Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ibotta, Inc.IBTA · Entity 2177 | 10% owner | July 16, 2024 | October 16, 2024 |
| Symbotic Inc.SYM · Entity 2319 | 10% owner | December 12, 2023 | December 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ibotta, Inc.
Report date July 16, 2024 · Filed October 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Purchase Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.12 · Expires 2031-05-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-07-16 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As of September 30, 2024, the warrant was exercisable with respect to 3,502,879 shares of Class A Common Stock. The warrant becomes exercisable for the remaining 618,155 shares, subject to the Reporting Person and the Issuer extending their commercial agreement beyond its initial term. F2: The warrant expires on May 17, 2031, or earlier if the Reporting Person's commercial agreement with the Issuer is not extended beyond its initial term. |
Filing footnotes · ownership attribution and instrument terms
F1: As of September 30, 2024, the warrant was exercisable with respect to 3,502,879 shares of Class A Common Stock. The warrant becomes exercisable for the remaining 618,155 shares, subject to the Reporting Person and the Issuer extending their commercial agreement beyond its initial term.
F2: The warrant expires on May 17, 2031, or earlier if the Reporting Person's commercial agreement with the Issuer is not extended beyond its initial term.
Symbotic Inc.
Report date December 12, 2023 · Filed December 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class V-1 Common StockSEC Table I · non-derivative | Direct | 61,350,823 |
Reported balance
After 2023-12-12 transaction · row 1
1 source rowRow 1 · 2023-12-12 · Other · Acquired 15,870,411 · Balance 61,350,823 F1: On December 12, 2023, the reporting person exercised in full its warrant to purchase 15,870,411 limited liability company units ("Symbotics Holdings Units") of Symbotic Holdings LLC ("Symbotics Holdings") at a price of $10.00 per Symbotics Holding Unit. An equal number of Class V-1 Common Stock of the Issuer was issued to the reporting person in connection with the exercise of the warrant and the issuance of the Symbotics Holding Units. |
| Common Units in Symbotic Holdings LLCSEC Table II · derivative / convertible security | Direct | 61,350,823 |
Reported balance
After 2023-12-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-12 · Other · Acquired 15,870,411 · Balance 61,350,823 F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F1: On December 12, 2023, the reporting person exercised in full its warrant to purchase 15,870,411 limited liability company units ("Symbotics Holdings Units") of Symbotic Holdings LLC ("Symbotics Holdings") at a price of $10.00 per Symbotics Holding Unit. An equal number of Class V-1 Common Stock of the Issuer was issued to the reporting person in connection with the exercise of the warrant and the issuance of the Symbotics Holding Units. |
| Warrant in Symbotic Holdings LLCSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2027-06-07 | Direct | 0 |
Reported balance
After 2023-12-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-12 · Other · Disposed 15,870,411 · Balance 0 F1: On December 12, 2023, the reporting person exercised in full its warrant to purchase 15,870,411 limited liability company units ("Symbotics Holdings Units") of Symbotic Holdings LLC ("Symbotics Holdings") at a price of $10.00 per Symbotics Holding Unit. An equal number of Class V-1 Common Stock of the Issuer was issued to the reporting person in connection with the exercise of the warrant and the issuance of the Symbotics Holding Units. F4: The warrant vested at the time that the Installment Commencement Date of the Project for which the applicable Project SOW resulted in at least 10 Modules installed under the Second Amended and Restated Master Automation Agreement, dated as of May 20, 2022, by and among Symbotic Holdings, the reporting person and Symbotic LLC (the "MAA") (as each term is defined in the MAA). The warrant was scheduled to expire on the five-year anniversary of the issue date. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 12, 2023, the reporting person exercised in full its warrant to purchase 15,870,411 limited liability company units ("Symbotics Holdings Units") of Symbotic Holdings LLC ("Symbotics Holdings") at a price of $10.00 per Symbotics Holding Unit. An equal number of Class V-1 Common Stock of the Issuer was issued to the reporting person in connection with the exercise of the warrant and the issuance of the Symbotics Holding Units.
