Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP Finance, CFO | June 20, 2025 | June 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date June 20, 2025 · Filed June 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 225,045 |
Last balance in matching sequence
After 2025-06-20 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2025-06-20 · Tax withholding · Disposed 568 · Balance 226,061 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2025-06-20 · Tax withholding · Disposed 706 · Balance 225,355 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2025-06-20 · Tax withholding · Disposed 310 · Balance 225,045 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| Common StockSEC Table I · non-derivative | IndirectBy spousal trust | 152,120 |
Reported balance
Holding disclosure · report date 2025-06-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 152,120 F5: The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5: The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2021 Filed Mar 23, 2021 20:02 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 373 | $55.42 | $20,671.66 |
DisclosureSEC source: 0001215181-21-000010 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,794 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 18:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $49.37 | $98,740.00 |
DisclosureSEC source: 0001032553-21-000013 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,167 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $54.09 | $108,180.00 |
DisclosureSEC source: 0001215181-21-000008 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,167 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 18:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $55.64 | $111,280.00 |
DisclosureSEC source: 0001215181-21-000006 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,167 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 20:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $55.65 | $111,300.00 |
DisclosureSEC source: 0001215181-21-000004 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,167 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 14:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $52.24 | $104,480.00 |
DisclosureSEC source: 0001215181-21-000002 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,167 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 16:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $53.76 | $107,520.00 |
DisclosureSEC source: 0001215181-20-000036 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,167 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 13,152 | $51.36 | $675,486.72 |
DisclosureSEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 6 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,167 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,064 | $51.36 | $54,647.04 |
DisclosureSEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 5 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,319 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,126 | $51.36 | $109,191.36 |
DisclosureSEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 4 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,383 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,142 | $51.36 | $110,013.12 |
DisclosureSEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 3 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,509 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,677 | $51.36 | $137,490.72 |
DisclosureSEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 2 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,651 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 656 | $51.36 | $33,692.16 |
DisclosureSEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,328 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:02 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units · Derivative | 14,347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001215181-20-000032 · edgardoc.xml · derivative · entry 4 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:02 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 13,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001215181-20-000032 · edgardoc.xml · nonDerivative · entry 3 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,984 F5 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:02 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 28,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001215181-20-000032 · edgardoc.xml · nonDerivative · entry 2 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:02 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 19,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001215181-20-000032 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,087 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 20:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $48.10 | $96,200.00 |
DisclosureSEC source: 0001215181-20-000030 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,293 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $44.51 | $89,020.00 |
DisclosureSEC source: 0001215181-20-000028 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,293 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.76 | $87,520.00 |
DisclosureSEC source: 0001215181-20-000026 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,293 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 19:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $39.84 | $79,680.00 |
DisclosureSEC source: 0001215181-20-000024 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,293 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 16:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $42.00 | $84,000.00 |
DisclosureSEC source: 0001215181-20-000022 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,293 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 18:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $40.56 | $81,120.00 |
DisclosureSEC source: 0001215181-20-000020 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,293 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 21:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $40.40 | $80,800.00 |
DisclosureSEC source: 0001215181-20-000018 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,293 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 656 | $41.03 | $26,915.68 |
DisclosureSEC source: 0001215181-20-000016 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,293 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 17:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.58 | $87,160.00 |
DisclosureSEC source: 0001215181-20-000014 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,949 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 17:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $60.44 | $120,880.00 |
DisclosureSEC source: 0001215181-20-000012 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,949 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 19:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $61.25 | $122,500.00 |
DisclosureSEC source: 0001215181-20-000010 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,949 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 15:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $55.71 | $111,420.00 |
DisclosureSEC source: 0001215181-20-000008 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,949 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 18:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $53.69 | $107,380.00 |
DisclosureSEC source: 0001215181-20-000006 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,949 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:23 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 656 | $53.62 | $35,174.72 |
DisclosureSEC source: 0001177261-20-000044 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,949 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 14:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $52.11 | $104,220.00 |
DisclosureSEC source: 0001177261-20-000034 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,605 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.39 to $52.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 17:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $55.27 | $110,540.00 |
DisclosureSEC source: 0001215181-20-000004 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,605 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 18, 2020 Filed May 19, 2020 15:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $50.35 | $100,700.00 |
DisclosureSEC source: 0001444157-20-000022 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,605 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 04, 2020 Filed May 5, 2020 15:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $46.05 | $92,100.00 |
DisclosureSEC source: 0001809044-20-000004 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,605 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 19:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.99 | $87,980.00 |
DisclosureSEC source: 0001215181-20-000002 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,605 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:52 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 656 | $36.07 | $23,661.92 |
DisclosureSEC source: 0001177261-20-000016 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,605 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 17:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $41.86 | $83,720.00 |
DisclosureSEC source: 0001177261-19-000073 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,261 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 951 | $42.39 | $40,312.89 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 8 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,261 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 676 | $42.39 | $28,655.64 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 7 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,212 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,142 | $42.39 | $90,799.38 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 6 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,888 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,677 | $42.39 | $113,478.03 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 5 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,030 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 5,198 | $42.39 | $220,343.22 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 4 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,707 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 962 | $42.39 | $40,779.18 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 3 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,905 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,306 | $42.39 | $97,751.34 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 2 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,867 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,256 | $42.39 | $95,631.84 |
DisclosureSEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,173 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:25 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2022) · Derivative | 9,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000047 · edgardoc.xml · derivative · entry 3 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,621 Underlying: Common Stock · 9,621 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:25 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 19,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000047 · edgardoc.xml · nonDerivative · entry 2 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,429 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2018 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2019 and 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:25 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 24,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000047 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,478 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 18:11 UTC | CIENA CORP CIEN · Entity 1071 | GiftCommon Stock | 2,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001215181-19-000052 · edgardoc.xml · nonDerivative · entry 1 MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,426 F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.