Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Executive Vice President | June 16, 2025 | June 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date June 16, 2025 · Filed June 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 58,710 |
Reported balance
After 2025-06-16 transaction · row 1
1 source rowRow 1 · 2025-06-16 · Grant · Acquired 223 · Balance 58,710 F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirect401(k) Plan | 11,481.11 |
Reported balance
Holding disclosure · report date 2025-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,481.11 |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirectby Trust | 84,573 |
Reported balance
Holding disclosure · report date 2025-06-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 84,573 |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2022 Filed Jan 27, 2022 21:25 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,128 | $24.42 | $27,545.76 |
DisclosureSEC source: 0001127602-22-002258 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,048 F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of performance shares in 2022. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:25 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 3,022 | $24.42 | $73,797.24 |
DisclosureSEC source: 0001127602-22-002258 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,176 F1 · kind: Represents vested Performance Shares granted in 2019 and subject to 3-year cliff vesting in 2022. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 19:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 96 | $22.60 | $2,169.60 |
DisclosureSEC source: 0001127602-21-031070 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,154 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:40 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | OtherNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) | 2,000 | $25.34 | $50,671.80 |
DisclosureSEC source: 0001127602-21-025421 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:40 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 109 | $20.73 | $2,259.57 |
DisclosureSEC source: 0001127602-21-025421 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,058 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 16:32 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,302 | $0.00 Strike: $14.02 | $0.00 |
DisclosureSEC source: 0001127602-21-023439 · form4.xml · derivative · entry 7 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,030 Underlying: Common Stock $0.01 Par Value · 16,302 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 16:32 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 100 | $20.58 | $2,057.50 |
DisclosureSEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 4 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,949 Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 16:32 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 776 | $20.57 | $15,962.32 |
DisclosureSEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 3 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,049 Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 16:32 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 15,426 | $20.56 | $317,158.56 |
DisclosureSEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,825 Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 16:32 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 16,302 | $14.02 | $228,554.04 |
DisclosureSEC source: 0001127602-21-023439 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | OtherNon-Cumulative Perpetual Preferred Stock, Series C (ASBPRC) | 1,000 | $25.38 | $25,382.80 |
DisclosureSEC source: 0001127602-21-020097 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 80 | $22.17 | $1,773.60 |
DisclosureSEC source: 0001127602-21-020097 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,949 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| May 11, 2021 Filed May 11, 2021 19:55 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,995 | $22.76 | $68,166.20 |
DisclosureSEC source: 0001127602-21-016215 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,218 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 15:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 105 | $22.92 | $2,406.60 |
DisclosureSEC source: 0001127602-21-010943 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,869 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 18:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 15,617 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-21-007849 · form4.xml · derivative · entry 5 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 15,617 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 18:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 11,514 | $21.17 | $243,751.38 |
DisclosureSEC source: 0001127602-21-007849 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,764 F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 4,103 shares of common stock on net exercise of options to purchase 15,617 shares of common stock. The Company withheld 11,514 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the stock price of $21.17. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 18:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 15,617 | $12.97 | $202,552.49 |
DisclosureSEC source: 0001127602-21-007849 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 16:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 339 | $19.36 | $6,563.04 |
DisclosureSEC source: 0001127602-21-004827 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,661 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 16:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 439 | $19.36 | $8,499.04 |
DisclosureSEC source: 0001127602-21-004827 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 20:00 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,065 | $18.06 | $19,233.90 |
DisclosureSEC source: 0001127602-21-003645 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,439 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 20:00 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 6,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003645 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,504 F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 104 | $16.79 | $1,746.16 |
DisclosureSEC source: 0001127602-20-031704 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,694 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:40 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 129 | $13.27 | $1,711.83 |
DisclosureSEC source: 0001127602-20-025196 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,590 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 19:17 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 116 | $14.65 | $1,699.40 |