F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.]
F3: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share.
F4: The warrant vested at the time that the Installment Commencement Date of the Project for which the applicable Project SOW resulted in at least 10 Modules installed under the Second Amended and Restated Master Automation Agreement, dated as of May 20, 2022, by and among Symbotic Holdings, the reporting person and Symbotic LLC (the "MAA") (as each term is defined in the MAA). The warrant was scheduled to expire on the five-year anniversary of the issue date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GREEN DOT CORP
Report date April 25, 2011 · Filed April 25, 2011
Section 16 reporting ended · disclosed 2011-04-25. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2023 Filed Dec 14, 2023 22:01 UTC | Symbotic Inc. SYM · Entity 2319 | OtherWarrant in Symbotic Holdings LLC · Derivative | 15,870,411 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001062993-23-022577 · form4.xml · derivative · entry 3 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units in Symbotic Holdings LLC · 15,870,411 shares Expires 2027-06-07 F1 · kind: On December 12, 2023, the reporting person exercised in full its warrant to purchase 15,870,411 limited liability company units ("Symbotics Holdings Units") of Symbotic Holdings LLC ("Symbotics Holdings") at a price of $10.00 per Symbotics Holding Unit. An equal number of Class V-1 Common Stock of the Issuer was issued to the reporting person in connection with the exercise of the warrant and the issuance of the Symbotics Holding Units. F4 · derivative.exercise_date: The warrant vested at the time that the Installment Commencement Date of the Project for which the applicable Project SOW resulted in at least 10 Modules installed under the Second Amended and Restated Master Automation Agreement, dated as of May 20, 2022, by and among Symbotic Holdings, the reporting person and Symbotic LLC (the "MAA") (as each term is defined in the MAA). The warrant was scheduled to expire on the five-year anniversary of the issue date. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:01 UTC | Symbotic Inc. SYM · Entity 2319 | OtherCommon Units in Symbotic Holdings LLC · Derivative | 15,870,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-022577 · form4.xml · derivative · entry 2 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,350,823 Underlying: Class A Common Stock · 15,870,411 shares Expires not disclosed F2 · derivative.exercise_price: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.exercise_price: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F1 · kind: On December 12, 2023, the reporting person exercised in full its warrant to purchase 15,870,411 limited liability company units ("Symbotics Holdings Units") of Symbotic Holdings LLC ("Symbotics Holdings") at a price of $10.00 per Symbotics Holding Unit. An equal number of Class V-1 Common Stock of the Issuer was issued to the reporting person in connection with the exercise of the warrant and the issuance of the Symbotics Holding Units. F2 · price: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · price: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F2 · derivative.exercise_date: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.exercise_date: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F2 · derivative.expiration_date: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.expiration_date: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:01 UTC | Symbotic Inc. SYM · Entity 2319 | OtherClass V-1 Common Stock | 15,870,411 | $10.00 | $158,704,110.00 |
DisclosureSEC source: 0001062993-23-022577 · form4.xml · nonDerivative · entry 1 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,350,823 F1 · kind: On December 12, 2023, the reporting person exercised in full its warrant to purchase 15,870,411 limited liability company units ("Symbotics Holdings Units") of Symbotic Holdings LLC ("Symbotics Holdings") at a price of $10.00 per Symbotics Holding Unit. An equal number of Class V-1 Common Stock of the Issuer was issued to the reporting person in connection with the exercise of the warrant and the issuance of the Symbotics Holding Units. