Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Golden Minerals CoAUMN · Entity 8289 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Golden Minerals Co
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 554,893 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 250,000 · Balance 554,893 F1: The reported transaction involves the reporting person's receipt of a grant of 250,000 restricted stock units ("RSUs") under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in two equal tranches on October 1, 2027 and October 1, 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involves the reporting person's receipt of a grant of 250,000 restricted stock units ("RSUs") under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in two equal tranches on October 1, 2027 and October 1, 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:23 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-113311 · tm2626851-4_4seq1.xml · nonDerivative · entry 1 Watkins David · CIK 0001461107 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554,893 F1 · shares: The reported transaction involves the reporting person's receipt of a grant of 250,000 restricted stock units ("RSUs") under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in two equal tranches on October 1, 2027 and October 1, 2028. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 20:25 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-063055 · tm2519057-5_4seq1.xml · nonDerivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,893 F1 · balance_after: The reported transaction involves the reporting person's receipt of a grant of 175,000 restricted stock units under Golden Minerals Company's Amended and Restated 2023 Equity Incentive Plan. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 175,000 newly awarded restricted stock units,129,493 restricted stock units previously reported in Table II, and 400 shares of common stock. Read SEC document |
| June 18, 2024 Filed Jul 3, 2024 15:33 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-026157 · ownership.xml · derivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,493 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2023 Equity Incentive Plan. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. Read SEC document |
| May 26, 2022 Filed May 31, 2022 18:00 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-066435 · tm2217281-7_4seq1.xml · derivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,279 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's Amended and Restated 2009 Equity Incentive Plan. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. Read SEC document |
| May 13, 2021 Filed May 14, 2021 18:18 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-010102 · doc1.xml · derivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,279 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:35 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012091 · doc1.xml · derivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,279 Underlying: Common Stock · 130,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:59 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011798 · doc1.xml · derivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,279 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. Read SEC document |
| May 17, 2018 Filed May 18, 2018 18:10 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024626 · doc1.xml · derivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,279 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. Read SEC document |
| May 23, 2017 Filed May 23, 2017 16:55 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021886 · doc1.xml · derivative · entry 1 Watkins David · CIK 0001461107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,279 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan. F2 · derivative.exercise_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. F2 · derivative.expiration_date: Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.