Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Indigo Acquisition Corp.INACU · Entity 6512 | Director | June 30, 2025 | June 30, 2025 |
| Microvast Holdings, Inc.MVST · Entity 6071 | Director | August 15, 2023 | March 29, 2024 |
| Tuscan Holdings Corp. IITHCA · Entity 156046 | Director · Chief Executive Officer · 10% owner | July 11, 2019 | July 11, 2019 |
| Twelve Seas Investment CoTWLVU · Entity 165382 | Director · President | June 19, 2018 | June 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Indigo Acquisition Corp.
Report date June 30, 2025 · Filed June 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2025-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 |
Microvast Holdings, Inc.
Report date August 15, 2023 · Filed March 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,143,463 |
Reported balance
After 2023-08-15 transaction · row 1
1 source rowRow 1 · 2023-08-15 · Grant · Acquired 53,671 · Balance 4,143,463 F1: Represents restricted stock units granted to the reporting person in accordance with the issuer's non-employee director compensation policy. The restricted stock units vest on December 31, 2024, subject to the reporting person's continued service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the reporting person in accordance with the issuer's non-employee director compensation policy. The restricted stock units vest on December 31, 2024, subject to the reporting person's continued service through such date.
Tuscan Holdings Corp. II
Report date July 11, 2019 · Filed July 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Tuscan Holdings Acquisition II LLC | 4,492,138 |
Reported balance
Holding disclosure · report date 2019-07-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,492,138 F1: Includes securities underlying 179,638 units and 1,796,380 warrants of the Issuer, which units and warrants, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit consists of one share of common stock and one-half of one warrant, with each whole warrant entitling the holder to purchase one share of common stock. The purchase of these units and warrants is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying up to 18,800 additional units and 187,992 additional warrants which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full. F2: Includes up to 562,500 shares of common stock that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. F6: The reporting person is the sole managing member of this entity. |
| Redeemable WarrantSEC Table II · derivative / convertible security | IndirectBy Tuscan Holdings Acquisition II LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2019-07-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Includes securities underlying 179,638 units and 1,796,380 warrants of the Issuer, which units and warrants, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit consists of one share of common stock and one-half of one warrant, with each whole warrant entitling the holder to purchase one share of common stock. The purchase of these units and warrants is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying up to 18,800 additional units and 187,992 additional warrants which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full. F5: Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising transactions. F3: Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or July 11, 2020. F4: Each warrant will expire five years after the completion of the Issuer's initial business combination. F6: The reporting person is the sole managing member of this entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities underlying 179,638 units and 1,796,380 warrants of the Issuer, which units and warrants, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit consists of one share of common stock and one-half of one warrant, with each whole warrant entitling the holder to purchase one share of common stock. The purchase of these units and warrants is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying up to 18,800 additional units and 187,992 additional warrants which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full.
F2: Includes up to 562,500 shares of common stock that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F3: Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or July 11, 2020.
F4: Each warrant will expire five years after the completion of the Issuer's initial business combination.
F5: Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising transactions.
F6: The reporting person is the sole managing member of this entity.
Twelve Seas Investment Co
Report date June 19, 2018 · Filed June 19, 2018
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ConvergeOne Holdings, Inc.
Report date February 22, 2018 · Filed February 26, 2018
Section 16 reporting ended · disclosed 2018-02-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,910,187 |
Ending reported balance
After 2018-02-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-22 · Purchase · Acquired 937,500 · Balance 937,500 Row 2 · 2018-02-22 · Other · Acquired 972,687 · Balance 1,910,187 F1: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-02-22 | Direct | 30,625 |
Reported balance
After 2018-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-22 · Other · Acquired 30,625 · Balance 30,625 F1: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F2: The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017. F3: The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC.
F2: The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017.