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:44 UTC | Symbotic Inc. SYM · Entity 2319 | OtherCommon Units in Symbotic Holdings LLC · Derivative | 574,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-017304 · form4.xml · derivative · entry 2 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,480,412 Underlying: Class A Common Stock · 574,490 shares Expires not disclosed F2 · derivative.exercise_price: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.exercise_price: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F1 · kind: Represents Symbotic Holdings Units issued on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F1 · price: Represents Symbotic Holdings Units issued on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F2 · derivative.exercise_date: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.exercise_date: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F2 · derivative.expiration_date: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.expiration_date: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:44 UTC | Symbotic Inc. SYM · Entity 2319 | OtherClass V-1 Common Stock | 574,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-017304 · form4.xml · nonDerivative · entry 1 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,480,412 F1 · kind: Represents Symbotic Holdings Units issued on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F1 · price: Represents Symbotic Holdings Units issued on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 20:47 UTC | Symbotic Inc. SYM · Entity 2319 | OtherCommon Units in Symbotic Holdings LLC · Derivative | 1,148,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016617 · form4.xml · derivative · entry 2 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,905,922 Underlying: Class A Common Stock · 1,148,980 shares Expires not disclosed F2 · derivative.exercise_price: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.exercise_price: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F1 · kind: Represents Symbotic Holdings Units issued on July 19, 2022 as Earnout Interests following the occurrence of Triggering Event I and Triggering Event II in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F1 · price: Represents Symbotic Holdings Units issued on July 19, 2022 as Earnout Interests following the occurrence of Triggering Event I and Triggering Event II in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F2 · derivative.exercise_date: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.exercise_date: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. F2 · derivative.expiration_date: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. [Cont.] F3 · derivative.expiration_date: [Continuation] Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to one vote per share. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 20:47 UTC | Symbotic Inc. SYM · Entity 2319 | OtherClass V-1 Common Stock | 1,148,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016617 · form4.xml · nonDerivative · entry 1 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,905,922 F1 · kind: Represents Symbotic Holdings Units issued on July 19, 2022 as Earnout Interests following the occurrence of Triggering Event I and Triggering Event II in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F1 · price: Represents Symbotic Holdings Units issued on July 19, 2022 as Earnout Interests following the occurrence of Triggering Event I and Triggering Event II in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:16 UTC | Symbotic Inc. SYM · Entity 2319 | OtherWarrant in Symbotic Holdings LLC · Derivative | 15,870,411 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0000104169-22-000034 · wf-form4_165480935122658.xml · derivative · entry 3 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,870,411 Underlying: Common Units in Symbotic Holdings LLC · 15,870,411 shares Expires 2027-06-07 F4 · kind: In connection with the Company Reorganization and the Merger, the reporting person's warrant to purchase 258,972 Class A units of Warehouse was canceled and exchanged for a warrant to purchase 15,870,411 New Symbotic Holdings Common Units at a price of $10.00 per New Symbotic Holdings Common Unit. The warrant vests, and the reporting person may exercise the warrant for all or any lesser amount of New Symbotic Holdings Common Units, at such time as the Installment Commencement Date of the Project for which the applicable Project SOW results in the aggregate number of Modules installed under the Second Amended and Restated Master Automation Agreement, dated as of May 20, 2022, by and among New Symbotic Holdings, the reporting person and Symbotic LLC (the "MAA") to be at least 10 (as each term is defined in the MAA) [cont'd]. F4 · price: In connection with the Company Reorganization and the Merger, the reporting person's warrant to purchase 258,972 Class A units of Warehouse was canceled and exchanged for a warrant to purchase 15,870,411 New Symbotic Holdings Common Units at a price of $10.00 per New Symbotic Holdings Common Unit. The warrant vests, and the