common stock on November 29, 2023 and the remaining one-half of the RSUs vest on November 29, 2024.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 11:01 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionCommon Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028518 · form4.xml · nonDerivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 16:50 UTC Leonardo DRS, Inc. DRS · Entity 2710 GrantRestricted Stock Unit · Derivative 9,785 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020894 · wf-form4_168599822590038.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,785

Underlying: Common Stock · 9,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on June 1, 2023, under the Issuer's 2022 Omnibus Equity Compensation Plan. The RSUs will vest on June 1, 2024, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: The RSUs were granted on June 1, 2023, under the Issuer's 2022 Omnibus Equity Compensation Plan. The RSUs will vest on June 1, 2024, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
May 15, 2023 Filed May 16, 2023 10:29 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionRestricted Stock Unit · Derivative 6,954 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018340 · wf-form4_168424735934522.xml · derivative · entry 2

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on May 15, 2023.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on May 15, 2023.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs vested on May 15, 2023.

Read SEC document
May 15, 2023 Filed May 16, 2023 10:29 UTC Leonardo DRS, Inc. DRS · Entity 2710 Exercise / conversionCommon Stock 6,954 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018340 · wf-form4_168424735934522.xml · nonDerivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 07:49 UTC Leonardo DRS, Inc. DRS · Entity 2710 GrantRestricted Stock Unit · Derivative 7,143 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-031014 · wf-form4_166981255792518.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

Underlying: Common Stock · 7,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan, and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs were granted to the Reporting Person in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated June 21, 2022, by and among Leonardo DRS, Inc., RADA Electronic Industries Limited and Blackstart Ltd. The RSUs are scheduled to vest on the second anniversary of the grant date and have no expiration date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan, and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs were granted to the Reporting Person in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated June 21, 2022, by and among Leonardo DRS, Inc., RADA Electronic Industries Limited and Blackstart Ltd. The RSUs are scheduled to vest on the second anniversary of the grant date and have no expiration date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan, and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs were granted to the Reporting Person in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated June 21, 2022, by and among Leonardo DRS, Inc., RADA Electronic Industries Limited and Blackstart Ltd. The RSUs are scheduled to vest on the second anniversary of the grant date and have no expiration date.

Read SEC document
November 29, 2022 Filed Jan 30, 2023 16:38 UTC Leonardo DRS, Inc. DRS · Entity 2710 GrantRestricted Stock Unit · Derivative 6,954 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001734 · wf-form4_167511472149544.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954

Underlying: Common Stock · 6,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee, and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs are scheduled to vest on May 15, 2023, subject to the Reporting Person's continued service as a member of the Issuer's board of directors through such date.

F1 · kind: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee, and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs are scheduled to vest on May 15, 2023, subject to the Reporting Person's continued service as a member of the Issuer's board of directors through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee, and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs are scheduled to vest on May 15, 2023, subject to the Reporting Person's continued service as a member of the Issuer's board of directors through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted under the Issuer's 2022 Omnibus Equity Compensation Plan as part of the equity component of the Reporting Person's annual retainer fee, and represents a contingent right to receive one share of the common stock of the Issuer or the cash equivalent thereof. The RSUs are scheduled to vest on May 15, 2023, subject to the Reporting Person's continued service as a member of the Issuer's board of directors through such date.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 17:36 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 GrantStock Options · Derivative 10,000 $0.87 Strike: $0.87 $8,700.00
Disclosure

SEC source: 0001415889-19-000207 · form4-02212019_020241.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-02-20

F1 · derivative.exercise_date: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 14:16 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001415889-18-001753 · form4-12122018_111250.xml · derivative · entry 4

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Options were granted to the Reporting Person on January 27, 2009 pursuant to the Issuer's 1999 Stock Award Plan, and vested as follows: 1,672 on the first anniversary of the issuance date, and 416 on each of the next eight quarterly anniversaries thereafter.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 14:16 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 Exercise / conversionCommon Stock 5,000 $0.20 $1,000.00
Disclosure

SEC source: 0001415889-18-001753 · form4-12122018_111250.xml · nonDerivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:31 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 GrantStock Options · Derivative 36,000 $1.75 Strike: $1.75 $63,000.00
Disclosure

SEC source: 0001415889-18-000169 · form4-02022018_020249.xml · derivative · entry 2

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2028-01-31

F2 · derivative.exercise_date: Options issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Options will begin vesting immediately, and will vest ratably over the next 12 months.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:31 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 GrantStock Options · Derivative 10,000 $1.75 Strike: $1.75 $17,500.00
Disclosure

SEC source: 0001415889-18-000169 · form4-02022018_020249.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-01-31

F1 · derivative.exercise_date: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 18:54 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 GrantStock Options · Derivative 24,000 $1.37 Strike: $1.37 $32,880.00
Disclosure

SEC source: 0001415889-16-007214 · form4-09262016_030921.xml · derivative · entry 2

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2026-09-22

F2 · derivative.exercise_date: Options issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Options will vest ratably over a 12 month period beginning in January 2017.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 18:54 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 GrantStock Options · Derivative 10,000 $1.37 Strike: $1.37 $13,700.00
Disclosure

SEC source: 0001415889-16-007214 · form4-09262016_030921.xml · derivative · entry 1

Carey David W · CIK 0001355416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-09-22

F1 · derivative.exercise_date: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.