F3: The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2023 Filed Mar 29, 2024 21:19 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | GrantCommon Stock | 53,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-24-000323 · ownership.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,143,463 F1 · price: Represents restricted stock units granted to the reporting person in accordance with the issuer's non-employee director compensation policy. The restricted stock units vest on December 31, 2024, subject to the reporting person's continued service through such date. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 00:24 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | GrantCommon Stock | 36,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001760689-22-000068 · wf-form4_165715342659713.xml · nonDerivative · entry 2 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,089,792 F2 · kind: Represents restricted stock units granted to the reporting person in accordance with the issuer's non-employee director compensation policy. The restricted stock units vest in equal quarterly installments on September 30, 2022, December 31, 2022, March 31, 2023 and June 30, 2023. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 00:24 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | GrantCommon Stock | 36,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001760689-22-000068 · wf-form4_165715342659713.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,053,756 F1 · kind: Represents restricted stock units granted to the reporting person in accordance with the issuer's non-employee director compensation policy. The restricted stock units vest on June 30, 2023. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:32 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | OtherWarrants · Derivative | 4,012 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001760689-22-000002 · wf-form4_164988916192762.xml · derivative · entry 4 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,012 Underlying: Common Stock · 4,012 shares Expires 2026-07-23 F3 · kind: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 4,012 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F3 · price: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 4,012 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:32 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | OtherWarrants · Derivative | 391,012 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001760689-22-000002 · wf-form4_164988916192762.xml · derivative · entry 3 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Holdings Acquisition LLC Disclosed balance after: 0 Underlying: Common Stock · 391,012 shares Expires 2026-07-23 F3 · kind: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 4,012 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F3 · price: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 4,012 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F2 · ownership.nature: The Reporting Person is the sole managing member of this entity. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:32 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | OtherCommon Stock | 3,856,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001760689-22-000002 · wf-form4_164988916192762.xml · nonDerivative · entry 2 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,024,720 F1 · kind: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,856,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F1 · price: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,856,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:32 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | OtherCommon Stock | 5,404,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001760689-22-000002 · wf-form4_164988916192762.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Holdings Acquisition LLC Disclosed balance after: 0 F1 · kind: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,856,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F1 · price: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,856,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F2 · ownership.nature: The Reporting Person is the sole managing member of this entity. Read SEC document |
| April 11, 2022 Filed Jun 28, 2022 23:44 UTC Amendment | Microvast Holdings, Inc. MVST · Entity 6071 | OtherWarrants · Derivative | 512 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001760689-22-000045 · wf-form4a_165645982927005.xml · derivative · entry 4 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,512 Underlying: Common Stock · 512 shares Expires 2026-07-23 F3 · kind: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 512 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F3 · price: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 512 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. Read SEC document |
| April 11, 2022 Filed Jun 28, 2022 23:44 UTC Amendment | Microvast Holdings, Inc. MVST · Entity 6071 | OtherWarrants · Derivative | 391,012 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001760689-22-000045 · wf-form4a_165645982927005.xml · derivative · entry 3 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Holdings Acquisition LLC Disclosed balance after: 0 Underlying: Common Stock · 391,012 shares Expires 2026-07-23 F3 · kind: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 512 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F3 · price: Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 512 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F2 · ownership.nature: The Reporting Person is the sole managing member of this entity. Read SEC document |
| April 11, 2022 Filed Jun 28, 2022 23:44 UTC Amendment | Microvast Holdings, Inc. MVST · Entity 6071 | OtherCommon Stock | 3,849,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001760689-22-000045 · wf-form4a_165645982927005.xml · nonDerivative · entry 2 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,017,720 F1 · kind: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,849,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F1 · price: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,849,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. Read SEC document |