reporting person may exercise the warrant for all or any lesser amount of New Symbotic Holdings Common Units, at such time as the Installment Commencement Date of the Project for which the applicable Project SOW results in the aggregate number of Modules installed under the Second Amended and Restated Master Automation Agreement, dated as of May 20, 2022, by and among New Symbotic Holdings, the reporting person and Symbotic LLC (the "MAA") to be at least 10 (as each term is defined in the MAA) [cont'd]. F5 · price: [Continuation] In the event of a partial exercise of the warrant, New Symbotic Holdings will issue the reporting person a new, substantially identical warrant for the purchase of the remaining New Symbotic Holdings Common Units underlying the warrant. The warrant expires on the five-year anniversary of the issue date. F4 · derivative.exercise_date: In connection with the Company Reorganization and the Merger, the reporting person's warrant to purchase 258,972 Class A units of Warehouse was canceled and exchanged for a warrant to purchase 15,870,411 New Symbotic Holdings Common Units at a price of $10.00 per New Symbotic Holdings Common Unit. The warrant vests, and the reporting person may exercise the warrant for all or any lesser amount of New Symbotic Holdings Common Units, at such time as the Installment Commencement Date of the Project for which the applicable Project SOW results in the aggregate number of Modules installed under the Second Amended and Restated Master Automation Agreement, dated as of May 20, 2022, by and among New Symbotic Holdings, the reporting person and Symbotic LLC (the "MAA") to be at least 10 (as each term is defined in the MAA) [cont'd]. F5 · derivative.exercise_date: [Continuation] In the event of a partial exercise of the warrant, New Symbotic Holdings will issue the reporting person a new, substantially identical warrant for the purchase of the remaining New Symbotic Holdings Common Units underlying the warrant. The warrant expires on the five-year anniversary of the issue date. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:16 UTC | Symbotic Inc. SYM · Entity 2319 | OtherCommon Units in Symbotic Holdings LLC · Derivative | 43,756,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104169-22-000034 · wf-form4_165480935122658.xml · derivative · entry 2 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,756,942 Underlying: Class A Common Stock · 43,756,942 shares Expires not disclosed F3 · derivative.exercise_price: Holders of New Symbotic Holdings Common Units have the right to cause New Symbotic Holdings to acquire all or a portion of their New Symbotic Holdings Common Units and corresponding shares of Class V-1 common stock of the Issuer., which may be settled for, at the Issuer's election, (i) one share of Class A common stock of the Issuer., subject to conversion rate adjustments for stock splits, stock dividends and reclassification, or (ii) an equivalent amount of cash. The shares of Class V-1 common stock confer no incidents of economic ownership on the holders thereof and carry one vote per share. F1 · kind: On June 7, 2022, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated December 12, 2021, (i) Warehouse Technologies LLC ("Warehouse") merged into Symbotic Holdings LLC, a wholly owned subsidiary of Warehouse, (the "Company Reorganization") with Symbotic Holdings LLC as the surviving entity (referred to herein as "Interim Symbotic"), and (ii) immediately thereafter, Saturn Acquisition (DE) Corp. ("Merger Sub"), a wholly owned subsidiary of the Issuer, merged with and into Interim Symbotic (the "Merger"), with Interim Symbotic surviving the Merger as a subsidiary of the Issuer ("New Symbotic Holdings") [cont'd]. F2 · kind: [Continuation] Pursuant to the Merger Agreement, in the Company Reorganization, the reporting person's 714,022 units of Warehouse were converted into the right to receive 43,756,942 units of Interim Symbotic, and in the Merger, such units of Interim Symbotic were subsequently converted into the right to receive 43,756,942 common units of New Symbotic Holdings ("New Symbotic Holdings Common Units") and 43,756,942 corresponding shares of the Issuer's Class V-1 common stock, par value $0.0001 per share. F1 · price: On June 7, 2022, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated December 12, 2021, (i) Warehouse Technologies LLC ("Warehouse") merged into Symbotic Holdings LLC, a wholly owned subsidiary of Warehouse, (the "Company Reorganization") with Symbotic Holdings LLC as the surviving entity (referred to herein as "Interim Symbotic"), and (ii) immediately thereafter, Saturn Acquisition (DE) Corp. ("Merger Sub"), a