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person · Reporting owner

Stein David L

Disclosed activity across 1 company

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78360
SEC CIK
0001404929

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSOCIATED BANC-CORPASB · Entity 2747Executive Vice PresidentJune 16, 2025June 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSOCIATED BANC-CORP

Report date June 16, 2025 · Filed June 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect58,710 Reported balance After 2025-06-16 transaction · row 1
1 source row

Row 1 · 2025-06-16 · Grant · Acquired 223 · Balance 58,710

F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirect401(k) Plan11,481.11 Reported balance Holding disclosure · report date 2025-06-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,481.11

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirectby Trust84,573 Reported balance Holding disclosure · report date 2025-06-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 84,573

Filing footnotes · ownership attribution and instrument terms

F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2019 Filed Feb 8, 2019 02:29 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 15,241 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004686 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,395

F2 · kind: Includes 8,438 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 6,803 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 02:29 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Disposition to issuerCommon Stock $0.01 Par Value 1,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004686 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,154

F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 16,874 shares of common stock and received instead 16,874 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:05 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Disposition to issuerPhantom Stock Unit · Derivative 9,856 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005425 · form4.xml · derivative · entry 4

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 9,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:05 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 10,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005425 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,056

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001127602-18-028232 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 16:05 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 3,184 $27.73 $88,282.77
Disclosure

SEC source: 0001127602-18-025962 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 41,299

Read SEC document
August 21, 2018 Filed Aug 22, 2018 16:05 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,816 $27.70 $50,303.20
Disclosure

SEC source: 0001127602-18-025962 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,483

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:54 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 5,000 $26.58 $132,885.00
Disclosure

SEC source: 0001127602-18-015591 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 46,299

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:58 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 455 $23.60 $10,738.00
Disclosure

SEC source: 0001127602-18-005155 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,626

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:58 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 441 $23.60 $10,407.60
Disclosure

SEC source: 0001127602-18-005155 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,081

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:30 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,320 $24.25 Strike: $24.25 $541,260.00
Disclosure

SEC source: 0001127602-18-004701 · form4.xml · derivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,320

Underlying: Common Stock $0.01 Par Value · 22,320 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:30 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 1,640 $24.25 $39,770.00
Disclosure

SEC source: 0001127602-18-004701 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,522

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:30 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 8,477 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004701 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,162

F1 · kind: Includes 2,369 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 2,036 shares attributable to the time-based portion, of PRSUs granted in 2018, and 4,072 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 21:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 400 $25.48 $10,192.00
Disclosure

SEC source: 0001127602-18-003786 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 0

Read SEC document
February 01, 2018 Filed Feb 2, 2018 21:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 15,000 $25.40 $381,000.00
Disclosure

SEC source: 0001127602-18-003786 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,685

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:14 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 489 $25.20 $12,322.80
Disclosure

SEC source: 0001127602-18-002808 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,685

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001127602-18-002360 · form4.xml · derivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 15,000 shares

Expires 2018-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 15,000 $24.89 $373,350.00
Disclosure

SEC source: 0001127602-18-002360 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:24 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 320 $25.30 $8,096.00
Disclosure

SEC source: 0001127602-18-001260 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,174

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 21:06 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 24 $25.80 $619.20
Disclosure

SEC source: 0001127602-18-000118 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,494

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 15:24 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GiftCommon Stock $0.01 Par Value 3,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035503 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,309

Read SEC document
October 11, 2017 Filed Oct 13, 2017 18:26 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GiftCommon Stock $0.01 Par Value 4,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029803 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 48,109

Read SEC document
April 28, 2017 Filed May 1, 2017 17:18 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 7,600 $25.11 $190,805.60
Disclosure

SEC source: 0001127602-17-015931 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 52,409

Read SEC document
April 28, 2017 Filed May 1, 2017 17:18 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 400 $25.10 $10,040.00
Disclosure

SEC source: 0001127602-17-015931 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,009

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:13 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 959 $25.05 $24,022.95
Disclosure

SEC source: 0001127602-17-004815 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,880

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:02 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantNon-qualified Stock Option (Right to Buy) · Derivative 18,948 $25.20 Strike: $25.20 $477,489.60
Disclosure

SEC source: 0001127602-17-004575 · form4.xml · derivative · entry 6

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,948

Underlying: Common Stock $0.01 Par Value · 18,948 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:02 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 4,144 $25.20 $104,428.80
Disclosure

SEC source: 0001127602-17-004575 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,839

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:02 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 15,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004575 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,983

F1 · kind: Includes 1,0043 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 1,959 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,918 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 17:40 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 714 $25.05 $17,885.70
Disclosure

SEC source: 0001127602-17-003804 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 50,047

Read SEC document
February 03, 2017 Filed Feb 3, 2017 17:40 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 7,286 $25.04 $182,423.23
Disclosure

SEC source: 0001127602-17-003804 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 50,761

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · derivative · entry 13

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 11,500 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · derivative · entry 12

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 7,000 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,080 $25.10 $27,108.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 8

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 300 $25.08 $7,522.50
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 7

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,143

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,300 $25.05 $57,615.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 6

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,443

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 7,820 $25.01 $195,539.10
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,743

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 11,500 $17.26 $198,490.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 4

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 3,700 $25.13 $92,978.78
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 3

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 3,300 $25.10 $82,830.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,763

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 7,000 $18.82 $131,740.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:53 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 528 $25.45 $13,437.60
Disclosure

SEC source: 0001127602-17-003032 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
December 22, 2016 Filed Dec 28, 2016 15:22 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GiftCommon Stock $0.01 Par Value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070965 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 58,047

Read SEC document
November 30, 2016 Filed Nov 30, 2016 20:10 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 300 $22.75 $6,825.00
Disclosure

SEC source: 0001127602-16-068650 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,047

Read SEC document
November 30, 2016 Filed Nov 30, 2016 20:10 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 6,700 $22.77 $152,565.03
Disclosure

SEC source: 0001127602-16-068650 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,347

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September 07, 2016 Filed Sep 8, 2016 20:10 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001127602-16-062234 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.