| April 11, 2022 Filed Jun 28, 2022 23:44 UTC Amendment | Microvast Holdings, Inc. MVST · Entity 6071 | OtherCommon Stock | 5,404,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001760689-22-000045 · wf-form4a_165645982927005.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Holdings Acquisition LLC Disclosed balance after: 0 F1 · kind: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,849,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F1 · price: Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,849,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. F2 · ownership.nature: The Reporting Person is the sole managing member of this entity. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 22:31 UTC Amendment | Microvast Holdings, Inc. MVST · Entity 6071 | GrantClass A Common Stock | 8,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001874937-21-000006 · primary_doc.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,650 F1 · date: The original Form 4, filed on August 6, 2021, is amended by this form solely to correct an administrative error which reported the incorrect Transaction Date of 07/30/2021. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:01 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | GrantClass A Common Stock | 9,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-21-000866 · ownership.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,756 Read SEC document |
| July 30, 2021 Filed Aug 6, 2021 21:49 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | GrantClass A Common Stock | 8,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001874937-21-000001 · primary_doc.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,650 Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 20:52 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | ConversionWarrants · Derivative | 150,000 | $10.00 Strike: $11.50 | $1,500,000.00 |
DisclosureSEC source: 0001094891-21-000268 · edgar.xml · derivative · entry 6 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,012 Underlying: Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants expire on the fifth anniversary of the completion of the Issuer's initial business combination. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 20:52 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | ConversionConvertible Promissory Notes · Derivative | 150,000 | $10.00 Strike: $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001094891-21-000268 · edgar.xml · derivative · entry 5 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The promissory note was convertible, at the holder's option, upon the closing of the Issuer's initial business combination, into 150,000 units, each unit consisting of 1 share of common stock and 1 warrant. The aggregate principal amount of notes not so converted would be repaid upon the closing of the Issuer's initial business combination. F5 · derivative.expiration_date: The promissory note was convertible, at the holder's option, upon the closing of the Issuer's initial business combination, into 150,000 units, each unit consisting of 1 share of common stock and 1 warrant. The aggregate principal amount of notes not so converted would be repaid upon the closing of the Issuer's initial business combination. F6 · derivative.underlying: Upon the completion of the Issuer's initial business combination, each unit was split into 1 share of common stock and 1 warrant. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 20:52 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | GrantConvertible Promissory Note · Derivative | Not disclosed | $10.00 Strike: $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001094891-21-000268 · edgar.xml · derivative · entry 4 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Units · 150,000 shares Expires not disclosed F5 · derivative.exercise_date: The promissory note was convertible, at the holder's option, upon the closing of the Issuer's initial business combination, into 150,000 units, each unit consisting of 1 share of common stock and 1 warrant. The aggregate principal amount of notes not so converted would be repaid upon the closing of the Issuer's initial business combination. F5 · derivative.expiration_date: The promissory note was convertible, at the holder's option, upon the closing of the Issuer's initial business combination, into 150,000 units, each unit consisting of 1 share of common stock and 1 warrant. The aggregate principal amount of notes not so converted would be repaid upon the closing of the Issuer's initial business combination. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 20:52 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | OtherWarrants · Derivative | 167,577 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001094891-21-000268 · edgar.xml · derivative · entry 3 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Holdings Acquisition LLC Disclosed balance after: 391,012 Underlying: Common Stock · 167,577 shares Expires not disclosed F1 · kind: Represents the pro rata distribution of securities from Tuscan Holdings Acquisition LLC to a member. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants expire on the fifth anniversary of the completion of the Issuer's initial business combination. F2 · ownership.nature: The reporting person is the sole managing member of this entity. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 20:52 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | ConversionCommon Stock | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001094891-21-000268 · edgar.xml · nonDerivative · entry 2 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 20:52 UTC | Microvast Holdings, Inc. MVST · Entity 6071 | OtherCommon Stock | 1,964,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000268 · edgar.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tuscan Holdings Acquisition LLC Disclosed balance after: 5,404,320 F1 · kind: Represents the pro rata distribution of securities from Tuscan Holdings Acquisition LLC to a member. F2 · ownership.nature: The reporting person is the sole managing member of this entity. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:45 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | OtherWarrants · Derivative | 30,625 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-18-005530 · doc4.xml · derivative · entry 3 Vogel Stephen A · CIK 0001513473 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,625 Underlying: Common Stock · 30,625 shares Expires 2023-02-22 F1 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F1 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F2 · derivative.exercise_date: The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017. F3 · derivative.expiration_date: The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:45 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | OtherCommon Stock | 972,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005530 · doc4.xml · nonDerivative · entry 2 Vogel Stephen A · CIK 0001513473 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910,187 F1 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F1 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:45 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | PurchaseCommon Stock | 937,500 | $8.00 | $7,500,000.00 |
DisclosureSEC source: 0000899243-18-005530 · doc4.xml · nonDerivative · entry 1 Vogel Stephen A · CIK 0001513473 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.