wholly owned subsidiary of the Issuer, merged with and into Interim Symbotic (the "Merger"), with Interim Symbotic surviving the Merger as a subsidiary of the Issuer ("New Symbotic Holdings") [cont'd]. F2 · price: [Continuation] Pursuant to the Merger Agreement, in the Company Reorganization, the reporting person's 714,022 units of Warehouse were converted into the right to receive 43,756,942 units of Interim Symbotic, and in the Merger, such units of Interim Symbotic were subsequently converted into the right to receive 43,756,942 common units of New Symbotic Holdings ("New Symbotic Holdings Common Units") and 43,756,942 corresponding shares of the Issuer's Class V-1 common stock, par value $0.0001 per share. F3 · derivative.exercise_date: Holders of New Symbotic Holdings Common Units have the right to cause New Symbotic Holdings to acquire all or a portion of their New Symbotic Holdings Common Units and corresponding shares of Class V-1 common stock of the Issuer., which may be settled for, at the Issuer's election, (i) one share of Class A common stock of the Issuer., subject to conversion rate adjustments for stock splits, stock dividends and reclassification, or (ii) an equivalent amount of cash. The shares of Class V-1 common stock confer no incidents of economic ownership on the holders thereof and carry one vote per share. F3 · derivative.expiration_date: Holders of New Symbotic Holdings Common Units have the right to cause New Symbotic Holdings to acquire all or a portion of their New Symbotic Holdings Common Units and corresponding shares of Class V-1 common stock of the Issuer., which may be settled for, at the Issuer's election, (i) one share of Class A common stock of the Issuer., subject to conversion rate adjustments for stock splits, stock dividends and reclassification, or (ii) an equivalent amount of cash. The shares of Class V-1 common stock confer no incidents of economic ownership on the holders thereof and carry one vote per share. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:16 UTC | Symbotic Inc. SYM · Entity 2319 | OtherClass V-1 Common Stock | 43,756,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104169-22-000034 · wf-form4_165480935122658.xml · nonDerivative · entry 1 Walmart Inc. · CIK 0000104169 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,756,942 F1 · kind: On June 7, 2022, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated December 12, 2021, (i) Warehouse Technologies LLC ("Warehouse") merged into Symbotic Holdings LLC, a wholly owned subsidiary of Warehouse, (the "Company Reorganization") with Symbotic Holdings LLC as the surviving entity (referred to herein as "Interim Symbotic"), and (ii) immediately thereafter, Saturn Acquisition (DE) Corp. ("Merger Sub"), a wholly owned subsidiary of the Issuer, merged with and into Interim Symbotic (the "Merger"), with Interim Symbotic surviving the Merger as a subsidiary of the Issuer ("New Symbotic Holdings") [cont'd]. F2 · kind: [Continuation] Pursuant to the Merger Agreement, in the Company Reorganization, the reporting person's 714,022 units of Warehouse were converted into the right to receive 43,756,942 units of Interim Symbotic, and in the Merger, such units of Interim Symbotic were subsequently converted into the right to receive 43,756,942 common units of New Symbotic Holdings ("New Symbotic Holdings Common Units") and 43,756,942 corresponding shares of the Issuer's Class V-1 common stock, par value $0.0001 per share. F1 · price: On June 7, 2022, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated December 12, 2021, (i) Warehouse Technologies LLC ("Warehouse") merged into Symbotic Holdings LLC, a wholly owned subsidiary of Warehouse, (the "Company Reorganization") with Symbotic Holdings LLC as the surviving entity (referred to herein as "Interim Symbotic"), and (ii) immediately thereafter, Saturn Acquisition (DE) Corp. ("Merger Sub"), a wholly owned subsidiary of the Issuer, merged with and into Interim Symbotic (the "Merger"), with Interim Symbotic surviving the Merger as a subsidiary of the Issuer ("New Symbotic Holdings") [cont'd]. F2 · price: [Continuation] Pursuant to the Merger Agreement, in the Company Reorganization, the reporting person's 714,022 units of Warehouse were converted into the right to receive 43,756,942 units of Interim Symbotic, and in the Merger, such units of Interim Symbotic were subsequently converted into the right to receive 43,756,942 common units of New Symbotic Holdings ("New Symbotic Holdings Common Units") and 43,756,942 corresponding shares of the Issuer's Class V-1 common stock, par value $0.0001 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.