DisclosureSEC source: 0001127602-20-019891 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,461 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 17:24 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 134 | $12.52 | $1,677.68 |
DisclosureSEC source: 0001127602-20-011196 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,345 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 21:32 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 438 | $20.27 | $8,878.26 |
DisclosureSEC source: 0001127602-20-004630 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,211 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:05 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 588 | $20.32 | $11,948.16 |
DisclosureSEC source: 0001127602-20-004186 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,649 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 23:25 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 4,938 | $20.32 | $100,340.16 |
DisclosureSEC source: 0001127602-20-004120 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,237 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 23:25 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 46,591 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001127602-20-004120 · form4.xml · derivative · entry 5 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,591 Underlying: Common Stock $0.01 Par Value · 46,591 shares Expires 2030-02-04 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 23:25 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 15,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004120 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,175 F1 · kind: Includes 9,796 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 6,053 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 50% of which the reporting person has elected to defer upon each vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file. Read SEC document |
| January 13, 2020 Filed Jan 22, 2020 20:43 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 5,583 | $20.91 | $116,740.53 |
DisclosureSEC source: 0001127602-20-002154 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,326 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from accelerated vesting of restricted stock due to reporting person's retirement eligibility with the issuer. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 23:06 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 74 | $22.39 | $1,656.86 |
DisclosureSEC source: 0001127602-19-035427 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,909 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-19-032453 · form4.xml · derivative · entry 5 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,617 Underlying: Common Stock $0.01 Par Value · 20,000 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 20,000 | $21.79 | $435,800.00 |
DisclosureSEC source: 0001127602-19-032453 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,835 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.77 to $21.81, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 20,000 | $12.97 | $259,400.00 |
DisclosureSEC source: 0001127602-19-032453 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:06 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 75 | $20.66 | $1,549.50 |
DisclosureSEC source: 0001127602-19-028692 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,835 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 18:06 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 75 | $20.58 | $1,543.50 |
DisclosureSEC source: 0001127602-19-022203 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,760 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| May 06, 2019 Filed May 7, 2019 16:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,500 | $23.13 | $104,062.50 |
DisclosureSEC source: 0001127602-19-017563 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,213 Read SEC document |
| May 06, 2019 Filed May 7, 2019 16:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 500 | $23.12 | $11,560.00 |
DisclosureSEC source: 0001127602-19-017563 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 43,713 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:02 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 66 | $23.18 | $1,529.88 |
DisclosureSEC source: 0001127602-19-012177 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,685 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:55 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,000 | $22.64 | $45,271.60 |
DisclosureSEC source: 0001127602-19-010762 · form4.xml · nonDerivative · entry 3 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,299 Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:55 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,495 | $22.22 | $55,438.90 |
DisclosureSEC source: 0001127602-19-010762 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,299 Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:55 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,505 | $22.24 | $33,471.20 |
DisclosureSEC source: 0001127602-19-010762 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,794 Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 314 | $22.40 | $7,033.60 |
DisclosureSEC source: 0001127602-19-005100 · form4.xml · nonDerivative · entry 4 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,076 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 326 | $22.40 | $7,302.40 |
DisclosureSEC source: 0001127602-19-005100 · form4.xml · nonDerivative · entry 3 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,390 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 455 | $22.40 | $10,192.00 |
DisclosureSEC source: 0001127602-19-005100 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,716 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 428 | $22.40 | $9,587.20 |
DisclosureSEC source: 0001127602-19-005100 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,171 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantPhantom Stock Unit · Derivative | 9,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · derivative · entry 8 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,856 Underlying: Common Stock $0.01 Par Value · 9,856 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F6 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F7 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 25,559 | $22.01 Strike: $22.01 | $562,553.59 |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · derivative · entry 7 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,559 Underlying: Common Stock $0.01 Par Value · 25,559 shares Expires 2029-02-05 F4 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 2,796 | $22.01 | $61,539.96 |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · nonDerivative · entry 3 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,599 F3 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.